1. CHAPTER I SMALL BUSINESS ADMINISTRATION
2. 1-100 PARTS 1-100 [RESERVED]
3. PART 101 ADMINISTRATION
4. Subpart A Overview
5. § 101.100 What is the purpose of SBA?
6. § 101.101 Who manages SBA?
7. § 101.102 Where is SBA's Headquarters located?
8. § 101.103 Where are SBA's field offices located?
9. § 101.104 What are the functions of SBA's field offices?
10. § 101.105 Who may use SBA's official seal and for what purpose?
11. § 101.106 Does Federal law apply to SBA programs and activities?
12. § 101.107 What SBA forms are approved for public use?
13. § 101.108 [Reserved]
14. § 101.109 Do SBA regulations include the section headings?
15. Subpart B Employment of Private Counsel
16. § 101.200 When does SBA hire private counsel?
17. § 101.201 What are the minimum terms of private counsel's employment?
18. Subpart C Inspector General
19. § 101.300 What is the Inspector General's authority to conduct audits, investigations, and inspections?
20. § 101.301 Who should receive information or allegations of waste, fraud, and abuse?
21. § 101.302 What is the scope of the Inspector General's authority?
22. § 101.303 How are Inspector General subpoenas served?
23. Subpart D Intergovernmental Partnership
24. § 101.400 What is the purpose of this subpart?
25. § 101.401 What programs and activities of SBA are subject to this subpart?
26. § 101.402 What procedures apply to the selection of SBA programs and activities?
27. § 101.403 What are the notice and comment procedures?
28. § 101.404 How does the Administrator receive comments?
29. § 101.405 How does the Administrator respond to comments?
30. § 101.406 What are the Administrator's responsibilities in interstate situations?
31. § 101.407 May the Administrator waive these regulations?
32. Subpart E Small Business Energy Efficiency
33. § 101.500 Small Business Energy Efficiency Program.
34. PART 102 RECORD DISCLOSURE AND PRIVACY
35. Subpart A Disclosure of Information
36. § 102.1 General provisions.
37. § 102.2 Proactive disclosure of records.
38. § 102.3 Requirements pertaining to the submission of requests.
39. § 102.4 Responsibility for responding to requests.
40. § 102.5 Timing of responses to requests.
41. § 102.6 Responses to requests.
42. § 102.7 Confidential commercial information.
43. § 102.8 Fees.
44. § 102.9 Administrative appeals.
45. § 102.10 Preservation of records.
46. § 102.11 Subpoenas.
47. Appendix A to Subpart A of Part 102 Records Maintained by SBA
48. Subpart B Protection of Privacy and Access to Individual Records Under the Privacy Act of 1974
49. § 102.20 General provisions.
50. § 102.21 Agency employees responsible for the Privacy Act of 1974.
51. § 102.22 Requirements relating to systems of records.
52. § 102.23 Publication in the Federal Register—Notices of systems of records.
53. § 102.24 Requests for access to records.
54. § 102.25 Responsibility for responding to requests for access to records.
55. § 102.26 Responses to requests for access to records.
56. § 102.27 Appeals from denials of requests for access to records.
57. § 102.28 Requests for amendment or correction of records.
58. § 102.29 Requests for an accounting of record disclosures.
59. § 102.30 Preservation of records.
60. § 102.31 Fees.
61. § 102.32 Notice of court-ordered and emergency disclosures.
62. § 102.33 Security of systems of records.
63. § 102.34 Contracts for the operation of record systems.
64. § 102.35 Use and collection of Social Security Numbers.
65. § 102.36 Privacy Act standards of conduct.
66. § 102.37 Training requirements.
67. § 102.38 Other rights and services.
68. § 102.39 SBA's exempt Privacy Act systems of records.
69. § 102.40 Computer matching.
70. § 102.41 Other provisions.
71. PART 103 STANDARDS FOR CONDUCTING BUSINESS WITH SBA
72. § 103.1 Key definitions.
73. § 103.2 Who may conduct business with SBA?
74. § 103.3 May SBA suspend or revoke an Agent's privilege?
75. § 103.4 What is “good cause” for suspension or revocation?
76. § 103.5 How does SBA regulate an Agent's fees and provision of service?
77. PART 105 STANDARDS OF CONDUCT AND EMPLOYEE RESTRICTIONS AND RESPONSIBILITIES
78. 1 Standards of Conduct
79. § 105.101 Cross-reference to employee ethical conduct standards and financial disclosure regulations.
80. 2 Restrictions and Responsibilities Related to SBA Employees and Former Employees
81. § 105.201 Definitions.
82. § 105.202 Employment of former employee by person previously the recipient of SBA Assistance.
83. § 105.203 SBA Assistance to person employing former SBA employee.
84. § 105.204 Assistance to SBA employees or members of their household.
85. § 105.205 Duty to report irregularities.
86. § 105.206 Applicable rules and directions.
87. § 105.207 Politically motivated activities with respect to the Minority Small Business Program.
88. § 105.208 Penalties.
89. 3 Restrictions on SBA Assistance to Other Individuals
90. § 105.301 Assistance to officers or employees of other Government organizations.
91. § 105.302 Assistance to employees or members of quasi-Government organizations.
92. 4 Administrative Provisions
93. § 105.401 Standards of Conduct Committee.
94. § 105.402 Standards of Conduct Counselors.
95. § 105.403 Designated Agency Ethics Officials.
96. PART 106 COSPONSORSHIPS, FEE AND NON-FEE BASED SBA-SPONSORED ACTIVITIES AND GIFTS
97. Subpart A Scope and Definitions
98. § 106.100 Scope.
99. § 106.101 Definitions.
100. Subpart B Cosponsored Activities
101. § 106.200 Cosponsored Activity.
102. § 106.201 Who may be a Cosponsor?
103. § 106.202 What are the minimum requirements applicable to Cosponsored Activities?
104. § 106.203 What provisions must be set forth in a Cosponsorship Agreement?
105. § 106.204 Who has the authority to approve and sign a Cosponsorship Agreement?
106. Subpart C Fee Based SBA-Sponsored Activities
107. § 106.300 Fee Based SBA-Sponsored Activity.
108. § 106.301 What are the minimum requirements applicable to Fee Based SBA-Sponsored Activities?
109. § 106.302 What provisions must be set forth in a Fee Based Record?
110. § 106.303 Who has authority to approve and sign a Fee Based Record?
111. Subpart D Non-Fee Based SBA-Sponsored Activities
112. § 106.400 Non-Fee Based SBA-Sponsored Activity.
113. § 106.401 What are the minimum requirements applicable to a Non-Fee Based SBA-Sponsored Activities?
114. § 106.402 What provisions must be set forth in a Non-Fee Based Record?
115. § 106.403 Who has authority to approve and sign a Non-Fee Based Record?
116. Subpart E Gifts
117. § 106.500 What is SBA's Gift authority?
118. § 106.501 What minimum requirements are applicable to SBA's solicitation and/or acceptance of Gifts?
119. § 106.502 Who has authority to perform a Gift conflict of interest determination?
120. § 106.503 Are there types of Gifts which SBA may not solicit and/or accept?
121. PART 107 SMALL BUSINESS INVESTMENT COMPANIES
122. Subpart A Introduction to Part 107
123. § 107.20 Legal basis and applicability of this part 107.
124. § 107.25 Severability.
125. § 107.30 Amendments to Act and regulations.
126. § 107.40 How to read this part 107.
127. Subpart B Definition of Terms Used in Part 107
128. § 107.50 Definition of terms.
129. Subpart C Qualifying for an SBIC License
130. 33 Organizing an SBIC
131. § 107.100 Organizing a Section 301(c) Licensee.
132. § 107.115 1940 Act and 1980 Act Companies.
133. § 107.120 [Reserved]
134. § 107.130 Requirement for qualified management.
135. § 107.140 SBA approval of initial Management Expenses.
136. § 107.150 Management-ownership diversification requirement.
137. § 107.160 Special rules for Licensees formed as limited partnerships.
138. 34 Capitalizing an SBIC
139. § 107.200 Adequate capital for Licensees.
140. § 107.210 Minimum capital requirements for Licensees.
141. § 107.230 Permitted sources of Private Capital for Licensees.
142. § 107.240 Limitations on including non-cash capital contributions in Private Capital.
143. § 107.250 [Reserved]
144. 35 Applying for an SBIC License
145. § 107.300 License application form and fee.
146. § 107.305 Evaluation of license applicants.
147. § 107.310 [Reserved]
148. § 107.320 Leverage portfolio diversification.
149. Subpart D Changes in Ownership, Control, or Structure of Licensee; Transfer of License
150. 36 Changes in Control or Ownership of Licensee
151. § 107.400 Changes in ownership of 10 percent or more of Licensee but no change of Control.
152. § 107.410 Changes in Control of Licensee (through change in ownership or otherwise).
153. § 107.420 Prohibition on exercise of ownership or Control rights in Licensee before SBA approval.
154. § 107.430 Notification to SBA of transactions that may change ownership or Control.
155. § 107.440 Standards governing prior SBA approval for a proposed transfer of Control.
156. § 107.450 Notification to SBA of pledge of Licensee's shares.
157. § 107.460 [Reserved]
158. 37 Change in Structure of Licensee
159. § 107.470 SBA approval of merger, consolidation, or reorganization of Licensee.
160. 38 Transfer of License
161. § 107.475 Transfer of license.
162. Subpart E Managing the Operations of a Licensee
163. 39 General Requirements
164. § 107.500 Lawful operations under the Act.
165. § 107.501 Identification.
166. § 107.502 Representations to the public.
167. § 107.503 Licensee's adoption of an approved valuation policy.
168. § 107.504 Equipment and office requirements.
169. § 107.506 Safeguarding Licensee's assets/Internal controls.
170. § 107.507 Violations based on false filings and nonperformance of agreements with SBA.
171. § 107.509 Employment of SBA officials.
172. 40 Management and Compensation
173. § 107.510 SBA approval of Licensee's Investment Adviser/Manager.
174. § 107.520 Management Expenses of a Licensee.
175. 41 Cash Management by a Licensee
176. § 107.530 Restrictions on investments of idle funds by leveraged Licensees.
177. 42 Borrowing by Licensees From Non-SBA Sources
178. § 107.550 Prior approval of secured third-party debt of Leveraged Licensees.
179. § 107.560 Subordination of SBA's creditor position.
180. § 107.565 Restrictions on third-party debt of Early Stage SBICs.
181. § 107.570 [Reserved]
182. 43 Distributions and Reductions in Regulatory Capital
183. § 107.585 Distributions and reductions in Regulatory Capital.
184. 44 Requirement To Conduct Active Investment Operations
185. § 107.590 Licensee's requirement to maintain active operations.
186. Subpart F Recordkeeping, Reporting, and Examination Requirements for Licensees
187. 45 Recordkeeping Requirements for Licensees
188. § 107.600 General requirement for Licensee to maintain and preserve records.
189. § 107.610 Required certifications for Loans and Investments.
190. § 107.620 Requirements to obtain information from Portfolio Concerns.
191. 46 Reporting Requirements for Licensees
192. § 107.630 Requirement for Licensees to file financial statements with SBA (Form 468).
193. § 107.640 Requirement to file Portfolio Financing Reports (SBA Form 1031).
194. § 107.650 Requirement to report portfolio valuations to SBA.
195. § 107.660 Other items required to be filed by Licensee with SBA.
196. § 107.665 Civil penalties.
197. § 107.670 Application for exemption from civil penalty for late filing of reports.
198. § 107.680 Reporting changes in Licensee not subject to prior SBA approval.
199. 47 Examinations of Licensees by SBA for Regulatory Compliance
200. § 107.690 Examinations.
201. § 107.691 Responsibilities of Licensee during examination.
202. § 107.692 Examination fees.
203. Subpart G Financing of Small Businesses by Licensees
204. 48 Determining the Eligibility of a Small Business for SBIC Financing
205. § 107.700 Compliance with size standards in part 121 of this chapter as a condition of Assistance.
206. § 107.710 Requirement to finance smaller enterprises.
207. § 107.720 Small Businesses that may be ineligible for financing.
208. § 107.730 Financings which constitute conflicts of interest.
209. § 107.740 Portfolio diversification (“Overline” limitation).
210. § 107.750 Conditions for financing a change of ownership of a Small Business.
211. § 107.760 How a change in size or activity of a Portfolio Concern affects the Licensee and the Portfolio Concern.
212. 49 Structuring Licensee's Financing of Eligible Small Businesses: Types of Financing
213. § 107.800 Financings in the form of Equity Securities.
214. § 107.810 Financing in the form of Loans.
215. § 107.815 Financings in the form of Debt Securities.
216. § 107.820 Financings in the form of guarantees.
217. § 107.825 Purchasing securities from an underwriter or other third party.
218. 50 Structuring Licensee's Financing of an Eligible Small Business: Terms and Conditions of Financing
219. § 107.830 Duration/term of financing.
220. § 107.835 [Reserved]
221. § 107.840 [Reserved]
222. § 107.845 [Reserved]
223. § 107.850 Restrictions on redemption of Equity Securities.
224. § 107.855 Interest rate ceiling and limitations on fees charged to Small Businesses (“Cost of Money”).
225. § 107.860 Financing fees and expense reimbursements a Licensee may receive from a Small Business.
226. § 107.865 Control of a Small Business by a Licensee.
227. § 107.880 Assets acquired in liquidation of Portfolio securities.
228. 51 Limitations on Disposition of Assets
229. § 107.885 Disposition of assets to Licensee's Associates or to competitors of Portfolio Concern.
230. 52 Management Services and Fees
231. § 107.900 Management fees for services provided to a Small Business by Licensee or its Associate.
232. Subpart H Non-leveraged Licensees—Exceptions to Regulations
233. § 107.1000 Non-leveraged Licensees—exceptions to this part.
234. Subpart I SBA Financial Assistance for Licensees (Leverage)
235. 53 General Information About Obtaining Leverage
236. § 107.1100 Types of Leverage and application procedures.
237. § 107.1120 General eligibility requirements for Leverage.
238. § 107.1130 Leverage fees and Annual Charges.
239. § 107.1140 [Reserved]
240. 54 Maximum Amount of Leverage for Which a Licensee Is Eligible
241. § 107.1150 Maximum amount of Leverage.
242. § 107.1160 [Reserved]
243. 55 Special Rules for Leverage Issued by an Early Stage SBIC
244. § 107.1180 Required distributions to SBA by Early Stage SBICs.
245. § 107.1181 Interest reserve requirements for Early Stage SBICs.
246. § 107.1182 Valuation requirements for Early Stage SBICs based on Capital Impairment Percentage.
247. 56 Conditional Commitments by SBA To Reserve Leverage for a Licensee
248. § 107.1200 SBA's Leverage commitment to a Licensee—application procedure, amount, and term.
249. § 107.1210 Payment of leverage fee upon receipt of commitment.
250. § 107.1220 Requirement for Licensee to file quarterly financial statements.
251. § 107.1230 Draw-downs by Licensee under SBA's Leverage commitment.
252. § 107.1240 Funding of Licensee's draw request through sale to short-term investor.
253. § 107.1400 [Reserved]
254. § 107.1410 [Reserved]
255. § 107.1420 [Reserved]
256. § 107.1430 [Reserved]
257. § 107.1440 [Reserved]
258. § 107.1450 [Reserved]
259. 57 Participating Securities Leverage
260. § 107.1500 General description of Participating Securities.
261. § 107.1505 Liquidity requirements for Licensees issuing Participating Securities.
262. § 107.1510 How a Licensee computes Earmarked Profit (Loss).
263. § 107.1520 How a Licensee computes and allocates Prioritized Payments to SBA.
264. § 107.1530 How a Licensee computes SBA's Profit Participation.
265. § 107.1540 Distributions by Licensee—Prioritized Payments and Adjustments.
266. § 107.1550 Distributions by Licensee—permitted “tax Distributions” to private investors and SBA.
267. § 107.1560 Distributions by Licensee—required Distributions to private investors and SBA.
268. § 107.1570 Distributions by Licensee—optional Distribution to private investors and SBA.
269. § 107.1575 Distributions on other than Payment Dates.
270. § 107.1580 Special rules for In-Kind Distributions by Licensees.
271. § 107.1585 ][Reserved]
272. § 107.1590 [Reserved]
273. 58 Funding Leverage by Use of SBA-Guaranteed Trust Certificates (“TCs”)
274. § 107.1600 SBA authority to issue and guarantee Trust Certificates.
275. § 107.1610 Effect of prepayment or early redemption of Leverage on a Trust Certificate.
276. § 107.1620 Functions of agents, including Central Registration Agent, Selling Agent and Fiscal Agent.
277. § 107.1630 SBA regulation of Brokers and Dealers and disclosure to purchasers of Leverage or Trust Certificates.
278. § 107.1640 SBA access to records of the CRA, Brokers, Dealers and Pool or Trust assemblers.
279. 59 Miscellaneous
280. § 107.1700 Transfer by SBA of its interest in Licensee's Leverage security.
281. § 107.1710 SBA authority to collect or compromise its claims.
282. § 107.1720 Characteristics of SBA's guarantee.
283. Subpart J Licensee's Noncompliance
284. § 107.1800 Licensee's agreement to terms and conditions in §§ 107.1810 and 107.1820.
285. § 107.1810 Events of default and SBA's remedies for Licensee's noncompliance with terms of Debentures.
286. § 107.1820 Conditions affecting issuers of Preferred Securities and/or Participating Securities.
287. 60 Computation of Licensee's Capital Impairment
288. § 107.1830 Licensee's Capital Impairment—definition and general requirements.
289. § 107.1840 Computation of Licensee's Capital Impairment Percentage.
290. § 107.1845 Determination of Capital Impairment Percentage for Early Stage SBICs.
291. § 107.1850 Watchlist.
292. Subpart K Ending Operations as a Licensee
293. § 107.1900 Surrender of license.
294. Subpart L Miscellaneous
295. § 107.1910 Non-waiver of SBA's rights or terms of Leverage security.
296. § 107.1920 Licensee's application for exemption from a regulation in this part 107.
297. § 107.1930 Effect of changes in this part 107 on transactions previously consummated.
298. PART 108 NEW MARKETS VENTURE CAPITAL (“NMVC”) PROGRAM
299. Subpart A Introduction to Part 108
300. § 108.10 Description of the New Markets Venture Capital Program.
301. § 108.20 Legal basis and applicability of this part 108.
302. § 108.30 Amendments to Act and regulations.
303. § 108.40 How to read this part 108.
304. Subpart B Definition of Terms Used in This Part 108
305. § 108.50 Definition of terms.
306. Subpart C Qualifications for the NMVC Program
307. 84 Organizing a NMVC Company
308. § 108.100 Business form.
309. § 108.110 Qualified management.
310. § 108.120 Economic development primary mission.
311. § 108.130 Identified Low Income Geographic Areas.
312. § 108.140 SBA approval of initial Management Expenses.
313. § 108.150 Management and ownership diversity requirement.
314. § 108.160 Special rules for NMVC Companies formed as limited partnerships.
315. 85 Capitalizing a NMVC Company
316. § 108.200 Adequate capital for NMVC Companies.
317. § 108.210 Minimum capital requirements for NMVC Companies.
318. § 108.230 Private Capital for NMVC Companies.
319. Subpart D Application and Approval Process for NMVC Company Designation
320. § 108.300 When and how to apply for designation as a NMVC Company.
321. § 108.310 Contents of application.
322. § 108.320 Contents of comprehensive business plan.
323. § 108.330 Grant issuance fee.
324. Subpart E Evaluation and Selection of NMVC Companies
325. § 108.340 Evaluation and selection—general.
326. § 108.350 Eligibility and completeness.
327. § 108.360 Evaluation criteria.
328. § 108.370 Conditional approval.
329. § 108.380 Final approval as a NMVC Company.
330. Subpart F Changes in Ownership, Structure, or Control
331. 86 Changes in Control or Ownership of NMVC Company
332. § 108.400 Changes in ownership of 10 percent or more of NMVC Company but no change of Control.
333. § 108.410 Changes in Control of NMVC Company (through change in ownership or otherwise).
334. § 108.420 Prohibition on exercise of ownership or Control rights in NMVC Company before SBA approval.
335. § 108.430 Notification to SBA of transactions that may change ownership or Control.
336. § 108.440 Standards governing prior SBA approval for a proposed transfer of Control.
337. § 108.450 Notification to SBA of pledge of NMVC Company's shares.
338. 87 Restrictions on Common Control or Ownership of Two or More NMVC Companies
339. § 108.460 Restrictions on Common Control or ownership of two (or more) NMVC Companies.
340. 88 Change in Structure of NMVC Company
341. § 108.470 SBA approval of merger, consolidation, or reorganization of NMVC Company.
342. Subpart G Managing the Operations of a NMVC Company
343. 89 General Requirements
344. § 108.500 Lawful operations under the Act.
345. § 108.502 Representations to the public.
346. § 108.503 NMVC Company's adoption of an approved valuation policy.
347. § 108.504 Equipment and office requirements.
348. § 108.506 Safeguarding the NMVC Company's assets/Internal controls.
349. § 108.507 Violations based on false filings and nonperformance of agreements with SBA.
350. § 108.509 Employment of SBA officials.
351. 90 Management and Compensation
352. § 108.510 SBA approval of NMVC Company's Investment Adviser/Manager.
353. § 108.520 Management Expenses of a NMVC Company.
354. 91 Cash Management by a NMVC Company
355. § 108.530 Restrictions on investments of idle funds by NMVC Companies.
356. 92 Borrowing by NMVC Companies From Non-SBA Sources
357. § 108.550 Prior approval of secured third-party debt of NMVC companies.
358. 93 Voluntary Decrease in Regulatory Capital
359. § 108.585 Voluntary decrease in NMVC Company's Regulatory Capital.
360. Subpart H Recordkeeping, Reporting, and Examination Requirements for NMVC Companies
361. 94 Recordkeeping Requirements for NMVC Companies
362. § 108.600 General requirement for NMVC Company to maintain and preserve records.
363. § 108.610 Required certifications for Loans and Investments.
364. § 108.620 Requirements to obtain information from Portfolio Concerns.
365. 95 Reporting Requirements for NMVC Companies
366. § 108.630 Requirement for NMVC companies to file financial statements and supplementary information with SBA (SBA Form 468).
367. § 108.640 Requirement to file portfolio financing reports (SBA Form 1031).
368. § 108.650 Requirement to report portfolio valuations to SBA.
369. § 108.660 Other items required to be filed by NMVC Company with SBA.
370. § 108.680 Reporting changes in NMVC Company not subject to prior SBA approval.
371. 96 Examinations of NMVC Companies by SBA for Regulatory Compliance
372. § 108.690 Examinations.
373. § 108.691 Responsibilities of NMVC Company during examination.
374. § 108.692 Examination fees.
375. Subpart I Financing of Small Businesses by NMVC Companies
376. 97 Determining the Eligibility of a Small Business for NMVC Financing
377. § 108.700 Compliance with size standards in part 121 of this chapter as a condition of Assistance.
378. § 108.710 Requirement to finance Low-Income Enterprises.
379. § 108.720 Small Businesses that may be ineligible for financing.
380. § 108.730 Financings which constitute conflicts of interest.
381. § 108.740 Portfolio diversification (“overline” limitation).
382. § 108.760 How a change in size or activity of a Portfolio Concern affects the NMVC Company and the Portfolio Concern.
383. 98 Structuring NMVC Company's Financing of Eligible Small Businesses
384. § 108.800 Financings in the form of equity interests.
385. § 108.820 Financings in the form of guarantees.
386. § 108.825 Purchasing securities from an underwriter or other third party.
387. 99 Limitations on Disposition of Assets
388. § 108.885 Disposition of assets to NMVC Company's Associates.
389. 100 Management Services and Fees
390. § 108.900 Fees for management services provided to a Small Business by a NMVC Company or its Associate.
391. Subpart J SBA Financial Assistance for NMVC Companies (Leverage)
392. 101 General Information About Obtaining Leverage
393. § 108.1100 Type of Leverage and application procedures.
394. § 108.1120 General eligibility requirement for Leverage.
395. § 108.1130 Leverage fees payable by NMVC Company.
396. § 108.1140 NMVC Company's acceptance of SBA remedies under § 108.1810.
397. 102 Maximum Amount of Leverage for Which a NMVC Company Is Eligible
398. § 108.1150 Maximum amount of Leverage for a NMVC Company.
399. 103 Conditional Commitments by SBA To Reserve Leverage for a NMVC Company
400. § 108.1200 SBA's Leverage commitment to a NMVC Company—application procedure, amount, and term.
401. § 108.1220 Requirement for NMVC Company to file financial statements at the time of request for a draw.
402. § 108.1230 Draw-downs by NMVC Company under SBA's Leverage commitment.
403. § 108.1240 Funding of NMVC Company's draw request through sale to third-party.
404. 104 Funding Leverage by use of SBA Guaranteed Trust Certificates (“TCs”)
405. § 108.1600 SBA authority to issue and guarantee Trust Certificates.
406. § 108.1610 Effect of prepayment or early redemption of Leverage on a Trust Certificate.
407. § 108.1620 Functions of agents, including Central Registration Agent, Selling Agent and Fiscal Agent.
408. § 108.1630 SBA regulation of Brokers and Dealers and disclosure to purchasers of Leverage or Trust Certificates.
409. § 108.1640 SBA access to records of the CRA, Brokers, Dealers and Pool or Trust assemblers.
410. 105 Miscellaneous
411. § 108.1700 Transfer by SBA of its interest in a NMVC Company's Leverage security.
412. § 108.1710 SBA authority to collect or compromise its claims.
413. § 108.1720 Characteristics of SBA's guarantee.
414. Subpart K NMVC Company's Noncompliance With Terms of Leverage
415. § 108.1810 Events of default and SBA's remedies for NMVC Company's noncompliance with terms of Debentures.
416. 106 Computation of NMVC Company's Capital Impairment
417. § 108.1830 NMVC Company's Capital Impairment definition and general requirements.
418. § 108.1840 Computation of NMVC Company's Capital Impairment Percentage.
419. Subpart L Ending Operations as a NMVC Company
420. § 108.1900 Termination of participation as a NMVC Company.
421. Subpart M Miscellaneous
422. § 108.1910 Non-waiver of SBA's rights or terms of Leverage security.
423. § 108.1920 NMVC Company's application for exemption from a regulation in this part 108.
424. § 108.1930 Effect of changes in this part 108 on transactions previously consummated.
425. § 108.1940 Procedures for designation of additional Low-Income Geographic Areas
426. Subpart N Requirements and Procedures for Operational Assistance Grants to NMVC Companies and SSBICs
427. § 108.2000 Operational Assistance Grants to NMVC Companies and SSBICs.
428. § 108.2001 When and how SSBICs may apply for Operational Assistance grants.
429. § 108.2002 Eligibility of SSBICs to apply for Operational Assistance grants.
430. § 108.2003 Grant issuance fee for SSBICs.
431. § 108.2004 Contents of application submitted by SSBICs.
432. § 108.2005 Contents of plan submitted by SSBICs.
433. § 108.2006 Evaluation and selection of SSBICs.
434. § 108.2007 Grant award to SSBICs.
435. § 108.2010 Restrictions on use of Operational Assistance grant funds.
436. § 108.2020 Amount of Operational Assistance grant.
437. § 108.2030 Matching requirements.
438. § 108.2040 Reporting and recordkeeping requirements.
439. PART 109 INTERMEDIARY LENDING PILOT PROGRAM
440. Subpart A Introduction
441. § 109.10 Description of the Intermediary Lending Pilot program.
442. § 109.15 Severability.
443. § 109.20 Definitions.
444. Subpart B ILP Intermediary Application and Selection Process
445. § 109.100 ILP Intermediary eligibility and continuing participation requirements.
446. §§ 109.200-109.220 [Reserved]
447. Subpart C ILP Program Requirements
448. § 109.300 General.
449. § 109.310 Terms of loans to ILP Intermediaries.
450. § 109.320 ILP Loan purposes.
451. § 109.330 ILP Relending Fund.
452. § 109.340 Lending requirements.
453. § 109.350 Maintenance of loan loss reserve.
454. § 109.360 Recordkeeping and reporting requirements.
455. Subpart D Requirements for ILP Intermediary Loans to Small Businesses
456. § 109.400 Eligible Small Business Concerns.
457. § 109.410 Loan limits—loans to Eligible Small Business Concerns.
458. § 109.420 Terms of loans from ILP Intermediaries to Eligible Small Business Concerns.
459. § 109.430 Loan purposes.
460. § 109.440 Requirements imposed under other laws and orders.
461. § 109.450 SBA review of ILP Intermediary loans to Eligible Small Business Concerns.
462. § 109.460 Prohibition on sales of ILP Intermediary Loans to Eligible Small Business Concerns.
463. Subpart E Oversight
464. § 109.500 SBA access to ILP Intermediary files.
465. § 109.510 Reviews.
466. § 109.520 Events of default and revocation of authority to participate in the ILP program.
467. § 109.530 Debarment and Suspension.
468. PART 112 NONDISCRIMINATION IN FEDERALLY ASSISTED PROGRAMS OF SBA—EFFECTUATION OF TITLE VI OF THE CIVIL RIGHTS ACT OF 1964
469. § 112.1 Purpose.
470. § 112.2 Application of this part.
471. § 112.3 Discrimination prohibited.
472. § 112.4 Discrimination in employment.
473. § 112.5 Discrimination in providing financial assistance.
474. § 112.6 Discrimination in accommodations or services.
475. § 112.7 Illustrative applications.
476. § 112.8 Assurances required.
477. § 112.9 Compliance information.
478. § 112.10 Conduct of investigations.
479. § 112.11 Procedure for effecting compliance.
480. § 112.12 Effect on other regulations; forms and instructions.
481. Appendix A Appendix A to Part 112
482. PART 113 NONDISCRIMINATION IN FINANCIAL ASSISTANCE PROGRAMS OF SBA—EFFECTUATION OF POLICIES OF FEDERAL GOVERNMENT AND SBA ADMINISTRATOR
483. Subpart A General Provisions
484. § 113.1 Purpose.
485. § 113.2 Definitions.
486. § 113.3 Discrimination prohibited.
487. § 113.3-1 Consideration of race, color, religion, sex, marital status, handicap, or national origin.
488. § 113.3-2 Accommodations to religious observance and practice.
489. § 113.3-3 Structural accommodations for handicapped clients.
490. § 113.4 Assurances required.
491. § 113.5 Compliance information.
492. § 113.6 Conduct of investigations.
493. § 113.7 Procedure for effecting compliance.
494. § 113.8 Effect on other regulations, forms and instructions.
495. Appendix A Appendix A to Subpart A of Part 113
496. Subpart B Nondiscrimination on the Basis of Sex in Education Programs or Activities Receiving Federal Financial Assistance
497. 113 Introduction
498. § 113.100 Purpose and effective date.
499. § 113.105 Definitions.
500. § 113.110 Remedial and affirmative action and self-evaluation.
501. § 113.115 Assurance required.
502. § 113.120 Transfers of property.
503. § 113.125 Effect of other requirements.
504. § 113.130 Effect of employment opportunities.
505. § 113.135 Designation of responsible employee and adoption of grievance procedures.
506. § 113.140 Dissemination of policy.
507. 114 Coverage
508. § 113.200 Application.
509. § 113.205 Educational institutions and other entities controlled by religious organizations.
510. § 113.210 Military and merchant marine educational institutions.
511. § 113.215 Membership practices of certain organizations.
512. § 113.220 Admissions.
513. § 113.225 Educational institutions eligible to submit transition plans.
514. § 113.230 Transition plans.
515. § 113.235 Statutory amendments.
516. 115 Discrimination on the Basis of Sex in Admission and Recruitment Prohibited
517. § 113.300 Admission.
518. § 113.305 Preference in admission.
519. § 113.310 Recruitment.
520. 116 Discrimination on the Basis of Sex in Education Programs or Activities Prohibited
521. § 113.400 Education programs or activities.
522. § 113.405 Housing.
523. § 113.410 Comparable facilities.
524. § 113.415 Access to course offerings.
525. § 113.420 Access to schools operated by LEAs.
526. § 113.425 Counseling and use of appraisal and counseling materials.
527. § 113.430 Financial assistance.
528. § 113.435 Employment assistance to students.
529. § 113.440 Health and insurance benefits and services.
530. § 113.445 Marital or parental status.
531. § 113.450 Athletics.
532. § 113.455 Textbooks and curricular material.
533. 117 Discrimination on the Basis of Sex in Employment in Education Programs or Activities Prohibited
534. § 113.500 Employment.
535. § 113.505 Employment criteria.
536. § 113.510 Recruitment.
537. § 113.515 Compensation.
538. § 113.520 Job classification and structure.
539. § 113.525 Fringe benefits.
540. § 113.530 Marital or parental status.
541. § 113.535 Effect of state or local law or other requirements.
542. § 113.540 Advertising.
543. § 113.545 Pre-employment inquiries.
544. § 113.550 Sex as a bona fide occupational qualification.
545. 118 Procedures
546. § 113.600 Notice of covered programs.
547. § 113.605 Enforcement procedures.
548. PART 114 ADMINISTRATIVE CLAIMS UNDER THE FEDERAL TORT CLAIMS ACT AND REPRESENTATION AND INDEMNIFICATION OF SBA EMPLOYEES
549. Subpart A Administrative Tort Claims
550. § 114.100 Definitions.
551. § 114.101 What do these regulations cover?
552. § 114.102 When, where and how do I present a claim?
553. § 114.103 Who may file a claim?
554. § 114.104 What evidence and information may SBA require relating to my claim?
555. § 114.105 Who investigates and considers my claim?
556. § 114.106 What if my claim exceeds $5,000?
557. § 114.107 What if my claim exceeds $25,000 or has other special features?
558. § 114.108 What if my claim is approved?
559. § 114.109 What if my claim is denied?
560. Subpart B Representation and Indemnification of SBA Employees
561. § 114.110 What is SBA's policy with respect to indemnifying and providing legal representation to SBA employees?
562. § 114.111 Does the attorney-client privilege apply when SBA employees are represented by the Government?
563. PART 115 SURETY BOND GUARANTEE
564. § 115.1 Overview of regulations.
565. § 115.2 Savings clause.
566. § 115.3 Severability.
567. Subpart A Provisions for All Surety Bond Guarantees
568. § 115.10 Definitions.
569. § 115.11 Applying to participate in the Surety Bond Guarantee Program.
570. § 115.12 General program policies and provisions.
571. § 115.13 Eligibility of Principal.
572. § 115.14 Loss of Principal's eligibility for future assistance and reinstatement of Principal.
573. § 115.15 Underwriting and servicing standards.
574. § 115.16 Determination of Surety's Loss.
575. § 115.17 Minimization of Surety's Loss.
576. § 115.18 Refusal to issue further guarantees; suspension and termination of PSB status.
577. § 115.19 Denial of liability.
578. § 115.20 Insolvency of Surety.
579. § 115.21 Audits and investigations.
580. § 115.22 Quarterly Contract Completion Report.
581. Subpart B Guarantees Subject to Prior Approval
582. § 115.30 Submission of Surety's guarantee application.
583. § 115.31 Guarantee percentage.
584. § 115.32 Fees and Premiums.
585. § 115.33 Surety bonding line.
586. § 115.34 Minimization of Surety's Loss.
587. § 115.35 Claims for reimbursement of Losses.
588. § 115.36 Indemnity settlements.
589. Subpart C Preferred Surety Bond (PSB) Guarantees
590. § 115.60 Selection and admission of PSB Sureties.
591. § 115.61 [Reserved]
592. § 115.62 Prohibition on participation in Prior Approval program.
593. § 115.63 Allotment of guarantee authority.
594. § 115.64 Timeliness requirement.
595. § 115.65 General PSB procedures.
596. § 115.66 Fees.
597. § 115.67 Changes in Contract or bond amount.
598. § 115.68 Guarantee percentage.
599. § 115.69 Imminent Breach.
600. § 115.70 Claims for reimbursement of Losses.
601. § 115.71 Denial of liability.
602. PART 117 NONDISCRIMINATION IN FEDERALLY ASSISTED PROGRAMS OR ACTIVITIES OF SBA—EFFECTUATION OF THE AGE DISCRIMINATION ACT OF 1975, AS AMENDED
603. § 117.1 Purpose.
604. § 117.2 Application of this part.
605. § 117.3 Definitions.
606. § 117.4 Discrimination prohibited and exceptions.
607. § 117.5 Illustrative applications.
608. § 117.6 Remedial and affirmative action by recipients.
609. § 117.7 Assurances required.
610. § 117.8 Responsibilities of SBA recipients.
611. § 117.9 Compliance information.
612. § 117.10 Review procedures.
613. § 117.11 Complaint procedures.
614. § 117.12 Mediation.
615. § 117.13 Investigation and resolution of matters.
616. § 117.14 Intimidating or retaliatory acts prohibited.
617. § 117.15 Procedure for effecting compliance.
618. § 117.16 Hearings.
619. § 117.17 Decisions and notices.
620. § 117.18 Judicial review.
621. § 117.19 Effect on other regulations.
622. § 117.20 Supervision and coordination.
623. Appendix A Appendix A to Part 11 1
624. PART 119 PROGRAM FOR INVESTMENT IN MICROENTREPRENEURS (“PRIME” OR “THE ACT”)
625. § 119.1 What is the Program for Investment in Microentrepreneurs (PRIME)?
626. §§ 119.2-119.20 [Reserved]
627. PART 120 BUSINESS LOANS
628. 181 General Descriptions of SBA's Business Loan Programs
629. § 120.1 Which loan programs does this part cover?
630. § 120.2 Descriptions of the business loan programs.
631. § 120.3 Pilot programs.
632. § 120.4 Severability.
633. 182 Definitions
634. § 120.10 Definitions.
635. Subpart A Policies Applying to All Business Loans
636. 183 Eligibility Requirements
637. § 120.100 What are the basic eligibility requirements for all applicants for SBA business loans?
638. § 120.101 Credit not available elsewhere.
639. § 120.102 [Reserved]
640. § 120.104 Are businesses financed by SBICs eligible?
641. § 120.105 Special consideration for veterans.
642. 184 Ineligible Businesses and Eligible Passive Companies
643. § 120.110 What businesses are ineligible for SBA business loans?
644. § 120.111 What conditions must an Eligible Passive Company satisfy?
645. 185 Uses of Proceeds
646. § 120.120 What are eligible uses of proceeds?
647. § 120.130 Restrictions on uses of proceeds.
648. § 120.131 Leasing part of new construction or existing building to another business.
649. 186 Ethical Requirements
650. § 120.140 What ethical requirements apply to participants?
651. 187 Credit Criteria for SBA Loans
652. § 120.150 What are SBA's lending criteria?
653. § 120.151 What is the statutory limit for total loans to a Borrower?
654. § 120.160 Loan conditions.
655. 188 Requirements Imposed Under Other Laws and Orders
656. § 120.170 Flood insurance.
657. § 120.171 Compliance with child support obligations.
658. § 120.172 Flood-plain and wetlands management.
659. § 120.174 Earthquake hazards.
660. § 120.175 Coastal barrier islands.
661. § 120.176 Compliance with other laws.
662. 189 Applicability and Enforceability of Loan Program Requirements
663. § 120.180 Compliance with Loan Program Requirements.
664. § 120.181 Status of Lenders and CDCs.
665. 190 Loan Applications
666. § 120.190 Where does an applicant apply for a loan?
667. § 120.191 The contents of a business loan application.
668. § 120.192 Approval or denial.
669. § 120.193 Reconsideration after denial.
670. 191 Computerized SBA Forms
671. § 120.194 [Reserved]
672. 192 Reporting
673. § 120.195 Disclosure of fees.
674. § 120.197 Notifying SBA's Office of Inspector General of suspected fraud.
675. Subpart B Policies Specific to 7(a) Loans
676. 193 Bonding Requirements
677. § 120.200 What bonding requirements exist during construction?
678. 194 Limitations on Use of Proceeds
679. § 120.201 Refinancing unsecured or undersecured loans.
680. § 120.202 Loans for changes of ownership.
681. 195 Maturities; Interest Rates; Loan and Guarantee Amounts
682. § 120.210 What percentage of a loan may SBA guarantee?
683. § 120.211 What limits are there on the amounts of direct loans?
684. § 120.212 What limits are there on loan maturities?
685. § 120.213 What fixed interest rates may a Lender charge?
686. § 120.214 What conditions apply for variable interest rates?
687. 196 Fees for Guaranteed Loans
688. § 120.220 Fees that Lender pays SBA.
689. § 120.221 Fees and expenses that the Lender may collect from a loan applicant or Borrower.
690. § 120.222 Prohibition on sharing premiums for secondary market sales.
691. § 120.223 Subsidy recoupment fee payable to SBA by Borrower.
692. Subpart C Special Purpose Loans
693. § 120.300 Statutory authority.
694. 197 Disabled Assistance Loan Program (DAL)
695. § 120.310 What assistance is available for the disabled?
696. § 120.311 Definitions.
697. § 120.312 DAL-1 use of proceeds and other program conditions.
698. § 120.313 DAL-2 use of proceeds and other program conditions.
699. § 120.314 Resolving doubts about creditworthiness.
700. § 120.315 Interest rate and loan limit.
701. 198 Businesses Owned by Low Income Individuals
702. § 120.320 Policy.
703. 199 Energy Conservation
704. § 120.330 Who is eligible for an energy conservation loan?
705. § 120.331 What devices or techniques are eligible for a loan?
706. § 120.332 What are the eligible uses of proceeds?
707. § 120.333 Are there any special credit criteria?
708. 200 Export Working Capital Program (EWCP)
709. § 120.340 What is the Export Working Capital Program?
710. § 120.341 Who is eligible?
711. § 120.342 What are eligible uses of proceeds?
712. § 120.343 Collateral.
713. § 120.344 Unique requirements of the EWCP.
714. 201 International Trade Loans
715. § 120.345 Policy.
716. § 120.346 Eligibility.
717. § 120.347 Use of proceeds.
718. § 120.348 Amount of guarantee.
719. § 120.349 Collateral.
720. 202 Qualified Employee Trusts (ESOP)
721. § 120.350 Policy.
722. § 120.351 Definitions.
723. § 120.352 Use of proceeds.
724. § 120.353 Eligibility.
725. § 120.354 Creditworthiness.
726. 203 Veterans Loan Program
727. § 120.360 Which veterans are eligible?
728. § 120.361 Other conditions of eligibility.
729. 204 Loans to Participants in the 8(a) Program
730. § 120.375 Policy.
731. § 120.376 Special requirements.
732. § 120.377 Use of proceeds.
733. 205 CapLines Program
734. § 120.390 Revolving credit.
735. 206 Builders Loan Program
736. § 120.391 What is the Builders Loan Program?
737. § 120.392 Who may apply?
738. § 120.393 Are there special application requirements?
739. § 120.394 What are the eligible uses of proceeds?
740. § 120.395 What is SBA's collateral position?
741. § 120.396 What is the term of the loan?
742. § 120.397 Are there any special restrictions?
743. 207 America's Recovery Capital (Business Stabilization) Loan Program—ARC Loan Program
744. § 120.398 America's Recovery Capital (ARC) Loan Program.
745. Subpart D Lenders
746. § 120.400 Loan Guarantee Agreements.
747. 208 Participation Criteria
748. § 120.410 Requirements for all participating Lenders.
749. § 120.411 Preferences.
750. § 120.412 Other services Lenders may provide Borrowers.
751. § 120.413 Advertisement of relationship with SBA.
752. 209 Participating Lender Financings
753. § 120.420 Definitions.
754. § 120.421 Which Lenders may securitize?
755. § 120.422 Are all securitizations subject to this subpart?
756. § 120.423 Which 7(a) loans may a Lender securitize?
757. § 120.424 What are the basic conditions a Lender must meet to securitize?
758. § 120.425 What are the minimum elements that SBA will require before consenting to a securitization?
759. § 120.426 What action will SBA take if a securitizer transfers the subordinated tranche prior to the termination of the holding period?
760. § 120.427 Will SBA approve a securitization application from a capital impaired Securitizer?
761. § 120.428 What happens to a securitizer's other PLP responsibilities if SBA suspends its PLP approval privilege?
762. 210 Other Conveyances
763. § 120.430 What conveyances are covered by §§ 120.430 through 120.435?
764. § 120.431 Which Lenders may sell, sell participations in, or pledge 7(a) loans?
765. § 120.432 Under what circumstances does this subpart permit sales of, or sales of participating interests in, 7(a) loans?
766. § 120.433 What are SBA's other requirements for sales and sales of participating interests?
767. § 120.434 What are SBA's requirements for loan pledges?
768. § 120.435 Which loan pledges do not require notice to or consent by SBA?
769. 211 Delegated Authority Criteria
770. § 120.440 How does a 7(a) Lender obtain delegated authority?
771. § 120.441-§ 120.447 [Reserved]
772. 212 Preferred Lenders Program (PLP)
773. § 120.450 What is the Preferred Lenders Program?
774. § 120.451 [Reserved]
775. § 120.452 What are the requirements of PLP loan processing?
776. 213 SBA Supervised Lenders
777. § 120.460 What are SBA's additional requirements for SBA Supervised Lenders?
778. § 120.461 What are SBA's additional requirements for SBA Supervised Lenders concerning records?
779. § 120.462 What are SBA's additional requirements on capital maintenance for SBA Supervised Lenders?
780. § 120.463 Regulatory accounting—What are SBA's regulatory accounting requirements for SBA Supervised Lenders?
781. § 120.464 Reports to SBA.
782. § 120.465 Civil penalty for late submission of required reports.
783. § 120.466 SBA Supervised Lender application.
784. § 120.467 Evaluation of SBA Supervised Lender applicants.
785. § 120.468 Change of ownership or control requirements for SBA Supervised Lenders.
786. 214 Small Business Lending Companies (SBLC)
787. § 120.470 What are SBA's additional requirements for SBLCs?
788. § 120.471 What are the minimum capital requirements for SBLCs?
789. § 120.472 Higher individual minimum capital requirement.
790. § 120.473 Procedures for determining individual minimum capital requirement.
791. § 120.474 Relation to other actions.
792. § 120.475 [Reserved]
793. § 120.476 Prohibited financing.
794. § 120.490 Audits.
795. Subpart E Servicing, Liquidation and Debt Collection Litigation of 7(a) and 504 Loans
796. 215 SBA'S Purchase of a Guaranteed Portion
797. § 120.520 Purchase of 7(a) loan guarantees.
798. § 120.521 What interest rate applies after SBA purchases its guaranteed portion?
799. § 120.522 Payment of accrued interest to the Lender or Registered Holder when SBA purchases the guaranteed portion.
800. § 120.523 What is the “earliest uncured payment default”?
801. § 120.524 When is SBA released from liability on its guarantee?
802. § 120.530 Deferment of payment.
803. § 120.531 Extension of maturity.
804. § 120.535 Standards for Lender and CDC loan servicing, loan liquidation and debt collection litigation.
805. § 120.536 Servicing and liquidation actions that require the prior written consent of SBA.
806. § 120.540 Liquidation and litigation plans.
807. § 120.541 Time for approval by SBA.
808. § 120.542 Payment by SBA of legal fees and other expenses.
809. § 120.545 What are SBA's policies concerning the liquidation of collateral and the sale of business loans and physical disaster assistance loans, physical disaster business loans and economic injury disaster loans?
810. § 120.546 Loan asset sales.
811. 216 Homestead Protection for Farmers
812. § 120.550 What is homestead protection for farmers?
813. § 120.551 Who is eligible for homestead protection?
814. § 120.552 Lease.
815. § 120.553 Appeal.
816. § 120.554 Conflict of laws.
817. Subpart F Secondary Market
818. 217 Fiscal and Transfer Agent (FTA)
819. § 120.600 Definitions.
820. § 120.601 SBA Secondary Market.
821. 218 Certificates
822. § 120.610 Form and terms of Certificates.
823. § 120.611 Pools backing Pool Certificates.
824. § 120.612 Loans eligible to back Certificates.
825. § 120.613 Secondary Participation Guarantee Agreement.
826. 219 The SBA Guarantee of a Certificate
827. § 120.620 SBA guarantee of a Pool Certificate.
828. § 120.621 SBA guarantee of an Individual Certificate.
829. 220 Pool Assemblers
830. § 120.630 Qualifications to be a Pool Assembler.
831. § 120.631 Suspension or termination of Pool Assembler.
832. 221 Miscellaneous Provisions
833. § 120.640 Administration of the Pool and Individual Certificates.
834. § 120.641 Disclosure to purchasers.
835. § 120.642 Requirements before the FTA issues Pool Certificates.
836. § 120.643 Requirements before the FTA issues Individual Certificates.
837. § 120.644 Transfers of Certificates.
838. § 120.645 Redemption of Certificates.
839. § 120.650 Registration duties of FTA in Secondary Market.
840. § 120.651 Claim to FTA by Registered Holder to replace Certificate.
841. § 120.652 FTA fees.
842. 222 Suspension or Revocation of Participant in Secondary Market
843. § 120.660 Suspension or revocation.
844. Subpart G Microloan Program
845. § 120.700 What is the Microloan Program?
846. § 120.701 Definitions.
847. § 120.702 Are there limitations on who can be an Intermediary or on where an Intermediary may operate?
848. § 120.703 How does an organization apply to become an Intermediary?
849. § 120.704 How are applications evaluated?
850. § 120.705 What is a Specialized Intermediary?
851. § 120.706 What are the terms and conditions of an SBA loan to an Intermediary?
852. § 120.707 What conditions apply to loans by Intermediaries to Microloan borrowers?
853. § 120.708 What is the Intermediary's financial contribution?
854. § 120.709 What is the Microloan Revolving Fund?
855. § 120.710 What is the Loan Loss Reserve Fund?
856. § 120.711 What rules govern Intermediaries?
857. § 120.712 How does an Intermediary get a grant to assist Microloan borrowers?
858. § 120.713 Does SBA provide technical assistance to Intermediaries?
859. §§ 120.714-120.715 [Reserved]
860. § 120.716 What is the minimum number of loans an Intermediary must make each Federal fiscal year?
861. Subpart H Development Company Loan Program (504)
862. § 120.800 [Reserved]
863. § 120.801 How a 504 Project is financed.
864. § 120.802 Definitions.
865. 223 Certification Procedures To Become a CDC
866. § 120.810 Applications for certification as a CDC.
867. § 120.812 Probationary period for newly certified CDCs.
868. 224 Requirements for CDC Certification and Operation
869. § 120.816 CDC non-profit status and good standing.
870. § 120.818 Applicability to existing for-profit CDCs.
871. § 120.820 CDC Affiliation.
872. § 120.821 CDC Area of Operations.
873. § 120.823 CDC Board of Directors.
874. § 120.824 Professional management and staff, and contracts for services.
875. § 120.825 Financial ability to operate.
876. § 120.826 Basic requirements for operating a CDC.
877. § 120.827 Other services a CDC may provide to small businesses.
878. § 120.828 Minimum level of 504 loan activity and restrictions on portfolio concentrations.
879. § 120.829 Job Opportunity average a CDC must maintain.
880. § 120.830 Reports a CDC must submit.
881. 225 Extending a CDC'S Area of Operations
882. § 120.835 Application to expand an Area of Operations.
883. § 120.837 SBA decision on application for a new CDC or for an existing CDC to expand Area of Operations.
884. § 120.839 Case-by-case application to make a 504 loan outside of a CDC's Area of Operations.
885. 226 Accredited Lenders Program (ALP)
886. § 120.840 Accredited Lenders Program (ALP).
887. § 120.841 Qualifications for the ALP.
888. § 120.842 ALP Express Loans.
889. 227 Premier Certified Lenders Program
890. § 120.845 Premier Certified Lenders Program (PCLP).
891. § 120.846 Requirements for maintaining and renewing PCLP status.
892. § 120.847 Requirements for the Loan Loss Reserve Fund (LLRF).
893. § 120.848 Requirements for 504 loan processing, closing, servicing, liquidating, and litigating by PCLP CDCs.
894. 228 Other CDC Requirements
895. § 120.851 CDC ethical requirements.
896. § 120.852 [Reserved]
897. § 120.853 Inspector General audits of CDCs.
898. § 120.857 Voluntary transfer and surrender of CDC certification.
899. 229 Project Economic Development Goals
900. § 120.860 Required objectives.
901. § 120.861 Job creation or retention.
902. § 120.862 Other economic development objectives.
903. 230 Leasing Policies Specific to 504 Loans
904. § 120.870 Leasing Project Property.
905. § 120.871 Leasing part of Project Property to another business.
906. 231 Loan-Making Policies Specific to 504 Loans
907. § 120.880 Basic eligibility requirements.
908. § 120.881 Ineligible Projects for 504 loans.
909. § 120.882 Eligible Project costs for 504 loans.
910. § 120.883 Eligible administrative costs for 504 loans.
911. § 120.884 Ineligible costs for 504 loans.
912. 232 Interim Financing
913. § 120.890 Source of interim financing.
914. § 120.891 Certifications of disbursement and completion.
915. § 120.892 Certifications of no adverse change.
916. 233 Permanent Financing
917. § 120.900 Sources of permanent financing.
918. 234 The Borrower's Contribution
919. § 120.910 Borrower contributions.
920. § 120.911 Land contributions.
921. § 120.912 Borrowed contributions.
922. § 120.913 Limitations on any contributions by a Licensee.
923. 235 Third Party Loans
924. § 120.920 Required participation by the Third Party Lender.
925. § 120.921 Terms of Third Party loans.
926. § 120.922 Pre-existing debt on the Project Property.
927. § 120.923 Policies on subordination.
928. § 120.925 [Reserved]
929. § 120.926 Referral fee.
930. 236 504 Loans and Debentures
931. § 120.930 Amount.
932. § 120.931 504 Lending limits.
933. § 120.932 Interest rate.
934. § 120.933 Maturity.
935. § 120.934 Collateral.
936. § 120.935 Deposit from the Borrower that a CDC may require.
937. § 120.937 Assumption.
938. § 120.938 Default.
939. § 120.939 Borrower prohibition.
940. § 120.940 Prepayment of the 504 loan or Debenture.
941. § 120.941 Certificates.
942. 237 Debenture Sales and Service Agents
943. § 120.950 SBA and CDC must appoint agents.
944. § 120.951 Selling agent.
945. § 120.952 Fiscal agent.
946. § 120.953 Trustee.
947. § 120.954 Central Servicing Agent.
948. § 120.955 Agent bonds and records.
949. § 120.956 Suspension or revocation of brokers and dealers.
950. 238 Closings
951. § 120.960 Responsibility for closing.
952. § 120.961 Construction escrow accounts.
953. 239 Servicing
954. § 120.970 Servicing of 504 loans and Debentures.
955. 240 Fees
956. § 120.971 Allowable fees paid by Borrower.
957. § 120.972 Third Party Lender participation fee and CDC fee.
958. 241 Authority of CDCs To Perform Liquidation and Debt Collection Litigation
959. § 120.975 CDC Liquidation of loans and debt collection litigation.
960. 242 Enforceability of 501, 502 and 503 Loans and Other Laws
961. § 120.990 501, 502 and 503 loans.
962. § 120.991 Effect of other laws.
963. Subpart I Risk-Based Lender Oversight
964. 243 Supervision
965. § 120.1000 Risk-Based Lender Oversight.
966. § 120.1005 Bureau of PCLP Oversight.
967. § 120.1010 SBA access to SBA Lender and Intermediary files.
968. § 120.1015 Risk Rating System.
969. § 120.1025 Monitoring.
970. § 120.1050 Reviews and examinations.
971. § 120.1051 Frequency of reviews and examinations.
972. § 120.1055 Review and examination results.
973. § 120.1060 Confidentiality of Reports, Risk Ratings and related Confidential Information.
974. § 120.1070 SBA Lender oversight fees.
975. 244 Enforcement Actions
976. § 120.1300 Informal enforcement actions—7(a) Lenders.
977. § 120.1400 Grounds for enforcement actions—SBA Lenders.
978. § 120.1425 Grounds for formal enforcement actions—Intermediaries participating in the Microloan Program.
979. § 120.1500 Types of formal enforcement actions—SBA Lenders.
980. § 120.1510 Other Regulated SBLCs.
981. § 120.1511 Certification and other reporting and notification requirements for Other Regulated SBLCs.
982. § 120.1540 Types of formal enforcement actions—Intermediaries participating in the Microloan Program.
983. § 120.1600 General procedures for formal enforcement actions against SBA Lenders, SBA Supervised Lenders, Other Regulated SBLCs, Management Officials, Other Persons, and Intermediaries.
984. Subpart J Establishment of SBA Secondary Market Guarantee Program for First Lien Position 504 Loan Pools
985. § 120.1700 Definitions used in subpart J.
986. § 120.1701 Program purpose.
987. § 120.1702 Program fee.
988. § 120.1703 Qualifications to be a Pool Originator.
989. § 120.1704 Pool Loans eligible for Pooling.
990. § 120.1705 Pool formation requirements.
991. § 120.1706 Pool Originator's retained interest in Pool.
992. § 120.1707 Seller's retained Loan Interest.
993. § 120.1708 Pool Certificates.
994. § 120.1709 Transfers of Pool Certificates.
995. § 120.1710 Central servicing of the Program.
996. § 120.1711 Suspension or termination of Program participation privileges.
997. § 120.1712 Seller responsibilities with respect to Seller's Pool Loan.
998. § 120.1713 Seller's Pool Loan origination.
999. § 120.1714 Seller's Pool Loan servicing.
1000. § 120.1715 Seller's Pool Loan liquidation.
1001. § 120.1716 Required SBA approval of servicing actions.
1002. § 120.1717 Seller's Pool Loan deferments.
1003. § 120.1718 SBA's right to assume Seller's responsibilities.
1004. § 120.1719 SBA's right to recover from Seller.
1005. § 120.1720 SBA's right to review Pool Loan documents.
1006. § 120.1721 SBA's right to investigate.
1007. § 120.1722 SBA's offset rights.
1008. § 120.1723 Pool Loan receivables received by Seller.
1009. § 120.1724 Servicing and liquidation expenses.
1010. § 120.1725 No Program Preference by Seller or Pool Originator.
1011. § 120.1726 Pool Certificates a Seller cannot purchase.
1012. PART 121 SMALL BUSINESS SIZE REGULATIONS
1013. Subpart A Size Eligibility Provisions and Standards
1014. 257 Provisions of General Applicability
1015. § 121.101 What are SBA size standards?
1016. § 121.102 How does SBA establish size standards?
1017. § 121.103 How does SBA determine affiliation?
1018. § 121.104 How does SBA calculate annual receipts?
1019. § 121.105 How does SBA define “business concern or concern”?
1020. § 121.106 How does SBA calculate number of employees?
1021. § 121.107 How does SBA determine a concern's “primary industry”?
1022. § 121.108 What are the penalties for misrepresentation of size status?
1023. § 121.109 What is a small business status advisory opinion?
1024. § 121.110 What must a concern do in order to be identified as a small business concern in any Federal procurement databases?
1025. 258 Size Standards Used To Define Small Business Concerns
1026. § 121.201 What size standards has SBA identified by North American Industry Classification System codes?
1027. 259 Size Eligibility Requirements For SBA Financial Assistance
1028. § 121.301 What size standards and affiliation principles are applicable to financial assistance programs?
1029. § 121.302 When does SBA determine the size status of an applicant?
1030. § 121.303 What size procedures are used by SBA before it makes a formal size determination?
1031. § 121.304 What are the size requirements for refinancing an existing SBA loan?
1032. § 121.305 What size eligibility requirements exist for obtaining financial assistance relating to particular procurements?
1033. 260 Size Eligibility Requirements for Government Procurement
1034. § 121.401 What procurement programs are subject to size determinations?
1035. § 121.402 What size standards are applicable to Federal Government Contracting programs?
1036. § 121.403 Are SBA size determinations and NAICS code designations binding on parties?
1037. § 121.404 When is the size status of a business concern determined?
1038. § 121.405 May a business concern self-certify its small business size status?
1039. § 121.406 How does a small business concern qualify to provide manufactured products or other supply items under a small business set-aside, service-disabled veteran-owned small business, HUBZone, WOSB or EDWOSB, or 8(a) contract?
1040. § 121.407 What are the size procedures for multiple item procurements?
1041. § 121.408 What are the size procedures for SBA's Certificate of Competency Program?
1042. § 121.409 What size standard applies in an unrestricted procurement for Certificate of Competency purposes?
1043. § 121.410 What are the size standards for SBA's Section 8(d) Subcontracting Program?
1044. § 121.411 What are the size procedures for SBA's Section 8(d) Subcontracting Program?
1045. § 121.412 What are the size procedures for partial small business set-asides?
1046. 261 Size Eligibility Requirements for Sales or Lease of Government Property
1047. § 121.501 What programs for sales or leases of Government property are subject to size determinations?
1048. § 121.502 What size standards are applicable to programs for sales or leases of Government property?
1049. § 121.503 Are SBA size determinations binding on parties?
1050. § 121.504 When does SBA determine the size status of a business concern?
1051. § 121.505 What is the effect of a self-certification?
1052. § 121.506 What definitions are important for sales or leases of Government-owned timber?
1053. § 121.507 What are the size standards and other requirements for the purchase of Government-owned timber (other than Special Salvage Timber)?
1054. § 121.508 What are the size standards and other requirements for the purchase of Government-owned Special Salvage Timber?
1055. § 121.509 What is the size standard for leasing of Government land for coal mining?
1056. § 121.510 What is the size standard for leasing of Government land for uranium mining?
1057. § 121.511 What is the size standard for buying Government-owned petroleum?
1058. § 121.512 What is the size standard for stockpile purchases?
1059. 262 Size Eligibility Requirements for the 8(a) Business Development Program
1060. § 121.601 What is a small business for purposes of admission to SBA's 8(a) Business Development program?
1061. § 121.602 At what point in time must a 8(a) BD applicant be small?
1062. § 121.603 How does SBA determine whether a Participant is small for a particular 8(a) BD subcontract?
1063. § 121.604 Are 8(a) BD Participants considered small for purposes of other SBA assistance?
1064. 263 Size and Eligibility Requirements for the Small Business Innovation Research (SBIR) and Small Business Technology Transfer (STTR) Programs
1065. § 121.701 What SBIR and STTR programs are subject to size and eligibility determinations and what definitions are important?
1066. § 121.702 What size and eligibility standards are applicable to the SBIR and STTR programs?
1067. § 121.703 Are formal size determinations binding on parties?
1068. § 121.704 When does SBA determine the size and eligibility status of a business concern?
1069. § 121.705 Must a business concern self-certify its size and eligibility status?
1070. 264 Size Eligibility Requirements for Paying Reduced Patent Fees
1071. § 121.801 May patent fees be reduced if a concern is small?
1072. § 121.802 What size standards are applicable to reduced patent fees programs?
1073. § 121.803 Are formal size determinations binding on parties?
1074. § 121.804 When does SBA determine the size status of a business concern?
1075. § 121.805 May a business concern self-certify its size status?
1076. 265 Size Eligibility Requirements for Compliance With Programs of Other Agencies
1077. § 121.901 Can other Government agencies obtain SBA size determinations?
1078. § 121.902 What size standards are applicable to programs of other agencies?
1079. § 121.903 How may an agency use size standards for its programs that are different than those established by SBA?
1080. § 121.904 When does SBA determine the size status of a business concern?
1081. 266 Procedures for Size Protests and Requests for Formal Size Determinations
1082. § 121.1001 Who may initiate a size protest or request a formal size determination?
1083. § 121.1002 Who makes a formal size determination?
1084. § 121.1003 Where should a size protest be filed?
1085. § 121.1004 What time limits apply to size protests?
1086. § 121.1005 How must a protest be filed with the contracting officer?
1087. § 121.1006 When will a size protest be referred to an SBA Government Contracting Area Office?
1088. § 121.1007 Must a protest of size status relate to a particular procurement and be specific?
1089. § 121.1008 What occurs after SBA receives a size protest or request for a formal size determination?
1090. § 121.1009 What are the procedures for making the size determination?
1091. § 121.1010 How does a concern become recertified as a small business?
1092. 267 Appeals of Size Determinations and NAICS Code Designations
1093. § 121.1101 Are formal size determinations subject to appeal?
1094. § 121.1102 Are NAICS code designations subject to appeal?
1095. § 121.1103 What are the procedures for appealing a NAICS code or size standard designation?
1096. Subpart B Other Applicable Provisions
1097. 268 Waivers of the Nonmanufacturer Rule for Classes of Products and Individual Contracts
1098. § 121.1201 What is the Nonmanufacturer Rule?
1099. § 121.1202 When will a waiver of the Nonmanufacturer Rule be granted for a class of products?
1100. § 121.1203 When will a waiver of the Nonmanufacturer Rule be granted for an individual contract?
1101. § 121.1204 What are the procedures for requesting and granting waivers?
1102. § 121.1205 How is a list of previously granted class waivers obtained?
1103. § 121.1206 How will potential offerors be notified of applicable waivers?
1104. Appendix A to Part 121 Paycheck Protection Program Sample Addendum A
1105. PART 123 DISASTER LOAN PROGRAM
1106. Subpart A Overview
1107. § 123.1 What do these rules cover?
1108. § 123.2 What are disaster loans and disaster declarations?
1109. § 123.3 How are disaster declarations made?
1110. § 123.4 What is a disaster area and why is it important?
1111. § 123.5 What kinds of loans are available?
1112. § 123.6 What does SBA look for when considering a disaster loan applicant?
1113. § 123.7 Are there restrictions on how disaster loans can be used?
1114. § 123.8 Does SBA charge any fees for obtaining a disaster loan?
1115. § 123.9 What happens if I don't use loan proceeds for the intended purpose?
1116. § 123.10 What happens if I cannot use my insurance proceeds to make repairs?
1117. § 123.11 Does SBA require collateral for any of its disaster loans?
1118. § 123.12 Are books and records required?
1119. § 123.13 What happens if my loan application is denied?
1120. § 123.14 How does the Federal Debt Collection Procedures Act of 1990 apply?
1121. § 123.15 What if I change my mind?
1122. § 123.16 How are loans administered and serviced?
1123. § 123.17 Do other Federal requirements apply?
1124. § 123.18 Can I request an increase in the amount of a physical disaster loan?
1125. § 123.19 May I request an increase in the amount of an economic injury loan?
1126. § 123.20 How long do I have to request an increase in the amount of a physical disaster loan or an economic injury loan?
1127. § 123.21 What is a mitigation measure?
1128. § 123.22 Severability.
1129. Subpart B Home Disaster Loans
1130. § 123.100 Am I eligible to apply for a home disaster loan?
1131. § 123.101 When am I not eligible for a home disaster loan?
1132. § 123.102 What circumstances would justify my relocating?
1133. § 123.103 What happens if I am forced to move from my home?
1134. § 123.104 What interest rate will I pay on my home disaster loan?
1135. § 123.105 How much can I borrow with a home disaster loan and what limits apply on use of funds and repayment terms?
1136. § 123.106 What is eligible refinancing?
1137. § 123.107 How much can I borrow for post-disaster mitigation for my home?
1138. § 123.108 How do the SBA disaster loan program and the FEMA grant programs interact?
1139. Subpart C Physical Disaster Business Loans
1140. § 123.200 Am I eligible to apply for a physical disaster business loan?
1141. § 123.201 When am I not eligible to apply for a physical disaster business loan?
1142. § 123.202 How much can my business borrow with a physical disaster business loan?
1143. § 123.203 What interest rate will my business pay on a physical disaster business loan and what are the repayment terms?
1144. § 123.204 How much can your business borrow for post-disaster mitigation?
1145. Subpart D Economic Injury Disaster Loans
1146. § 123.300 Is my business eligible to apply for an economic injury disaster loan?
1147. § 123.301 When would my business not be eligible to apply for an economic injury disaster loan?
1148. § 123.302 What is the interest rate on an economic injury disaster loan?
1149. § 123.303 How can my business spend my economic injury disaster loan?
1150. § 123.304 Is there a limit on the maximum loan amount to a single corporate group for COVID EIDL Loans?
1151. Subpart E [Reserved]
1152. Subpart F Military Reservist Economic Injury Disaster Loans
1153. § 123.500 Definitions.
1154. § 123.501 Under what circumstances is your business eligible to be considered for a Military Reservist Economic Injury Disaster Loan?
1155. § 123.502 Under what circumstances is your business ineligible to be considered for a Military Reservist Economic Injury Disaster Loan?
1156. § 123.503 When can you apply for a Military Reservist EIDL?
1157. § 123.504 How do you apply for a Military Reservist EIDL?
1158. § 123.505 What if you are both an essential employee and the owner of the small business and you started active service before applying for a Military Reservist EIDL?
1159. § 123.506 How much can you borrow under the Military Reservist EIDL Program?
1160. § 123.507 Under what circumstances will SBA consider waiving the $2 million loan limit?
1161. § 123.508 How can you use Military Reservist EIDL funds?
1162. § 123.509 What can't you use Military Reservist EIDL funds for?
1163. § 123.510 What if you don't use your Military Reservist EIDL funds as authorized?
1164. § 123.511 How will SBA disburse Military Reservist EIDL funds?
1165. § 123.512 What is the interest rate on a Military Reservist EIDL?
1166. § 123.513 Does SBA require collateral on its Military Reservist EIDL?
1167. Subpart G [Reserved]
1168. Subpart H Immediate Disaster Assistance Program
1169. § 123.700 What is the Immediate Disaster Assistance Program?
1170. § 123.701 What is the application procedure for an IDAP loan?
1171. § 123.702 What are the eligibility requirements for an IDAP loan?
1172. § 123.703 What are the terms of an IDAP loan?
1173. § 123.704 Are there restrictions on how IDAP loan funds may be used?
1174. § 123.705 Are there any fees associated with IDAP loans?
1175. § 123.706 What are the requirements for IDAP Lenders?
1176. Subpart I Interaction With Non-Federal Requirements
1177. § 123.800 Purpose.
1178. § 123.801 Definitions.
1179. § 123.802 Scope and applicability.
1180. § 123.803 Federal preemption.
1181. § 123.804 Supersession of State or Local Requirements.
1182. § 123.805 Certifications as to State and Local Compliance.
1183. § 123.806 Interference with SBA Disaster Loan Usage.
1184. § 123.807 Severability.
1185. § 123.808 Applicability date.
1186. PART 124 8(a) BUSINESS DEVELOPMENT/SMALL DISADVANTAGED BUSINESS STATUS DETERMINATIONS
1187. Subpart A 8(a) Business Development
1188. 277 Provisions of General Applicability
1189. § 124.1 What is the purpose of the 8(a) Business Development program?
1190. § 124.2 What length of time may a business participate in the 8(a) BD program?
1191. § 124.3 What definitions are important in the 8(a) BD program?
1192. 278 Eligibility Requirements for Participation in the 8(a) Business Development Program
1193. § 124.101 What are the basic requirements a concern must meet for the 8(a) BD program?
1194. § 124.102 What size business is eligible to participate in the 8(a) BD program?
1195. § 124.103 Who is socially disadvantaged?
1196. § 124.104 Who is economically disadvantaged?
1197. § 124.105 What does it mean to be unconditionally owned by one or more disadvantaged individuals?
1198. § 124.106 When do disadvantaged individuals control an applicant or Participant?
1199. § 124.107 What is potential for success?
1200. § 124.108 What other eligibility requirements apply for individuals or businesses?
1201. § 124.109 Do Indian tribes and Alaska Native Corporations have any special rules for applying to and remaining eligible for the 8(a) BD program?
1202. § 124.110 Do Native Hawaiian Organizations (NHOs) have any special rules for applying to and remaining eligible for the 8(a) BD program?
1203. § 124.111 Do Community Development Corporations (CDCs) have any special rules for applying to and remaining eligible for the 8(a) BD program?
1204. § 124.112 What criteria must a business meet to remain eligible to participate in the 8(a) BD program?
1205. 279 Applying to the 8(a) BD Program
1206. § 124.201 May any business submit an application?
1207. § 124.202 How must an application be filed?
1208. § 124.203 What must a concern submit to apply to the 8(a) BD program?
1209. § 124.204 How does SBA process applications for 8(a) BD program admission?
1210. § 124.205 Can an applicant ask SBA to reconsider SBA's initial decision to decline its application?
1211. § 124.206 What appeal rights are available to an applicant that has been denied admission?
1212. § 124.207 Can an applicant reapply for admission to the 8(a) BD program?
1213. 280 Exiting the 8(a) BD Program
1214. § 124.300 What are the ways a business may leave the 8(a) BD program?
1215. § 124.301 Voluntary withdrawal or voluntary early graduation.
1216. § 124.302 What is graduation and what is early graduation?
1217. § 124.303 What is termination?
1218. § 124.304 What are the procedures for early graduation and termination?
1219. § 124.305 What is suspension and how is a Participant suspended from the 8(a) BD program?
1220. 281 Business Development
1221. § 124.401 Which SBA field office services a Participant?
1222. § 124.402 How does a Participant develop a business plan?
1223. § 124.403 How is a business plan updated and modified?
1224. § 124.404 What business development assistance is available to Participants during the two stages of participation in the 8(a) BD program?
1225. § 124.405 How does a Participant obtain Federal Government surplus property?
1226. 282 Contractual Assistance
1227. § 124.501 What general provisions apply to the award of 8(a) contracts?
1228. § 124.502 How does an agency offer a procurement to SBA for award through the 8(a) BD program?
1229. § 124.503 How does SBA accept a procurement for award through the 8(a) BD program?
1230. § 124.504 What circumstances limit SBA's ability to accept a procurement for award as an 8(a) contract, and when can a requirement be released from the 8(a) BD program?
1231. § 124.505 When will SBA appeal the terms or conditions of a particular 8(a) contract or a procuring activity decision not to use the 8(a) BD program?
1232. § 124.506 At what dollar threshold must an 8(a) procurement be competed among eligible Participants?
1233. § 124.507 What procedures apply to competitive 8(a) procurements?
1234. § 124.508 How is an 8(a) contract executed?
1235. § 124.509 What are non-8(a) business activity targets?
1236. § 124.510 What limitations on subcontracting apply to an 8(a) contract?
1237. § 124.511 How is fair market price determined for an 8(a) contract?
1238. § 124.512 Delegation of contract administration to procuring agencies.
1239. § 124.513 Under what circumstances can a joint venture be awarded an 8(a) contract?
1240. § 124.514 Exercise of 8(a) options and modifications.
1241. § 124.515 Can a Participant change its ownership or control and continue to perform an 8(a) contract, and can it transfer performance to another firm?
1242. § 124.516 [Reserved]
1243. § 124.517 Can the eligibility or size of a Participant for award of an 8(a) contract be questioned?
1244. § 124.518 How can an 8(a) contract be terminated or novated before performance is completed?
1245. § 124.519 Are there any dollar limits on the amount of 8(a) contracts that a Participant may receive?
1246. § 124.520 Can 8(a) BD Program Participants participate in SBA's Mentor-Protégé program?
1247. § 124.521 What are the requirements for representing 8(a) status, and what are the penalties for misrepresentation?
1248. 283 Miscellaneous Reporting Requirements
1249. § 124.601 What reports does SBA require concerning parties who assist Participants in obtaining federal contracts?
1250. § 124.602 What kind of annual financial statement must a Participant submit to SBA?
1251. § 124.603 What reports regarding the continued business operations of former Participants does SBA require?
1252. § 124.604 Report of benefits for firms owned by Tribes, ANCs, NHOs and CDCs.
1253. 284 Management and Technical Assistance Program
1254. § 124.701 What is the purpose of the 7(j) management and technical assistance program?
1255. § 124.702 What types of assistance are available through the 7(j) program?
1256. § 124.703 Who is eligible to receive 7(j) assistance?
1257. § 124.704 What additional management and technical assistance is reserved exclusively for concerns eligible to receive 8(a) contracts?
1258. Subpart B Eligibility, Certification, and Protests Relating to Federal Small Disadvantaged Business Programs
1259. § 124.1001 What is a Small Disadvantaged Business?
1260. § 124.1002 Reviews and protests of SDB status.
1261. PART 125 GOVERNMENT CONTRACTING PROGRAMS
1262. § 125.1 What definitions are important to SBA's Government Contracting Programs?
1263. § 125.2 What are SBA's and the procuring agency's responsibilities when providing contracting assistance to small businesses?
1264. § 125.3 What types of subcontracting assistance are available to small businesses?
1265. § 125.4 What is the Government property sales assistance program?
1266. § 125.5 What is the Certificate of Competency Program?
1267. § 125.6 What are the prime contractor's limitations on subcontracting?
1268. § 125.7 Acquisition-related dollar thresholds.
1269. § 125.8 What requirements must a joint venture satisfy to submit an offer for a procurement or sale set aside or reserved for small business?
1270. § 125.9 What are the rules governing SBA's small business mentor-protégé program?
1271. § 125.10 Mentor-Protégé programs of other agencies.
1272. § 125.11 Past performance ratings for certain small business concerns.
1273. § 125.12 Recertification of Size and Small Business Program Status.
1274. § 125.13 What restrictions apply to fees for representatives of applicants and participants in SBA's 8(a) BD, HUBZone, WOSB and VetCert programs?
1275. PART 126 HUBZONE PROGRAM
1276. Subpart A Provisions of General Applicability
1277. § 126.100 What is the purpose of the HUBZone program?
1278. § 126.101 Which government departments or agencies are affected directly by the HUBZone program?
1279. § 126.102 What is the effect of the HUBZone program on the section 8(d) subcontracting program?
1280. § 126.103 What definitions are important in the HUBZone program?
1281. § 126.104 How can a Governor petition for the designation of a Governor-designated cover area?
1282. § 126.105 How often will the HUBZone Map be updated?
1283. Subpart B Requirements To Be a Certified HUBZone Small Business Concern
1284. § 126.200 What requirements must a concern meet to be eligible as a certified HUBZone small business concern?
1285. § 126.201 Who does SBA consider to be an owner of a HUBZone small business concern?
1286. § 126.202 Who does SBA consider to control a HUBZone small business concern?
1287. § 126.203 [Reserved]
1288. § 126.204 May a HUBZone small business concern have affiliates?
1289. § 126.205 May participants in other SBA programs be certified as HUBZone small business concerns?
1290. § 126.206 May nonmanufacturers be certified as HUBZone small business concerns?
1291. § 126.207 Do all of the offices or facilities of a certified HUBZone small business concern have to be located in a HUBZone?
1292. Subpart C Certification
1293. § 126.300 How may a concern be certified as a HUBZone small business concern?
1294. § 126.301 Is there any other way for a concern to obtain certification?
1295. § 126.302 When may a concern apply for certification?
1296. § 126.303 Where must a concern submit its application for certification?
1297. § 126.304 What must a concern submit to SBA in order to be certified as a HUBZone small business concern?
1298. § 126.305 [Reserved]
1299. § 126.306 How will SBA process an application for HUBZone certification?
1300. § 126.307 Where is there a list of certified HUBZone small business concerns?
1301. § 126.308 What happens if a HUBZone small business concern receives notice of its certification but it does not appear in DSBS as a certified HUBZone small business concern?
1302. § 126.309 May a declined or decertified concern apply for certification at a later date?
1303. Subpart D Program Examinations
1304. § 126.400 Who will conduct program examinations?
1305. § 126.401 What is a program examination?
1306. § 126.402 When will SBA conduct program examinations?
1307. § 126.403 What will SBA review during a program examination?
1308. § 126.404 What are the possible outcomes of a program examination and when will SBA make its determination?
1309. Subpart E Maintaining HUBZone Status
1310. § 126.500 How does a concern maintain HUBZone certification?
1311. § 126.501 What are a certified HUBZone small business concern's ongoing obligations to SBA?
1312. § 126.502 Is there a limit to the length of time a concern may be a certified HUBZone small business concern?
1313. § 126.503 What happens if SBA is unable to verify a HUBZone small business concern's eligibility or determines that a concern is no longer eligible for the program?
1314. § 126.504 When will SBA remove the designation of a concern in DSBS (or successor system) as a certified HUBZone small business concern?
1315. Subpart F Contracting With Certified HUBZone Small Business Concerns
1316. § 126.600 What are HUBZone contracts?
1317. § 126.601 What additional requirements must a certified HUBZone small business concern meet to submit an offer on a HUBZone contract?
1318. § 126.602 Must a certified HUBZone small business concern maintain the HUBZone employee residency percentage during contract performance?
1319. § 126.603 Does HUBZone certification guarantee receipt of HUBZone contracts?
1320. § 126.604 Who decides if a contract opportunity for HUBZone set-aside competition exists?
1321. § 126.605 What requirements are not available for HUBZone contracts?
1322. § 126.606 May a procuring activity request that SBA release a requirement from the 8(a) BD program for award as a HUBZone contract?
1323. § 126.607 When may a contracting officer set aside a requirement for certified HUBZone small business concerns?
1324. § 126.608 Are there HUBZone contract opportunities at or below the simplified acquisition threshold or micropurchase threshold?
1325. § 126.609 Can a HUBZone competition be limited or authorize preferences to small business concerns having additional socioeconomic certifications?
1326. § 126.610 May SBA appeal a contracting officer's decision not to make a procurement available for award as a HUBZone contract?
1327. § 126.611 What is the process for an appeal of a contracting officer's decision not to issue a procurement as a HUBZone contract?
1328. § 126.612 When may a contracting officer award sole source contracts to HUBZone small business concerns?
1329. § 126.613 How does a price evaluation preference affect the bid of a certified HUBZone small business concern in full and open competition?
1330. § 126.614 [Reserved]
1331. § 126.615 May an other than small business participate on a HUBZone contract?
1332. § 126.616 What requirements must a joint venture satisfy to submit an offer and be eligible to perform on a HUBZone contract?
1333. § 126.617 Who decides contract disputes arising between a certified HUBZone small business concern and a contracting activity after the award of a HUBZone contract?
1334. § 126.618 How does a certified HUBZone small business concern's participation in a Mentor-Protégé relationship affect its participation in the HUBZone Program?
1335. § 126.619 When must a certified HUBZone small business concern recertify its status for a HUBZone contract?
1336. Subpart G Limitations on Subcontracting Requirements
1337. § 126.700 What are the limitations on subcontracting requirements for HUBZone contracts?
1338. § 126.701 Can the limitations on subcontracting requirements change?
1339. § 126.702 How can the subcontracting percentage requirements be changed?
1340. Subpart H Protests
1341. § 126.800 Who may protest the status of a certified HUBZone small business concern?
1342. § 126.801 How does an interested party file a HUBZone status protest?
1343. § 126.802 Who decides a HUBZone status protest?
1344. § 126.803 How will SBA process a HUBZone status protest and what are the possible outcomes?
1345. § 126.804 Will SBA decide all HUBZone status protests?
1346. § 126.805 What are the procedures for appeals of HUBZone status protest determinations?
1347. Subpart I Penalties
1348. § 126.900 What are the requirements for representing HUBZone status, and what are the penalties for misrepresentation?
1349. PART 127 WOMEN-OWNED SMALL BUSINESS FEDERAL CONTRACT PROGRAM
1350. Subpart A General Provisions
1351. § 127.100 What is the purpose of this part?
1352. § 127.101 What type of assistance is available under this part?
1353. § 127.102 What are the definitions of the terms used in this part?
1354. Subpart B Eligibility Requirements To Qualify as an EDWOSB or WOSB
1355. § 127.200 What are the requirements a concern must meet to qualify as an EDWOSB or WOSB?
1356. § 127.201 What are the requirements for ownership of an EDWOSB and WOSB?
1357. § 127.202 What are the requirements for control of an EDWOSB or WOSB?
1358. § 127.203 What are the rules governing the requirement that economically disadvantaged women must own EDWOSBs?
1359. Subpart C Certification of EDWOSB or WOSB Status
1360. 285 Certification
1361. § 127.300 How is a concern certified as an EDWOSB or WOSB?
1362. § 127.301 When may a concern apply for certification?
1363. § 127.302 Where can a concern apply for certification?
1364. § 127.303 What must a concern submit for certification?
1365. § 127.304 How is an application for certification processed?
1366. § 127.305 May declined or decertified concerns apply for certification at a later date?
1367. 286 Requirements for Third-Party Certifiers
1368. § 127.350 What is a third-party certifier?
1369. § 127.351 What third-party certifications may a concern use as evidence of its status as a qualified EDWOSB or WOSB?
1370. § 127.352 What is the process for becoming a third-party certifier?
1371. § 127.353 May third-party certifiers charge a fee?
1372. § 127.354 What requirements must a third-party certifier follow to demonstrate capability to certify concerns?
1373. § 127.355 How will SBA ensure that approved third-party certifiers are meeting the requirements?
1374. § 127.356 How does a concern obtain certification from an approved certifier?
1375. Subpart D Eligibility Examinations
1376. § 127.400 How does a concern maintain its WOSB or EDWOSB certification?
1377. § 127.401 What are a WOSB's and EDWOSB's ongoing obligations to SBA?
1378. § 127.402 What is a program examination, who will conduct it, and what will SBA examine?
1379. § 127.403 When will SBA conduct program examinations?
1380. § 127.404 May SBA require additional information from a WOSB or EDWOSB during a program examination?
1381. § 127.405 What happens if SBA determines that the concern is no longer eligible for the program?
1382. Subpart E Federal Contract Assistance
1383. § 127.500 In what industries is a contracting officer authorized to restrict competition or make a sole source award under this part?
1384. § 127.501 How will SBA determine the industries that are eligible for EDWOSB or WOSB requirements?
1385. § 127.502 How will SBA identify and provide notice of the designated industries?
1386. § 127.503 When is a contracting officer authorized to restrict competition or award a sole source contract or order under this part?
1387. § 127.504 What requirements must an EDWOSB or WOSB meet to be eligible for an EDWOSB or WOSB requirement?
1388. § 127.505 [Reserved]
1389. § 127.506 May a joint venture submit an offer on an EDWOSB or WOSB requirement?
1390. § 127.507 Are there EDWOSB and WOSB contracting opportunities at or below the simplified acquisition threshold?
1391. § 127.508 May SBA appeal a contracting officer's decision not to make a requirement available for award as a WOSB Program contract?
1392. § 127.509 What is the process for such an appeal?
1393. Subpart F Protests
1394. § 127.600 Who may protest the status of a concern as an EDWOSB or WOSB?
1395. § 127.601 May a protest challenging the size and status of a concern as an EDWOSB or WOSB be filed together?
1396. § 127.602 What are the grounds for filing an EDWOSB or WOSB status protest?
1397. § 127.603 What are the requirements for filing an EDWOSB or WOSB status protest?
1398. § 127.604 How will SBA process an EDWOSB or WOSB status protest?
1399. § 127.605 What are the procedures for appealing an EDWOSB or WOSB status protest decision?
1400. Subpart G Penalties
1401. § 127.700 What are the requirements for representing EDWOSB or WOSB status, and what are the penalties for misrepresentation?
1402. PART 128 VETERAN SMALL BUSINESS CERTIFICATION PROGRAM
1403. Subpart A Provisions of General Applicability
1404. § 128.100 What is the purpose of this part?
1405. § 128.101 What type of assistance is available under this part?
1406. § 128.102 What definitions are important in the Veteran Small Business Certification Program?
1407. Subpart B Eligibility Requirements for the Veteran Small Business Certification Program
1408. § 128.200 What are the requirements a concern must meet to qualify as a VOSB or SDVOSB?
1409. § 128.201 What other eligibility requirements apply for certification as a VOSB or SDVOSB?
1410. § 128.202 Who does SBA consider to own a VOSB or SDVOSB?
1411. § 128.203 Who does SBA consider to control a VOSB or SDVOSB?
1412. § 128.204 What size standards apply to VOSBs and SDVOSBs?
1413. Subpart C Certification of VOSB or SDVOSB Status
1414. § 128.300 How is a concern certified as a VOSB or SDVOSB?
1415. § 128.301 Where must an application be filed?
1416. § 128.302 How does SBA process applications for certification?
1417. § 128.303 What must a concern submit to apply for VOSB or SDVOSB certification?
1418. § 128.304 Can an Applicant appeal SBA's initial decision to deny an application?
1419. § 128.305 May declined or decertified concerns apply for recertification at a later date?
1420. § 128.306 How does a concern maintain its VOSB or SDVOSB certification?
1421. § 128.307 What are a Participant's ongoing obligations to SBA?
1422. § 128.308 What is a program examination and what will SBA examine?
1423. § 128.309 What are the ways a Participant may exit the Veteran Small Business Certification Program?
1424. § 128.310 What are the procedures for decertification?
1425. Subpart D Federal Contract Assistance
1426. § 128.400 What are VOSB and SDVOSB contracts?
1427. § 128.401 What requirements must a VOSB or SDVOSB meet to submit an offer on a contract?
1428. § 128.402 When may a joint venture submit an offer on a VOSB or SDVOSB contract?
1429. § 128.403 What requirements are not available for VOSB or SDVOSB contracts?
1430. § 128.404 When may a contracting officer set aside a procurement for VOSBs or SDVOSBs?
1431. § 128.405 When may a contracting officer award a sole source contract to a VOSBs or SDVOSB?
1432. § 128.406 Are there VOSB or SDVOSB contracting opportunities at or below the simplified acquisition threshold?
1433. § 128.407 May SBA appeal a contracting officer's decision not to make a procurement available for award as a SDVOSB contract?
1434. § 128.408 What is the process for such an appeal?
1435. Subpart E Protests Concerning VOSBs and SDVOSBs
1436. § 128.500 What are the requirements for filing a VOSB or SDVOSB status protest?
1437. Subpart F Penalties and Retention of Records
1438. § 128.600 What are the requirements for representing VOSB or SDVOSB status, and what are the penalties for misrepresentation?
1439. Subpart G Surplus Personal Property for Veteran-Owned Small Business Programs
1440. § 128.700 How does a VOSB obtain Federal surplus personal property?
1441. PART 129 CONTRACTS FOR SMALL BUSINESSES LOCATED IN DISASTER AREAS, AND SURPLUS PERSONAL PROPERTY FOR SMALL BUSINESSES LOCATED IN DISASTER AREAS, PUERTO RICO, AND COVERED TERRITORY BUSINESSES
1442. Subpart A Contracts for Small Businesses Located in Disaster Areas
1443. § 129.100 What definitions are important in this part?
1444. § 129.101 What contracting preferences are available for small business concerns located in disaster areas?
1445. § 129.102 What small business goaling credit do agencies receive for awarding an emergency response contract to a small business concern under this part?
1446. § 129.103 What are the applicable performance requirements?
1447. § 129.104 What are the penalties of misrepresentation of size or status?
1448. Subpart B Surplus Personal Property for Small Businesses Located in Disaster Areas
1449. § 129.200 What definitions are important in this subpart?
1450. § 129.201 How does a small business concern located in a disaster area obtain Federal surplus personal property?
1451. Subpart C Surplus Personal Property for Small Businesses Located in Puerto Rico and for Covered Territory Businesses
1452. § 129.300 What definitions are important in this subpart?
1453. § 129.301 How does a covered territory business or small business concern located in Puerto Rico obtain Federal surplus personal property?
1454. PART 130 SMALL BUSINESS DEVELOPMENT CENTERS
1455. § 130.100 Introduction.
1456. § 130.110 Definitions.
1457. § 130.200 Eligible entities.
1458. § 130.300 Small Business Development Centers (SBDCs).
1459. § 130.310 Area of service.
1460. § 130.320 Operating requirements.
1461. § 130.330 SBDC services and restrictions on service.
1462. § 130.340 Specific program responsibilities.
1463. § 130.350 SBDC advisory boards.
1464. § 130.360 Selection of the SBDC Lead Center Director.
1465. § 130.370 Contracts with other Federal agencies.
1466. § 130.380 Client privacy.
1467. § 130.400 Application procedures.
1468. § 130.410 New applications.
1469. § 130.420 Renewal applications.
1470. § 130.430 Application decisions.
1471. § 130.440 Maximum grant.
1472. § 130.450 Matching funds.
1473. § 130.460 Budget justification.
1474. § 130.465 Restricted and prohibited costs.
1475. § 130.470 Fees.
1476. § 130.480 Program income.
1477. § 130.490 Property standard.
1478. § 130.500 Funding.
1479. § 130.600 Cooperative agreement.
1480. § 130.610 General terms.
1481. § 130.620 Revisions and amendments to cooperative agreements.
1482. § 130.630 Dispute resolution procedures.
1483. § 130.700 Suspension, termination, and non-renewal.
1484. § 130.800 Oversight of the SBDC Program.
1485. § 130.810 SBA review authority.
1486. § 130.820 Records and recordkeeping.
1487. § 130.825 Reports.
1488. § 130.830 Audits and investigations.
1489. § 130.840 Closeout procedures.
1490. PART 131 WOMEN'S BUSINESS CENTER PROGRAM
1491. § 131.100 Introduction.
1492. § 131.110 Definitions.
1493. § 131.200 Eligible entities.
1494. § 131.300 Women's Business Centers (WBCs).
1495. § 131.310 Operating requirements.
1496. § 131.320 Area of service.
1497. § 131.330 WBC services and restrictions on services.
1498. § 131.340 Specific WBC program responsibilities.
1499. § 131.350 Selection and retention of the WBC Program Director.
1500. § 131.400 Grant administration and cost principles.
1501. § 131.410 Maximum grant.
1502. § 131.420 Carryover of Federal funds.
1503. § 131.430 Matching funds.
1504. § 131.440 Program income and fees.
1505. § 131.450 Budget justification.
1506. § 131.460 Restricted and prohibited costs.
1507. § 131.500 Oversight of the WBC program.
1508. § 131.510 SBA review authority.
1509. § 131.520 Audits, examinations, and investigations.
1510. § 131.600 Cooperative agreement and contracts.
1511. § 131.610 Other Federal grants.
1512. § 131.620 Revisions and amendments to cooperative agreements.
1513. § 131.630 Suspension, termination, and non-renewal.
1514. § 131.640 Dispute procedures.
1515. § 131.650 Closeout procedures.
1516. PART 134 RULES OF PROCEDURE GOVERNING CASES BEFORE THE OFFICE OF HEARINGS AND APPEALS
1517. Subpart A General Rules
1518. § 134.101 Definitions.
1519. § 134.102 Jurisdiction of OHA.
1520. § 134.103 [Reserved]
1521. Subpart B Rules of Practice
1522. § 134.201 Scope of the rules in this subpart.
1523. § 134.202 Commencement of cases.
1524. § 134.203 The appeal petition.
1525. § 134.204 Filing and service requirements.
1526. § 134.205 The appeal file, confidential information, and protective orders.
1527. § 134.206 The answer or response.
1528. § 134.207 Amendments and supplemental pleadings.
1529. § 134.208 Representation in cases before OHA.
1530. § 134.209 Requirement of signature.
1531. § 134.210 Intervention.
1532. § 134.211 Motions.
1533. § 134.212 Summary judgment.
1534. § 134.213 Discovery.
1535. § 134.214 Subpoenas.
1536. § 134.215 Interlocutory appeals.
1537. § 134.216 Alternative dispute resolution procedures.
1538. § 134.217 Settlement.
1539. § 134.218 Judges.
1540. § 134.219 Sanctions.
1541. § 134.220 Prohibition against ex parte communications.
1542. § 134.221 Prehearing conferences.
1543. § 134.222 Oral hearing.
1544. § 134.223 Evidence.
1545. § 134.224 [Reserved]
1546. § 134.225 The record.
1547. § 134.226 The decision.
1548. § 134.227 Finality of decisions.
1549. § 134.228 Review of initial decisions.
1550. § 134.229 Termination of jurisdiction.
1551. Subpart C Rules of Practice for Appeals From Size Determinations and NAICS Code Designations
1552. § 134.301 Scope of the rules in this subpart C.
1553. § 134.302 Who may appeal.
1554. § 134.303 Advisory opinions.
1555. § 134.304 Commencement of appeals from size determinations and NAICS code designations.
1556. § 134.305 The appeal petition.
1557. § 134.306 Transmission of the case file and solicitation.
1558. § 134.307 Service and filing requirements.
1559. § 134.308 Limitation on new evidence and adverse inference from non-submission in appeals from size determinations.
1560. § 134.309 Response to an appeal petition.
1561. § 134.310 Discovery.
1562. § 134.311 Oral hearings.
1563. § 134.312 Evidence.
1564. § 134.313 Applicability of subpart B provisions.
1565. § 134.314 Standard of review and burden of proof.
1566. § 134.315 The record.
1567. § 134.316 The decision.
1568. § 134.317 [Reserved]
1569. § 134.318 NAICS appeals.
1570. Subpart D Rules of Practice for Appeals Under the 8(a) Program
1571. § 134.401 Scope of the rules in this subpart D.
1572. § 134.402 Appeal petition.
1573. § 134.403 Service of appeal petition.
1574. § 134.404 Deadline for filing appeal petition.
1575. § 134.405 Jurisdiction.
1576. § 134.406 Review of the administrative record.
1577. § 134.407 Evidence beyond the record and discovery.
1578. § 134.408 Summary decision.
1579. § 134.409 Decision on appeal.
1580. Subpart E [Reserved]
1581. Subpart F Implementation of the Equal Access to Justice Act
1582. § 134.601 What is the purpose of this subpart?
1583. § 134.602 Under what circumstances may I apply for reimbursement?
1584. § 134.603 What is an adversary adjudication?
1585. § 134.604 What benefits may I claim?
1586. § 134.605 Under what circumstances are fees and expenses reimbursable?
1587. § 134.606 Who is eligible for possible reimbursement?
1588. § 134.607 How do I know which eligibility requirement applies to me?
1589. § 134.608 What are the special rules for calculating net worth and number of employees?
1590. § 134.609 What is the difference between a fee and an expense?
1591. § 134.610 Are there limitations on reimbursement for fees and expenses?
1592. § 134.611 What should I include in my application for an award?
1593. § 134.612 What must a net worth exhibit contain?
1594. § 134.613 What documentation do I need for fees and expenses?
1595. § 134.614 What deadlines apply to my application for an award and where do I send it?
1596. § 134.615 How will proceedings relating to my application for fees and expenses be conducted?
1597. § 134.616 How will I know if I receive an award?
1598. § 134.617 May I seek review of the ALJ's decision on my award?
1599. § 134.618 How are awards paid?
1600. Subpart G Rules of Practice for Appeals From Women-Owned Small Business Concern (WOSB) and Economically Disadvantaged WOSB Concern (EDWOSB) Protests
1601. § 134.701 What is the scope of the rules in this subpart G?
1602. § 134.702 Who may appeal?
1603. § 134.703 When must a person file an appeal from an WOSB or EDWOSB protest determination?
1604. § 134.704 What are the effects of the appeal on the procurement at issue?
1605. § 134.705 What are the requirements for an appeal petition?
1606. § 134.706 What are the service and filing requirements?
1607. § 134.707 When does the D/GC transmit the protest file and to whom?
1608. § 134.708 What is the standard of review?
1609. § 134.709 When will a Judge dismiss an appeal?
1610. § 134.710 Who can file a response to an appeal petition and when must such a response be filed?
1611. § 134.711 Will the Judge permit discovery and oral hearings?
1612. § 134.712 What are the limitations on new evidence?
1613. § 134.713 When is the record closed?
1614. § 134.714 When must the Judge issue his or her decision?
1615. § 134.715 Can a Judge reconsider his decision?
1616. Subpart H Rules of Practice for Employee Disputes
1617. § 134.801 Scope of rules.
1618. § 134.802 [Reserved]
1619. § 134.803 Commencement of appeals from SBA Employee Dispute Resolution Process cases (Employee Disputes).
1620. § 134.804 The appeal petition.
1621. § 134.805 After the appeal petition is filed.
1622. § 134.806 Mediation.
1623. § 134.807 SBA response.
1624. § 134.808 The decision.
1625. § 134.809 Review of initial decision.
1626. Subpart I Rules of Practice for Petitions for Reconsideration of Size Standards
1627. § 134.901 Scope of the rules in this subpart.
1628. § 134.902 Standing.
1629. § 134.903 Commencement of cases.
1630. § 134.904 Requirements for the Size Standard Petition.
1631. § 134.905 Notice and order.
1632. § 134.906 Intervention.
1633. § 134.907 Filing and service.
1634. § 134.908 The administrative record.
1635. § 134.909 Standard of review.
1636. § 134.910 Dismissal.
1637. § 134.911 Response to the Size Standard Petition.
1638. § 134.912 Discovery and oral hearings.
1639. § 134.913 New evidence.
1640. § 134.914 The decision.
1641. § 134.915 Remand.
1642. § 134.916 Effects of OHA's decision.
1643. § 134.917 Equal Access to Justice Act.
1644. § 134.918 Judicial review.
1645. Subpart J Rules of Practice for Protests of Eligibility for Inclusion in the SBA Veteran Small Business Certification Program Database (VOSB or SDVOSB Status Protests)
1646. § 134.1001 Scope of rules.
1647. § 134.1002 Who may file a VOSB or SDVOSB status protest?
1648. § 134.1003 Grounds for filing a VOSB or SDVOSB status protest.
1649. § 134.1004 Commencement of VOSB or SDVOSB status protests.
1650. § 134.1005 Contents of the VOSB or SDVOSB status protest.
1651. § 134.1006 Service and filing requirements.
1652. § 134.1007 Processing a VOSB or SDVOSB status protest.
1653. § 134.1008 Discovery.
1654. § 134.1009 Oral hearings.
1655. § 134.1010 Standard of review and burden of proof.
1656. § 134.1011 Weight of evidence.
1657. § 134.1012 The record.
1658. § 134.1013 Request for reconsideration.
1659. Subpart K Rules of Practice for Appeals of Denials of Certification and Decertification in the SBA Veteran Small Business Certification Program (VOSB or SDVOSB Appeals)
1660. § 134.1101 Scope of rules.
1661. § 134.1102 Who may file a VOSB or SDVOSB Appeal?
1662. § 134.1103 Grounds for filing a VOSB or SDVOSB Appeal.
1663. § 134.1104 Commencement of VOSB or SDVOSB Appeal.
1664. § 134.1105 The appeal petition.
1665. § 134.1106 Service and filing requirements.
1666. § 134.1107 Transmission of the case file.
1667. § 134.1108 Response to an appeal petition.
1668. § 134.1109 Discovery and oral hearings.
1669. § 134.1110 New evidence.
1670. § 134.1111 Standard of review and burden of proof.
1671. § 134.1112 The decision.
1672. Subpart L Borrower Appeals of Final SBA Loan Review Decisions
1673. § 134.1201 Scope of the rules in this subpart.
1674. § 134.1202 Commencement of appeals of final SBA loan review decisions.
1675. § 134.1203 Standing.
1676. § 134.1204 The appeal petition.
1677. § 134.1205 Dismissal.
1678. § 134.1206 Notice and Order.
1679. § 134.1207 The administrative record.
1680. § 134.1208 Response to an appeal petition.
1681. § 134.1209 Evidence beyond the record, discovery, and oral hearings.
1682. § 134.1210 Standard of review.
1683. § 134.1211 Decision on appeal.
1684. § 134.1212 Effects of the decision.
1685. § 134.1213 Equal Access to Justice Act.
1686. § 134.1214 Confidential information.
1687. Subpart M Rules of Practice for Appeals of Protest Determinations Regarding the Status of a Concern as a Certified HUBZone Small Business Concern
1688. § 134.1301 What is the scope of the rules in this subpart?
1689. § 134.1302 Who may appeal a HUBZone status protest determination?
1690. § 134.1303 What time limits apply to filing an appeal from a HUBZone status protest determination?
1691. § 134.1304 What are the effects of the filing of an appeal on the procurement at issue?
1692. § 134.1305 What are the requirements for an appeal petition?
1693. § 134.1306 What are the service and filing requirements?
1694. § 134.1307 What are the requirements for transmitting the protest file?
1695. § 134.1308 What is the standard of review?
1696. § 134.1309 When will a Judge dismiss an appeal?
1697. § 134.1310 Who can file a response to an appeal petition and when must such a response be filed?
1698. § 134.1311 Will the Judge permit discovery and oral hearings?
1699. § 134.1312 What are the limitations on the introduction of new evidence?
1700. § 134.1313 When is the record closed?
1701. § 134.1314 When must the Judge issue the decision?
1702. § 134.1315 What are the effects of the Judge's decision on the procurement at issue?
1703. § 134.1316 Can a Judge reconsider an appeal decision?
1704. PART 136 ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE SMALL BUSINESS ADMINISTRATION
1705. § 136.101 Purpose.
1706. § 136.102 Application.
1707. § 136.103 Definitions.
1708. §§ 136.104-136.109 [Reserved]
1709. § 136.110 Self-evaluation.
1710. § 136.111 Notice.
1711. §§ 136.112-136.129 [Reserved]
1712. § 136.130 General prohibition against discrimination.
1713. §§ 136.131-136.139 [Reserved]
1714. § 136.140 Employment.
1715. §§ 136.141-136.148 [Reserved]
1716. § 136.149 Program accessibility: Discrimination prohibited.
1717. § 136.150 Program accessibility: Existing facilities.
1718. § 136.151 Program accessibility: New construction and alterations.
1719. §§ 136.152-136.159 [Reserved]
1720. § 136.160 Communications.
1721. §§ 136.161-136.169 [Reserved]
1722. § 136.170 Compliance procedures.
1723. PART 140 DEBT COLLECTION
1724. Subpart A Overview
1725. § 140.1 What does this part cover?
1726. Subpart B Offset
1727. § 140.2 What is a debt and how can the SBA collect it through offset?
1728. § 140.3 What rights do you have when SBA tries to collect a debt from you through offset?
1729. Subpart C Administrative Wage Garnishment
1730. § 140.11 What type of debt is subject to administrative wage garnishment, and how can SBA administratively garnish your pay?
1731. PART 142 ADMINISTRATIVE FALSE CLAIMS ACT REGULATIONS
1732. 287 Overview and Definitions
1733. § 142.1 Overview of regulations.
1734. § 142.2 What kind of conduct will result in program fraud enforcement?
1735. § 142.3 What is a claim?
1736. § 142.4 What is a statement?
1737. § 142.5 What is a false claim or statement?
1738. § 142.6 What does the phrase “know or have reason to know” mean?
1739. 288 Procedures Leading to Issuance of a Complaint
1740. § 142.7 Who investigates program fraud?
1741. § 142.8 What happens if program fraud is suspected?
1742. § 142.9 When will SBA issue a complaint?
1743. § 142.10 What is contained in a complaint?
1744. § 142.11 How will the complaint be served?
1745. 289 Procedures Following Service of a Complaint
1746. § 142.12 How does a defendant respond to the complaint?
1747. § 142.13 What happens if a defendant fails to file an answer?
1748. § 142.14 What happens once an answer is filed?
1749. 290 Hearing Provisions
1750. § 142.15 What kind of hearing is contemplated?
1751. § 142.16 At the hearing, what rights do the parties have?
1752. § 142.17 What is the role of the ALJ?
1753. § 142.18 Can the reviewing official or ALJ be disqualified?
1754. § 142.19 How are issues brought to the attention of the ALJ?
1755. § 142.20 How are papers served?
1756. § 142.21 How will the hearing be conducted and who has the burden of proof?
1757. § 142.22 How is evidence presented at the hearing?
1758. § 142.23 Are there limits on disclosure of documents or discovery?
1759. § 142.24 Can witnesses be subpoenaed?
1760. § 142.25 Can a party or witness object to discovery?
1761. § 142.26 Can a party informally discuss the case with the ALJ?
1762. § 142.27 Are there sanctions for misconduct?
1763. § 142.28 Where is the hearing held?
1764. § 142.29 Are witness lists exchanged before the hearing?
1765. 291 Decisions and Appeals
1766. § 142.30 How is the case decided?
1767. § 142.31 Can a party request reconsideration of the initial decision?
1768. § 142.32 When does the initial decision of the ALJ become final?
1769. § 142.33 What are the procedures for appealing the ALJ decision?
1770. § 142.34 Are there any limitations on the right to appeal to the Administrator?
1771. § 142.35 How does the Administrator dispose of an appeal?
1772. § 142.36 Can I obtain judicial review?
1773. § 142.37 What judicial review is available?
1774. § 142.38 Can the administrative complaint be settled voluntarily?
1775. § 142.39 How are civil penalties and assessments collected?
1776. § 142.40 What if the investigation indicates criminal misconduct?
1777. § 142.41 How does SBA protect the rights of defendants?
1778. 143 PART 143 [RESERVED]
1779. PART 146 NEW RESTRICTIONS ON LOBBYING
1780. Subpart A General
1781. § 146.100 Conditions on use of funds.
1782. § 146.105 Definitions.
1783. § 146.110 Certification and disclosure.
1784. Subpart B Activities by Own Employees
1785. § 146.200 Agency and legislative liaison.
1786. § 146.205 Professional and technical services.
1787. § 146.210 Reporting.
1788. Subpart C Activities by Other Than Own Employees
1789. § 146.300 Professional and technical services.
1790. Subpart D Penalties and Enforcement
1791. § 146.400 Penalties.
1792. § 146.405 Penalty procedures.
1793. § 146.410 Enforcement.
1794. Subpart E Exemptions
1795. § 146.500 Secretary of Defense.
1796. Subpart F Agency Reports
1797. § 146.600 Semi-annual compilation.
1798. § 146.605 Inspector General report.
1799. 0
1800. Appendix A to Part 146 Certification Regarding Lobbying
1801. Appendix B to Part 146 Disclosure Form To Report Lobbying
1802. PART 147 GOVERNMENTWIDE REQUIREMENTS FOR DRUG-FREE WORKPLACE (NONPROCUREMENT)
1803. Subpart A Purpose and Coverage
1804. § 147.100 What does this part do?
1805. § 147.105 Does this part apply to me?
1806. § 147.110 Are any of my Federal assistance awards exempt from this part?
1807. § 147.115 Does this part affect the Federal contracts that I receive?
1808. Subpart B Requirements for Recipients Other Than Individuals
1809. § 147.200 What must I do to comply with this part?
1810. § 147.205 What must I include in my drug-free workplace statement?
1811. § 147.210 To whom must I distribute my drug-free workplace statement?
1812. § 147.215 What must I include in my drug-free awareness program?
1813. § 147.220 By when must I publish my drug-free workplace statement and establish my drug-free awareness program?
1814. § 147.225 What actions must I take concerning employees who are convicted of drug violations in the workplace?
1815. § 147.230 How and when must I identify workplaces?
1816. Subpart C Requirements for Recipients Who Are Individuals
1817. § 147.300 What must I do to comply with this part if I am an individual recipient?
1818. § 147.301 [Reserved]
1819. Subpart D Responsibilities of SBA Awarding Officials
1820. § 147.400 What are my responsibilities as a(n) SBA awarding official?
1821. Subpart E Violations of this Part and Consequences
1822. § 147.500 How are violations of this part determined for recipients other than individuals?
1823. § 147.505 How are violations of this part determined for recipients who are individuals?
1824. § 147.510 What actions will the Federal Government take against a recipient determined to have violated this part?
1825. § 147.515 Are there any exceptions to those actions?
1826. Subpart F Definitions
1827. § 147.605 Award.
1828. § 147.610 Controlled substance.
1829. § 147.615 Conviction.
1830. § 147.620 Cooperative agreement.
1831. § 147.625 Criminal drug statute.
1832. § 147.630 Debarment.
1833. § 147.635 Drug-free workplace.
1834. § 147.640 Employee.
1835. § 147.645 Federal agency or agency.
1836. § 147.650 Grant.
1837. § 147.655 Individual.
1838. § 147.660 Recipient.
1839. § 147.665 State.
1840. § 147.670 Suspension.
1841. 148-199 PARTS 148-199 [RESERVED]
1842. CHAPTER III ECONOMIC DEVELOPMENT ADMINISTRATION, DEPARTMENT OF COMMERCE
1843. PART 300 GENERAL INFORMATION
1844. § 300.1 Introduction and mission.
1845. § 300.2 EDA Headquarters and regional offices.
1846. § 300.3 Definitions.
1847. PART 301 ELIGIBILITY, INVESTMENT RATE AND APPLICATION REQUIREMENTS
1848. Subpart A General
1849. § 301.1 Overview of eligibility requirements.
1850. Subpart B Applicant Eligibility
1851. § 301.2 Applicant eligibility.
1852. Subpart C Economic Distress Criteria
1853. § 301.3 Economic distress levels.
1854. Subpart D Investment Rates and Matching Share Requirements
1855. § 301.4 Investment rates.
1856. § 301.5 Matching share requirements.
1857. § 301.6 [Reserved]
1858. Subpart E Application Requirements; Evaluation Criteria
1859. § 301.7 Investment Assistance application.
1860. § 301.8 Application evaluation criteria.
1861. § 301.9 Application selection criteria.
1862. § 301.10 Formal application requirements.
1863. § 301.11 Infrastructure.
1864. PART 302 GENERAL TERMS AND CONDITIONS FOR INVESTMENT ASSISTANCE
1865. § 302.1 Environment.
1866. § 302.2 Procedures in disaster areas.
1867. § 302.3 Project servicing for loans, loan guaranties and Investment Assistance.
1868. § 302.6 [Reserved]
1869. § 302.7 Amendments and changes.
1870. § 302.8 Pre-approval Investment Assistance costs.
1871. § 302.9 Inter-governmental review of projects.
1872. § 302.10 Attorneys' and consultants' fees, employment of expediters, and post-employment restriction.
1873. § 302.12 [Reserved]
1874. § 302.13 Maintenance of standards.
1875. § 302.15 [Reserved]
1876. § 302.16 Accountability.
1877. § 302.17 Conflicts of interest.
1878. § 302.18 Post-approval requirements.
1879. § 302.19 Indemnification.
1880. § 302.20 Civil rights.
1881. PART 303 PLANNING INVESTMENTS AND COMPREHENSIVE ECONOMIC DEVELOPMENT STRATEGIES
1882. Subpart A General
1883. § 303.1 Overview of EDA's Planning Program.
1884. § 303.2 Definitions.
1885. § 303.3 Application requirements and evaluation criteria.
1886. § 303.4 Award requirements.
1887. § 303.5 [Reserved]
1888. Subpart B Partnership Planning Assistance
1889. § 303.6 Partnership Planning and the EDA-funded CEDS process.
1890. § 303.7 Requirements for Comprehensive Economic Development Strategies.
1891. Subpart C State and Short-Term Planning Assistance
1892. § 303.8 Requirements for State plans.
1893. § 303.9 Requirements for short-term Planning Investments.
1894. PART 304 ECONOMIC DEVELOPMENT DISTRICTS
1895. § 304.1 Designation of Economic Development Districts: Regional eligibility.
1896. § 304.2 District Organizations: Formation, organizational requirements and operations.
1897. § 304.3 District modification and termination.
1898. § 304.4 Performance evaluations.
1899. PART 305 PUBLIC WORKS AND ECONOMIC DEVELOPMENT INVESTMENTS
1900. Subpart A General
1901. § 305.1 Purpose and scope.
1902. § 305.2 Award requirements.
1903. § 305.3 Application requirements.
1904. § 305.4 Projects for design and engineering work.
1905. Subpart B Requirements for Approved Projects
1906. § 305.5 Project administration by District Organization.
1907. § 305.6 Allowable methods of procurement for construction services.
1908. § 305.7 Services performed by the Recipient's own forces.
1909. § 305.8 Recipient-furnished equipment and materials.
1910. § 305.9 Project phasing and Investment disbursement.
1911. § 305.10 Bid underrun and overrun.
1912. § 305.11 Contract awards; early construction start.
1913. § 305.12 [Reserved]
1914. § 305.13 Contract change orders.
1915. § 305.14 [Reserved]
1916. PART 306 TRAINING, RESEARCH AND TECHNICAL ASSISTANCE INVESTMENTS
1917. Subpart A Local and National Technical Assistance
1918. § 306.1 Purpose and scope.
1919. § 306.2 Award requirements.
1920. § 306.3 Application requirements.
1921. Subpart B University Center Economic Development Program
1922. § 306.4 Purpose and scope.
1923. § 306.5 Award requirements.
1924. § 306.6 Application requirements.
1925. § 306.7 Performance evaluations of University Centers.
1926. PART 307 ECONOMIC ADJUSTMENT ASSISTANCE INVESTMENTS
1927. Subpart A General
1928. § 307.1 Purpose.
1929. § 307.2 Criteria for Economic Adjustment Assistance Investments.
1930. § 307.3 Use of Economic Adjustment Assistance Investments.
1931. § 307.4 Award requirements.
1932. § 307.5 Application requirements.
1933. Subpart B Revolving Loan Fund Program
1934. § 307.6 Revolving Loan Funds established for lending.
1935. § 307.7 Revolving Loan Fund award requirements.
1936. § 307.8 Definitions.
1937. § 307.9 Revolving Loan Fund Plan.
1938. § 307.10 Pre-loan requirements.
1939. § 307.11 Pre-disbursement requirements and disbursement of funds to Revolving Loan Funds.
1940. § 307.12 Revolving Loan Fund Income requirements during the Revolving Phase; payments on defaulted and written off Revolving Loan Fund loans; Voluntarily Contributed Capital.
1941. § 307.13 Records and retention.
1942. § 307.14 Revolving Loan Fund report.
1943. § 307.15 Prudent management of Revolving Loan Funds.
1944. § 307.16 Risk Analysis System.
1945. § 307.17 Requirements for Revolving Loan Fund Cash Available for Lending.
1946. § 307.18 Addition of lending areas; consolidation and merger of RLFs.
1947. § 307.19 RLF loan portfolio Sales and Securitizations.
1948. § 307.20 Noncompliance.
1949. § 307.21 Remedies for noncompliance.
1950. § 307.22 Variances.
1951. PART 308 PERFORMANCE INCENTIVES
1952. § 308.1 Use of funds in Projects constructed under projected cost.
1953. § 308.2 Performance awards.
1954. § 308.3 Planning performance awards.
1955. PART 309 REDISTRIBUTIONS OF INVESTMENT ASSISTANCE
1956. § 309.1 Redistributions under parts 303, 305 and 306.
1957. § 309.2 Redistributions under part 307.
1958. PART 310 SPECIAL IMPACT AREAS
1959. § 310.1 Special Impact Area.
1960. § 310.2 Pressing need; alleviation of unemployment or underemployment.
1961. 311 PART 311 [RESERVED]
1962. PART 312 REGIONAL INNOVATION PROGRAM
1963. Subpart A General Provisions
1964. § 312.1 Purpose and scope of the Regional Innovation Program.
1965. § 312.2 General definitions from Public Works and Economic Development Act regulations inapplicable to this part.
1966. § 312.3 General definitions.
1967. Subpart B Regional Innovation Strategies Program
1968. § 312.4 Purpose and scope of the Regional Innovation Strategies Program.
1969. § 312.5 Regional Innovation Strategies Program definitions.
1970. § 312.6 Eligible recipients.
1971. § 312.7 Eligible project activities.
1972. § 312.8 Investment rates.
1973. § 312.9 Matching share requirements.
1974. § 312.10 Application components.
1975. § 312.11 Application evaluation and selection criteria.
1976. § 312.12 General terms and conditions for investment assistance.
1977. Subpart C Regional Innovation Research and Information Program [Reserved]
1978. §§ 312.13-312.17 [Reserved]
1979. 313 PART 313 [RESERVED]
1980. PART 314 PROPERTY
1981. § 314.1 Definitions.
1982. § 314.2 Federal Interest.
1983. § 314.3 Authorized use of Project Property.
1984. § 314.4 Unauthorized Use of Project Property.
1985. § 314.5 Federal Share.
1986. § 314.6 Encumbrances.
1987. § 314.7 Title.
1988. § 314.8 Recorded statement for Project Real Property.
1989. § 314.9 Recorded statement for Project Personal Property.
1990. § 314.10 Procedures for release of the Federal Interest.
1991. PART 315 TRADE ADJUSTMENT ASSISTANCE FOR FIRMS
1992. Subpart A General Provisions
1993. § 315.1 Purpose and scope.
1994. § 315.2 Definitions.
1995. § 315.3 Confidential Business Information.
1996. Subpart B TAAC Provisions
1997. § 315.4 TAAC selection and operation.
1998. § 315.5 The role and geographic coverage of the TAACs.
1999. Subpart C Certification of Firms
2000. § 315.6 Certification requirements.
2001. § 315.7 Processing petitions for certification.
2002. § 315.8 Hearings.
2003. § 315.9 Loss of certification benefits.
2004. § 315.10 Appeals, final determinations, and termination of certification.
2005. Subpart D Adjustment Proposals
2006. § 315.11 Adjustment Proposal process.
2007. § 315.12 Adjustment Proposal requirements.
2008. Subpart E Protective Provisions
2009. § 315.13 Persons engaged by Firms to expedite petitions and Adjustment Proposals.
2010. § 315.14 Conflicts of interest.
2011. Subpart F International Trade Commission Investigations
2012. § 315.15 Affirmative findings.
2013. 316-399 PARTS 316-399 [RESERVED]
2014. CHAPTER IV EMERGENCY STEEL GUARANTEE LOAN BOARD
2015. PART 400 EMERGENCY STEEL GUARANTEE LOAN PROGRAM
2016. Subpart A General
2017. § 400.1 Purpose.
2018. § 400.2 Definitions.
2019. Subpart B Board Procedures
2020. § 400.100 Purpose and scope.
2021. § 400.101 Composition of the Board.
2022. § 400.102 Authority of the Board.
2023. § 400.103 Offices.
2024. § 400.104 Meetings and actions of the Board.
2025. § 400.105 Staff.
2026. § 400.106 Ex parte communications.
2027. § 400.107 Freedom of Information Act.
2028. § 400.108 Restrictions on lobbying.
2029. § 400.109 Government-wide debarment and suspension (nonprocurement).
2030. § 400.110 Amendments.
2031. Subpart C Steel Guarantee Loans
2032. § 400.200 Eligible Borrower.
2033. § 400.201 Eligible Lender.
2034. § 400.202 Loan amount.
2035. § 400.203 Guarantee percentage.
2036. § 400.204 Loan terms.
2037. § 400.205 Application process.
2038. § 400.206 Environmental requirements.
2039. § 400.207 Application evaluation.
2040. § 400.208 Issuance of the Guarantee.
2041. § 400.209 Funding for the Program.
2042. § 400.210 Assignment or transfer of loans.
2043. § 400.211 Lender responsibilities.
2044. § 400.212 Guarantee.
2045. § 400.213 Termination of obligations.
2046. § 400.214 Participations in guaranteed loans.
2047. § 400.215 Supplemental Guarantees.
2048. 401-499 PARTS 401-499 [RESERVED]
2049. CHAPTER V EMERGENCY OIL AND GAS GUARANTEED LOAN BOARD
2050. PART 500 EMERGENCY OIL AND GAS GUARANTEED LOAN PROGRAM
2051. Subpart A General
2052. § 500.1 Purpose.
2053. § 500.2 Definitions.
2054. Subpart B Board Procedures
2055. § 500.100 Purpose and scope.
2056. § 500.101 Composition of the Board.
2057. § 500.102 Authority of the Board.
2058. § 500.103 Offices.
2059. § 500.104 Meetings and actions of the Board.
2060. § 500.105 Staff.
2061. § 500.106 Ex parte communications.
2062. § 500.107 Freedom of Information Act.
2063. § 500.108 Restrictions on lobbying.
2064. § 500.109 Government-wide debarment and suspension (nonprocurement).
2065. § 500.110 Amendments.
2066. Subpart C Oil and Gas Guaranteed Loans
2067. § 500.200 Eligible Borrower.
2068. § 500.201 Eligible Lender.
2069. § 500.202 Loan amount.
2070. § 500.203 Guarantee percentage.
2071. § 500.204 Loan terms.
2072. § 500.205 Application process.
2073. § 500.206 Environmental requirements.
2074. § 500.207 Application evaluation.
2075. § 500.208 Issuance of the Guarantee.
2076. § 500.209 Funding for the Program.
2077. § 500.210 Assignment or transfer of loans.
2078. § 500.211 Lender responsibilities.
2079. § 500.212 Liquidation.
2080. § 500.213 Termination of obligations.
2081. § 500.214 OMB control number. [Reserved]
2082. 501-599 PARTS 501-599 [RESERVED]