1. CHAPTER I COMPTROLLER OF THE CURRENCY, DEPARTMENT OF THE TREASURY
2. PART 1 INVESTMENT SECURITIES
3. § 1.1 Authority, purpose, scope, and reservation of authority.
4. § 1.2 Definitions.
5. § 1.3 Limitations on dealing in, underwriting, and purchase and sale of securities.
6. § 1.4 Calculation of limits.
7. § 1.5 Safe and sound banking practices; credit information required.
8. § 1.6 Convertible securities.
9. § 1.7 Securities held in satisfaction of debts previously contracted; holding period; disposal; accounting treatment; non-speculative purpose.
10. § 1.8 Nonconforming investments.
11. 1 Interpretations
12. § 1.100 Indirect general obligations.
13. § 1.110 Taxing powers of a State or political subdivision.
14. § 1.120 Prerefunded or escrowed bonds and obligations secured by Type I securities.
15. § 1.130 Type II securities; guidelines for obligations issued for university and housing purposes.
16. PART 2 SALES OF CREDIT LIFE INSURANCE
17. § 2.1 Authority, purpose, and scope.
18. § 2.2 Definitions.
19. § 2.3 Distribution of credit life insurance income.
20. § 2.4 Bonus and incentive plans.
21. § 2.5 Bank compensation.
22. PART 3 CAPITAL ADEQUACY STANDARDS
23. Subpart A General Provisions
24. § 3.1 Purpose, applicability, reservations of authority, and timing.
25. § 3.2 Definitions.
26. § 3.3 Operational requirements for counterparty credit risk.
27. §§ 3.4-3.9 [Reserved]
28. Subpart B Capital Ratio Requirements and Buffers
29. § 3.10 Minimum capital requirements.
30. § 3.11 Capital conservation buffer and countercyclical capital buffer amount.
31. § 3.12 Community bank leverage ratio framework.
32. §§ 3.13-3.19 [Reserved]
33. Subpart C Definition of Capital
34. § 3.20 Capital components and eligibility criteria for regulatory capital instruments.
35. § 3.21 Minority interest.
36. § 3.22 Regulatory capital adjustments and deductions.
37. §§ 3.23-3.29 [Reserved]
38. Subpart D Risk-Weighted Assets—Standardized Approach
39. § 3.30 Applicability.
40. 13 Risk-Weighted Assets For General Credit Risk
41. § 3.31 Mechanics for calculating risk-weighted assets for general credit risk.
42. § 3.32 General risk weights.
43. § 3.33 Off-balance sheet exposures.
44. § 3.34 Derivative contracts.
45. § 3.35 Cleared transactions.
46. § 3.36 Guarantees and credit derivatives: substitution treatment.
47. § 3.37 Collateralized transactions.
48. 14 Risk-Weighted Assets for Unsettled Transactions
49. § 3.38 Unsettled transactions.
50. §§ 3.39-3.40 [Reserved]
51. 15 Risk-Weighted Assets for Securitization Exposures
52. § 3.41 Operational requirements for securitization exposures.
53. § 3.42 Risk-weighted assets for securitization exposures.
54. § 3.43 Simplified supervisory formula approach (SSFA) and the gross-up approach.
55. § 3.44 Securitization exposures to which the SSFA and gross-up approach do not apply.
56. § 3.45 Recognition of credit risk mitigants for securitization exposures.
57. §§ 3.46-3.50 [Reserved]
58. 16 Risk-Weighted Assets for Equity Exposures
59. § 3.51 Introduction and exposure measurement.
60. § 3.52 Simple risk-weight approach (SRWA).
61. § 3.53 Equity exposures to investment funds.
62. §§ 3.54-3.60 [Reserved]
63. 17 Disclosures
64. § 3.61 Purpose and scope.
65. § 3.62 Disclosure requirements.
66. § 3.63 Disclosures by national banks or Federal savings associations described in § 3.61.
67. §§ 3.64-3.99 [Reserved]
68. Subpart E Risk-Weighted Assets—Internal Ratings-Based and Advanced Measurement Approaches
69. § 3.100 Purpose, applicability, and principle of conservatism.
70. § 3.101 Definitions.
71. 18 Qualification
72. § 3.121 Qualification process.
73. § 3.122 Qualification requirements.
74. § 3.123 Ongoing qualification.
75. § 3.124 Merger and acquisition transitional arrangements.
76. §§ 3.125-3.130 [Reserved]
77. 19 Risk-Weighted Assets for General Credit Risk
78. § 3.131 Mechanics for calculating total wholesale and retail risk-weighted assets.
79. § 3.132 Counterparty credit risk of repo-style transactions, eligible margin loans, and OTC derivative contracts.
80. § 3.133 Cleared transactions.
81. § 3.134 Guarantees and credit derivatives: PD substitution and LGD adjustment approaches.
82. § 3.135 Guarantees and credit derivatives: double default treatment.
83. § 3.136 Unsettled transactions.
84. §§ 3.137-3.140 [Reserved]
85. 20 Risk-Weighted Assets for Securitization Exposures
86. § 3.141 Operational criteria for recognizing the transfer of risk.
87. § 3.142 Risk-weighted assets for securitization exposures.
88. § 3.143 Supervisory formula approach (SFA).
89. § 3.144 Simplified supervisory formula approach (SSFA).
90. § 3.145 Recognition of credit risk mitigants for securitization exposures.
91. §§ 3.146-3.150 [Reserved]
92. 21 Risk-Weighted Assets for Equity Exposures
93. § 3.151 Introduction and exposure measurement.
94. § 3.152 Simple risk weight approach (SRWA).
95. § 3.153 Internal models approach (IMA).
96. § 3.154 Equity exposures to investment funds.
97. § 3.155 Equity derivative contracts.
98. §§ 3.156-3.160 [Reserved]
99. 22 Risk-Weighted Assets for Operational Risk
100. § 3.161 Qualification requirements for incorporation of operational risk mitigants.
101. § 3.162 Mechanics of risk-weighted asset calculation.
102. §§ 3.163-3.170 [Reserved]
103. 23 Disclosures
104. § 3.171 Purpose and scope.
105. § 3.172 Disclosure requirements.
106. § 3.173 Disclosures by certain advanced approaches national banks or Federal savings associations and Category III national banks or Federal savings associations.
107. §§ 3.174-3.200 [Reserved]
108. Subpart F Risk-Weighted Assets—Market Risk
109. § 3.201 Purpose, applicability, and reservation of authority.
110. § 3.202 Definitions.
111. § 3.203 Requirements for application of this subpart F.
112. § 3.204 Measure for market risk.
113. § 3.205 VaR-based measure.
114. § 3.206 Stressed VaR-based measure.
115. § 3.207 Specific risk.
116. § 3.208 Incremental risk.
117. § 3.209 Comprehensive risk.
118. § 3.210 Standardized measurement method for specific risk.
119. § 3.211 Simplified supervisory formula approach (SSFA).
120. § 3.212 Market risk disclosures.
121. §§ 3.213-3.299 [Reserved]
122. Subpart G Transition Provisions
123. § 3.300 Transitions.
124. § 3.301 Current Expected Credit Losses (CECL) transition.
125. § 3.302 Exposures related the Money Market Mutual Fund Liquidity Facility.
126. § 3.303 [Reserved]
127. § 3.304 Temporary exclusions from total leverage exposure.
128. § 3.305 Exposures related to the Paycheck Protection Program Lending Facility.
129. Subpart H Establishment of Minimum Capital Ratios for an Individual Bank or Individual Federal Savings Association
130. § 3.401 Purpose and scope.
131. § 3.402 Applicability.
132. § 3.403 Standards for determination of appropriate individual minimum capital ratios.
133. § 3.404 Procedures.
134. § 3.405 Relation to other actions.
135. Subpart I Enforcement
136. § 3.501 Remedies.
137. Subpart J Issuance of a Directive
138. § 3.601 Purpose and scope.
139. § 3.602 Notice of intent to issue a directive.
140. § 3.603 Response to notice.
141. § 3.604 Decision.
142. § 3.605 Issuance of a directive.
143. § 3.606 Change in circumstances.
144. § 3.607 Relation to other administrative actions.
145. Subpart K Interpretations
146. § 3.701 Capital and surplus.
147. PART 4 ORGANIZATION AND FUNCTIONS, AVAILABILITY AND RELEASE OF INFORMATION, CONTRACTING OUTREACH PROGRAM, POST-EMPLOYMENT RESTRICTIONS FOR SENIOR EXAMINERS
148. Subpart A Organization and Functions
149. § 4.1 Purpose.
150. § 4.2 Office of the Comptroller of the Currency.
151. § 4.3 Comptroller of the Currency.
152. § 4.4 Washington office and web site.
153. § 4.5 Other OCC supervisory offices.
154. § 4.6 Frequency of examination of national banks and Federal savings associations.
155. § 4.7 Frequency of examination of Federal agencies and branches.
156. § 4.8 Service of process upon the OCC or the Comptroller.
157. Subpart B Availability of Information Under the Freedom of Information Act
158. § 4.11 Purpose and scope.
159. § 4.12 Information available under the FOIA.
160. § 4.13 Publication in the Federal Register.
161. § 4.14 Public inspection in an electronic format.
162. § 4.15 How to request records.
163. § 4.16 Predisclosure notice for confidential commercial information.
164. § 4.17 FOIA request fees.
165. § 4.18 How to track a FOIA request.
166. Subpart C Release of Non-Public OCC Information
167. § 4.31 Purpose and scope.
168. § 4.32 Definitions.
169. § 4.33 Requirements for a request of records or testimony.
170. § 4.34 Where to submit a request.
171. § 4.35 Consideration of requests.
172. § 4.36 Disclosure of non-public OCC information.
173. § 4.37 Persons and entities with access to OCC information; prohibition on dissemination.
174. § 4.38 Restrictions on dissemination of released information.
175. § 4.39 Notification of parties and procedures for sharing and using OCC records in litigation.
176. § 4.40 Fees for services.
177. Appendix A to Subpart C of Part 4 Model Stipulation for Protective Order and Model Protective Order
178. Subpart D Minority- , Women- , and Individuals With Disabilities-Owned Business Contracting Outreach Program; Contracting for Goods and Services
179. § 4.61 Purpose.
180. § 4.62 Definitions.
181. § 4.63 Policy.
182. § 4.64 Promotion.
183. § 4.65 Certification.
184. § 4.66 Oversight and monitoring.
185. Subpart E One-Year Restrictions on Post-Employment Activities of Senior Examiners
186. § 4.72 Scope and purpose.
187. § 4.73 Definitions.
188. § 4.74 One-year post-employment restrictions.
189. § 4.75 Waivers.
190. § 4.76 Penalties.
191. Subpart F Use of Supervisory Guidance
192. § 4.81 Purpose.
193. § 4.82 Implementation of the Statement Clarifying the Role of Supervisory Guidance.
194. § 4.83 Rule of construction.
195. § 4.92 xxx
196. Appendix A to Subpart F of Part 4 Statement Clarifying the Role of Supervisory Guidance
197. Subpart G Enforcement and Supervision Standards
198. § 4.91 Prohibition on use of reputation risk.
199. PART 5 RULES, POLICIES, AND PROCEDURES FOR CORPORATE ACTIVITIES
200. § 5.1 Scope.
201. Subpart A Rules of General Applicability
202. § 5.2 Rules of general applicability.
203. § 5.3 Definitions.
204. § 5.4 Filing required.
205. § 5.5 Filing fees.
206. § 5.6 [Reserved]
207. § 5.7 Investigations.
208. § 5.8 Public notice.
209. § 5.9 Public availability.
210. § 5.10 Comments.
211. § 5.11 Hearings and other meetings.
212. § 5.12 Computation of time.
213. § 5.13 Decisions.
214. Subpart B Initial Activities
215. § 5.20 Organizing a national bank or Federal savings association.
216. § 5.21 Federal mutual savings association charter and bylaws.
217. § 5.22 Federal stock savings association charter and bylaws.
218. § 5.23 Conversion to become a Federal savings association.
219. § 5.24 Conversion to become a national bank.
220. § 5.25 Conversion from a national bank or Federal savings association to a State bank or State savings association.
221. § 5.26 Fiduciary powers of national banks and Federal savings associations.
222. Subpart C Expansion of Activities
223. § 5.30 Establishment, acquisition, and relocation of a branch of a national bank.
224. § 5.31 Establishment, acquisition, and relocation of a branch and establishment of an agency office of a Federal savings association.
225. § 5.32 Expedited procedures for certain reorganizations of a national bank.
226. § 5.33 Business combinations involving a national bank or Federal savings association.
227. § 5.34 Operating subsidiaries of a national bank.
228. § 5.35 Bank service company investments by a national bank or Federal savings association.
229. § 5.36 Other equity investments by a national bank.
230. § 5.37 Investment in national bank or Federal savings association premises.
231. § 5.38 Operating subsidiaries of a Federal savings association.
232. § 5.39 Financial subsidiaries of a national bank.
233. Subpart D Other Changes in Activities and Operations
234. § 5.40 Change in location of a main office of a national bank or home office of a Federal savings association.
235. § 5.42 Corporate title of a national bank or Federal savings association.
236. § 5.43 National bank director residency and citizenship waivers.
237. § 5.45 Increases in permanent capital of a Federal stock savings association.
238. § 5.46 Changes in permanent capital of a national bank.
239. § 5.47 Subordinated debt issued by a national bank.
240. § 5.48 Voluntary liquidation of a national bank or Federal savings association.
241. § 5.50 Change in control of a national bank or Federal savings association; reporting of stock loans.
242. § 5.51 Changes in directors and senior executive officers of a national bank or Federal savings association.
243. § 5.52 Change of address of a national bank or Federal savings association.
244. § 5.53 Substantial asset change by a national bank or Federal savings association.
245. § 5.55 Capital distributions by Federal savings associations.
246. § 5.56 Inclusion of subordinated debt securities and mandatorily redeemable preferred stock as Federal savings association supplementary (tier 2) capital.
247. § 5.58 Pass-through investments by a Federal savings association.
248. § 5.59 Service corporations of Federal savings associations.
249. Subpart E Payment of Dividends by National Banks
250. § 5.60 Authority, scope, and exceptions to rules of general applicability.
251. § 5.61 Definitions.
252. § 5.62 Date of declaration of dividend.
253. § 5.63 Capital limitation under 12 U.S.C. 56.
254. § 5.64 Earnings limitation under 12 U.S.C. 60.
255. § 5.65 Restrictions on undercapitalized institutions.
256. § 5.66 Dividends payable in property other than cash.
257. § 5.67 Fractional shares.
258. Subpart F Federal Branches and Agencies
259. § 5.70 Federal branches and agencies.
260. PART 6 PROMPT CORRECTIVE ACTION
261. Subpart A Capital Categories
262. § 6.1 Authority, purpose, scope, other supervisory authority, disclosure of capital categories, and transition procedures.
263. § 6.2 Definitions.
264. § 6.3 Notice of capital category.
265. § 6.4 Capital measures and capital categories.
266. § 6.5 Capital restoration plan.
267. § 6.6 Mandatory and discretionary supervisory actions.
268. Subpart B Directives To Take Prompt Corrective Action
269. § 6.20 Scope.
270. § 6.21 Notice of intent to issue a directive.
271. § 6.22 Response to notice.
272. § 6.23 Decision and issuance of a prompt corrective action directive.
273. § 6.24 Request for modification or rescission of directive.
274. § 6.25 Enforcement of directive.
275. PART 7 ACTIVITIES AND OPERATIONS
276. Subpart A National Bank and Federal Savings Association Powers
277. § 7.1000 Activities that are part of, or incidental to, the business of banking.
278. § 7.1001 National bank acting as general insurance agent.
279. § 7.1002 National bank and Federal savings association acting as finder.
280. § 7.1003 Money lent by a national bank at banking offices or at facilities other than banking offices.
281. § 7.1004 Establishment of a loan production office by a national bank.
282. § 7.1005 [Reserved]
283. § 7.1006 Loan agreement providing for a national bank or Federal savings association share in profits, income, or earnings or for stock warrants.
284. § 7.1007 National Bank Acceptances.
285. § 7.1008 Preparation by a national bank of income tax returns for customers or public.
286. § 7.1009 [Reserved]
287. § 7.1010 Postal services by national banks and Federal savings associations.
288. § 7.1011 National bank acting as payroll issuer.
289. § 7.1012 Establishment, operation, or use of a messenger service by a national bank.
290. § 7.1014 Sale of money orders at nonbanking outlets by a national bank.
291. § 7.1015 National bank and Federal savings association investments in small business investment companies.
292. § 7.1016 Independent undertakings issued by a national bank or Federal savings association to pay against documents.
293. § 7.1017 National bank as guarantor or surety on indemnity bond.
294. § 7.1018 National bank automatic payment plan accounts.
295. § 7.1020 Purchase of open accounts by a national bank.
296. § 7.1021 Financial literacy programs not branches of national banks.
297. § 7.1022 National banks' authority to buy and sell exchange, coin, and bullion.
298. § 7.1023 Federal savings associations, prohibition on industrial or commercial metal dealing or investing.
299. § 7.1024 National bank or Federal savings association ownership of property.
300. § 7.1025 Tax equity finance transactions by national banks and Federal savings associations.
301. § 7.1026 National bank and Federal savings association payment system memberships.
302. § 7.1027 Establishment and operation of a remote service unit by a national bank.
303. § 7.1028 Establishment and operation of a deposit production office by a national bank.
304. § 7.1029 Combination of national bank loan production office, deposit production office, and remote service unit.
305. § 7.1030 Permissible derivatives activities for national banks.
306. Subpart B Corporate Practices
307. § 7.2000 National bank corporate governance.
308. § 7.2001 National bank adoption of anti-takeover provisions.
309. § 7.2002 National bank director or attorney as proxy.
310. § 7.2003 National bank shareholder meetings; Board of directors meetings.
311. § 7.2004 Honorary national bank directors or advisory boards.
312. § 7.2005 Ownership of stock necessary to qualify as director of a national bank.
313. § 7.2006 Cumulative voting in election of national bank directors.
314. § 7.2007 Filling vacancies and increasing board of directors of a national bank other than by shareholder action.
315. § 7.2008 Oath of national bank directors.
316. § 7.2009 Quorum of a national bank board of directors; proxies not permissible.
317. § 7.2010 National bank directors' responsibilities.
318. § 7.2011 National bank compensation plans.
319. § 7.2012 President as director of a national bank.
320. § 7.2013 Fidelity bonds covering national bank officers and employees.
321. § 7.2014 Indemnification of national bank and Federal savings association institution-affiliated parties.
322. § 7.2015 National bank cashier.
323. § 7.2016 Restricting transfer of national bank stock and record dates; stock certificates.
324. § 7.2019 Loans secured by a national bank's own shares.
325. § 7.2021 National bank preemptive rights.
326. § 7.2022 National bank voting trusts.
327. § 7.2023 National bank reverse stock splits.
328. § 7.2024 Staggered terms for national bank directors and size of bank board.
329. § 7.2025 Capital stock-related activities of a national bank.
330. Subpart C National Bank and Federal Savings Association Operations
331. § 7.3000 National bank and Federal savings association operating hours and closings.
332. § 7.3001 Sharing national bank or Federal association space and employees.
333. Subpart D Preemption
334. § 7.4000 Visitorial powers with respect to national banks.
335. § 7.4001 Charging interest by national banks at rates permitted competing institutions; charging interest to corporate borrowers.
336. § 7.4002 National bank non-interest charges and fees.
337. § 7.4006 [Reserved]
338. § 7.4007 Deposit-taking by national banks.
339. § 7.4008 Lending by national banks.
340. § 7.4009 [Reserved]
341. § 7.4010 Applicability of state law and visitorial powers to Federal savings associations and subsidiaries.
342. Subpart E National Bank Electronic Activities
343. § 7.5000 Scope.
344. § 7.5001 Electronic activities that are incidental to the business of banking.
345. § 7.5002 Furnishing of products and services by electronic means and facilities.
346. § 7.5003 Composite authority to engage in electronic activities.
347. § 7.5004 Sale of excess electronic capacity and by-products.
348. § 7.5005 National bank acting as digital certification authority.
349. § 7.5006 Data processing.
350. § 7.5007 Correspondent services.
351. § 7.5008 Location of a national bank conducting electronic activities.
352. § 7.5009 Location under 12 U.S.C. 85 of national banks operating exclusively through the Internet.
353. § 7.5010 Shared electronic space.
354. PART 8 ASSESSMENT OF FEES
355. § 8.1 Scope and application.
356. § 8.2 Semiannual assessment.
357. § 8.6 Fees for special examinations and investigations.
358. § 8.7 Payment of interest on delinquent assessments and examination and investigation fees.
359. § 8.8 Notice of Office of the Comptroller of the Currency fees and assessments.
360. Subpart B XXX
361. Subpart C XXX
362. PART 9 FIDUCIARY ACTIVITIES OF NATIONAL BANKS
363. 24 Regulations
364. § 9.1 Authority, purpose, and scope.
365. § 9.2 Definitions.
366. § 9.3 Approval requirements.
367. § 9.4 Administration of fiduciary powers.
368. § 9.5 Policies and procedures.
369. § 9.6 Review of fiduciary accounts.
370. § 9.7 Multi-state fiduciary operations.
371. § 9.8 Recordkeeping.
372. § 9.9 Audit of fiduciary activities.
373. § 9.10 Fiduciary funds awaiting investment or distribution.
374. § 9.11 Investment of fiduciary funds.
375. § 9.12 Self-dealing and conflicts of interest.
376. § 9.13 Custody of fiduciary assets.
377. § 9.14 Deposit of securities with state authorities.
378. § 9.15 Fiduciary compensation.
379. § 9.16 Receivership or voluntary liquidation of bank.
380. § 9.17 Surrender or revocation of fiduciary powers.
381. § 9.18 Collective investment funds.
382. § 9.20 Transfer agents.
383. 25 Interpretations
384. § 9.100 Acting as indenture trustee and creditor.
385. § 9.101 Providing investment advice for a fee.
386. PART 10 MUNICIPAL SECURITIES DEALERS
387. § 10.1 Scope.
388. § 10.2 Filing requirements.
389. PART 11 SECURITIES EXCHANGE ACT DISCLOSURE RULES
390. § 11.1 Authority.
391. § 11.2 Reporting requirements for registered national banks and Federal savings associations.
392. § 11.3 Filing requirements and inspection of documents.
393. § 11.4 Filing fees.
394. PART 12 RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS
395. § 12.1 Authority, purpose, and scope.
396. § 12.2 Definitions.
397. § 12.3 Recordkeeping.
398. § 12.4 Content and time of notification.
399. § 12.5 Notification by agreement; alternative forms and times of notification.
400. § 12.6 Fees.
401. § 12.7 Securities trading policies and procedures.
402. § 12.8 Waivers.
403. § 12.9 Settlement of securities transactions.
404. PART 13 GOVERNMENT SECURITIES SALES PRACTICES
405. § 13.1 Scope.
406. § 13.2 Definitions.
407. § 13.3 Business conduct.
408. § 13.4 Recommendations to customers.
409. § 13.5 Customer information.
410. 26 Interpretations
411. § 13.100 Obligations concerning institutional customers.
412. PART 14 CONSUMER PROTECTION IN SALES OF INSURANCE
413. § 14.10 Purpose and scope.
414. § 14.20 Definitions.
415. § 14.30 Prohibited practices.
416. § 14.40 What a covered person must disclose.
417. § 14.50 Where insurance activities may take place.
418. § 14.60 Qualification and licensing requirements for insurance sales personnel.
419. Appendix A to Part 14 Consumer Grievance Process
420. PART 15 FINANCIAL DATA TRANSPARENCY
421. § 15.1 Definitions.
422. §15.2 Establishment of standards.
423. PART 16 SECURITIES OFFERING DISCLOSURE RULES
424. § 16.1 Authority, purpose, and scope.
425. § 16.2 Definitions.
426. § 16.3 Registration statement and prospectus requirements.
427. § 16.4 Communications not deemed an offer.
428. § 16.5 Exemptions.
429. § 16.6 Sales of nonconvertible debt.
430. § 16.7 Nonpublic offerings.
431. § 16.8 Small issues.
432. § 16.9 Securities offered and sold in holding company dissolution.
433. § 16.10 Sales of securities at an office of a Federal savings association.
434. § 16.15 Form and content.
435. § 16.16 Effectiveness.
436. § 16.17 Filing requirements and inspection of documents.
437. § 16.18 Use of prospectus.
438. § 16.19 Withdrawal or abandonment.
439. § 16.30 Request for interpretive advice or no-objection letter.
440. § 16.31 Escrow requirement.
441. § 16.32 Fraudulent transactions and unsafe or unsound practices.
442. § 16.33 Filing fees.
443. PART 19 RULES OF PRACTICE AND PROCEDURE
444. § 19.0 Applicability date.
445. Subpart A Uniform Rules of Practice and Procedure
446. § 19.1 Scope.
447. § 19.2 Rules of construction.
448. § 19.3 Definitions.
449. § 19.4 Authority of the Comptroller.
450. § 19.5 Authority of the administrative law judge (ALJ).
451. § 19.6 Appearance and practice in adjudicatory proceedings.
452. § 19.7 Good faith certification.
453. § 19.8 Conflicts of interest.
454. § 19.9 Ex parte communications.
455. § 19.10 Filing of papers.
456. § 19.11 Service of papers.
457. § 19.12 Construction of time limits.
458. § 19.13 Change of time limits.
459. § 19.14 Witness fees and expenses.
460. § 19.15 Opportunity for informal settlement.
461. § 19.16 OCC's right to conduct examination.
462. § 19.17 Collateral attacks on adjudicatory proceeding.
463. § 19.18 Commencement of proceeding and contents of notice.
464. § 19.19 Answer.
465. § 19.20 Amended pleadings.
466. § 19.21 Failure to appear.
467. § 19.22 Consolidation and severance of actions.
468. § 19.23 Motions.
469. § 19.24 Scope of document discovery.
470. § 19.25 Request for document discovery from parties.
471. § 19.26 Document subpoenas to nonparties.
472. § 19.27 Deposition of witness unavailable for hearing.
473. § 19.28 Interlocutory review.
474. § 19.29 Summary disposition.
475. § 19.30 Partial summary disposition.
476. § 19.31 Scheduling and prehearing conferences.
477. § 19.32 Prehearing submissions.
478. § 19.33 Public hearings.
479. § 19.34 Hearing subpoenas.
480. § 19.35 Conduct of hearings.
481. § 19.36 Evidence.
482. § 19.37 Post-hearing filings.
483. § 19.38 Recommended decision and filing of record.
484. § 19.39 Exceptions to recommended decision.
485. § 19.40 Review by the Comptroller.
486. § 19.41 Stays pending judicial review.
487. Subpart B Procedural Rules for OCC Adjudications
488. § 19.100 Filing documents.
489. § 19.101 Delegation to OFIA.
490. § 19.102 Civil money penalties.
491. Subpart C Removals, Suspensions, and Prohibitions of an Institution-Affiliated Party When a Crime Is Charged or a Conviction Is Obtained
492. § 19.110 Scope and definitions.
493. § 19.111 Suspension, removal, or prohibition of institution-affiliated party.
494. § 19.112 Informal hearing.
495. § 19.113 Recommended and final decisions.
496. Subpart D Actions Under the Federal Securities Laws
497. § 19.120 Exemption hearings under section 12(h) of the Securities Exchange Act of 1934.
498. § 19.121 Disciplinary proceedings.
499. § 19.122 Civil money penalty authority under Federal securities laws.
500. § 19.123 Cease-and-desist authority.
501. Subparts E through G Reserved
502. Subpart H Change in Bank Control
503. § 19.160 Scope.
504. § 19.161 Hearing process.
505. Subpart I Discovery Depositions and Subpoenas
506. § 19.170 Discovery depositions.
507. § 19.171 Deposition subpoenas.
508. Subpart J Formal Investigations
509. § 19.180 Scope.
510. § 19.181 Confidentiality of formal investigations.
511. § 19.182 Order to conduct a formal investigation.
512. § 19.183 Rights of witnesses.
513. § 19.184 Service of subpoena and payment of witness expenses.
514. § 19.185 Dilatory, obstructionist, or insubordinate conduct.
515. Subpart K Parties and Representational Practice Before the OCC; Standards of Conduct
516. § 19.190 Scope.
517. § 19.191 Definitions.
518. § 19.192 Sanctions relating to conduct in an adjudicatory proceeding.
519. § 19.193 Censure, suspension, or debarment.
520. § 19.194 Eligibility of attorneys and accountants to practice.
521. § 19.195 Incompetence.
522. § 19.196 Disreputable conduct.
523. § 19.197 Initiation of disciplinary proceeding.
524. § 19.198 Conferences.
525. § 19.199 Proceedings under this subpart.
526. § 19.200 Effect of debarment, suspension, or censure.
527. § 19.201 Petition for reinstatement.
528. Subpart L Equal Access to Justice Act
529. § 19.205 Authority and scope; waiver.
530. § 19.206 Definitions.
531. § 19.207 Application requirements.
532. § 19.208 Net worth exhibit.
533. § 19.209 Documentation of fees and expenses.
534. § 19.210 Filing and service of documents.
535. § 19.211 Answer to application.
536. § 19.212 Reply.
537. § 19.213 Settlement.
538. § 19.214 Further proceedings.
539. § 19.215 Decision.
540. § 19.216 Agency review.
541. § 19.217 Judicial review.
542. § 19.218 Stay of decision concerning award.
543. § 19.219 Payment of award.
544. Subpart M Procedures for Reclassifying an Insured Depository Institution Based on Criteria Other Than Capital Under Prompt Corrective Action
545. § 19.220 Scope.
546. § 19.221 Reclassification of an insured depository institution based on unsafe or unsound condition or practice.
547. § 19.222 Request for rescission of reclassification.
548. Subpart N Order To Dismiss a Director or Senior Executive Officer Under Prompt Corrective Action
549. § 19.230 Scope.
550. § 19.231 Order to dismiss a director or senior executive officer.
551. Subpart O Civil Money Penalty Inflation Adjustments
552. § 19.240 Inflation adjustments.
553. Subpart P Removal, Suspension, and Debarment of Accountants From Performing Audit Services
554. § 19.241 Scope.
555. § 19.242 Definitions.
556. § 19.243 Removal, suspension, or debarment.
557. § 19.244 Automatic removal, suspension, or debarment.
558. § 19.245 Notice of removal, suspension, or debarment.
559. § 19.246 Petition for reinstatement.
560. Subpart Q Forfeiture of Franchise for Money Laundering or Cash Transaction Reporting Offenses
561. § 19.250 Scope.
562. § 19.251 Notice and hearing.
563. § 19.252 Presiding officer.
564. § 19.253 Grounds for termination.
565. § 19.254 Judicial review.
566. Appendix A to Part 19 Rules of Practice and Procedure
567. PART 21 MINIMUM SECURITY DEVICES AND PROCEDURES, REPORTS OF SUSPICIOUS ACTIVITIES, AND BANK SECRECY ACT COMPLIANCE PROGRAM
568. Subpart A Minimum Security Devices and Procedures
569. § 21.1 Purpose and scope of subpart A of this part.
570. § 21.2 Designation of security officer.
571. § 21.3 Security program.
572. § 21.4 Report.
573. Subpart B Reports of Suspicious Activities
574. § 21.11 Suspicious Activity Report.
575. Subpart C Procedures for Monitoring Bank Secrecy Act Compliance
576. § 21.21 Procedures for monitoring Bank Secrecy Act (BSA) compliance.
577. PART 22 LOANS IN AREAS HAVING SPECIAL FLOOD HAZARDS
578. § 22.1 Purpose and scope.
579. § 22.2 Definitions.
580. § 22.3 Requirement to purchase flood insurance where available.
581. § 22.4 Exemptions.
582. § 22.5 Escrow requirement.
583. § 22.6 Required use of standard flood hazard determination form.
584. § 22.7 Force placement of flood insurance.
585. § 22.8 Determination fees.
586. § 22.9 Notice of special flood hazards and availability of Federal disaster relief assistance.
587. § 22.10 Notice of servicer's identity.
588. Appendix A to Part 22 Sample Form of Notice of Special Flood Hazards and Availability of Federal Disaster Relief Assistance
589. Appendix B to Part 22 Sample Clause for Option to Escrow for Outstanding Loans
590. PART 23 LEASING
591. Subpart A General Provisions
592. § 23.1 Authority, purpose, and scope.
593. § 23.2 Definitions.
594. § 23.3 Lease requirements.
595. § 23.4 Investment in personal property.
596. § 23.5 Requirement for separate records.
597. § 23.6 Application of lending limits; restrictions on transactions with affiliates.
598. Subpart B CEBA Leases
599. § 23.10 General rule.
600. § 23.11 Lease term.
601. § 23.12 Transition rule.
602. Subpart C Section 24(Seventh) Leases
603. § 23.20 General rule.
604. § 23.21 Estimated residual value.
605. § 23.22 Transition rule.
606. PART 24 COMMUNITY AND ECONOMIC DEVELOPMENT ENTITIES, COMMUNITY DEVELOPMENT PROJECTS, AND OTHER PUBLIC WELFARE INVESTMENTS
607. § 24.1 Authority, purpose, and OMB control number.
608. § 24.2 Definitions.
609. § 24.3 Public welfare investments.
610. § 24.4 Investment limits.
611. § 24.5 Public welfare investment after-the-fact notice and prior approval procedures.
612. § 24.6 Examples of qualifying public welfare investments.
613. § 24.7 Examination, records, and remedial action.
614. Appendix 1 to Part 24 CD-1—National Bank Community Development (Part 24) Investments
615. PART 25 COMMUNITY REINVESTMENT ACT AND INTERSTATE DEPOSIT PRODUCTION REGULATIONS
616. Subpart A General
617. § 25.11 Authority, purposes, and scope.
618. § 25.12 Definitions.
619. § 25.13 Consideration of community development loans, community development investments, and community development services.
620. § 25.14 Community development illustrative list; Confirmation of eligibility.
621. § 25.15 Impact and responsiveness review of community development loans, community development investments, and community development services.
622. Subpart B Geographic Considerations
623. § 25.16 Facility-based assessment areas.
624. § 25.17 Retail lending assessment areas.
625. § 25.18 Outside retail lending areas.
626. § 25.19 Areas for eligible community development loans, community development investments, and community development services.
627. § 25.20 [Reserved]
628. Subpart C Standards for Assessing Performance
629. § 25.21 Evaluation of CRA performance in general.
630. § 25.22 Retail lending test.
631. § 25.23 Retail services and products test.
632. § 25.24 Community development financing test.
633. § 25.25 Community development services test.
634. § 25.26 Limited purpose banks and savings associations.
635. § 25.27 Strategic plan.
636. § 25.28 Assigned conclusions and ratings.
637. § 25.29 Small bank and savings association performance evaluation.
638. § 25.30 Intermediate bank and savings association performance evaluation.
639. § 25.31 Effect of CRA performance on applications.
640. Subpart D Records, Reporting, Disclosure, and Public Engagement Requirements
641. § 25.42 Data collection, reporting, and disclosure.
642. § 25.43 Content and availability of public file.
643. § 25.44 Public notice by banks and savings associations.
644. § 25.45 Publication of planned examination schedule.
645. § 25.46 Public engagement.
646. Subpart E Transition Rules
647. § 25.51 Applicability dates and transition provisions.
648. Subpart F Prohibition Against Use of Interstate Branches Primarily for Deposit Production
649. § 25.61 Purpose and scope.
650. § 25.62 Definitions.
651. § 25.63 Loan-to-deposit ratio screen.
652. § 25.64 Credit needs determination.
653. § 25.65 Sanctions.
654. Appendix A to Part 25 Calculations for the Retail Lending Test
655. Appendix B to Part 25 Calculations for the Community Development Tests
656. Appendix C to Part 25 Performance Test Conclusions
657. Appendix D to Part 25 Ratings
658. Appendix E to Part 25 Small Bank and Savings Association and Intermediate Bank and Savings Association Performance Evaluation Conclusions and Ratings
659. Appendix F to Part 25 CRA Notice
660. Appendix G to Part 25 Community Reinvestment Act and Interstate Deposit Production Regulations
661. PART 26 MANAGEMENT OFFICIAL INTERLOCKS
662. § 26.1 Authority, purpose, and scope.
663. § 26.2 Definitions.
664. § 26.3 Prohibitions.
665. § 26.4 Interlocking relationships permitted by statute.
666. § 26.5 Small market share exemption.
667. § 26.6 General exemption.
668. § 26.7 Change in circumstances.
669. § 26.8 Enforcement.
670. 27 PART 27 [Reserved]
671. PART 28 INTERNATIONAL BANKING ACTIVITIES
672. Subpart A Foreign Operations of National Banks
673. § 28.1 Authority, purpose, and scope.
674. § 28.2 Definitions.
675. § 28.3 Filing requirements for foreign operations of a national bank.
676. § 28.4 Permissible activities.
677. § 28.5 Filing of notice.
678. Subpart B Federal Branches and Agencies of Foreign Banks
679. § 28.10 Authority, purpose, and scope.
680. § 28.11 Definitions.
681. § 28.12 Approval of a Federal branch or agency.
682. § 28.13 Permissible activities.
683. § 28.14 Limitations based upon capital of a foreign bank.
684. § 28.15 Capital equivalency deposits.
685. § 28.16 Deposit-taking by an uninsured Federal branch.
686. § 28.17 Notice of change in activity or operations.
687. § 28.18 Recordkeeping and reporting.
688. § 28.19 Enforcement.
689. § 28.20 Maintenance of assets.
690. § 28.21 Service of process.
691. § 28.22 Voluntary liquidation.
692. § 28.23 Procedures for closing of some of a foreign bank's Federal branches and/or agencies.
693. § 28.24 Termination of a Federal branch or agency.
694. § 28.25 Change in control.
695. § 28.26 Loan production offices.
696. Subpart C International Lending Supervision
697. § 28.50 Authority, purpose, and scope.
698. § 28.51 Definitions.
699. § 28.52 Allocated transfer risk reserve.
700. § 28.53 Accounting for fees on international loans.
701. § 28.54 Reporting and disclosure of international assets.
702. 29 PART 29 [RESERVED]
703. PART 30 SAFETY AND SOUNDNESS STANDARDS
704. § 30.1 Scope.
705. § 30.2 Purpose.
706. § 30.3 Determination and notification of failure to meet safety and soundness standards and request for compliance plan.
707. § 30.4 Filing of safety and soundness compliance plan.
708. § 30.5 Issuance of orders to correct deficiencies and to take or refrain from taking other actions.
709. § 30.6 Enforcement of orders.
710. Appendix A to Part 30 Interagency Guidelines Establishing Standards for Safety and Soundness
711. Appendix B to Part 30 Interagency Guidelines Establishing Information Security Standards
712. Appendix C to Part 30 OCC Guidelines Establishing Standards for Residential Mortgage Lending Practices
713. Appendix D to Part 30 OCC Guidelines Establishing Heightened Standards for Certain Large Insured National Banks, Insured Federal Savings Associations, and Insured Federal Branches
714. PART 31 EXTENSIONS OF CREDIT TO INSIDERS AND TRANSACTIONS WITH AFFILIATES
715. § 31.1 Authority.
716. § 31.2 Insider lending restrictions and reporting requirements.
717. § 31.3 Affiliate transactions requirements.
718. Appendix A to Part 31 Interpretations: Deposits Between Affiliated Banks
719. Appendix B to Part 31 Comparison of Selected Provisions of Parts 32 and 215
720. PART 32 LENDING LIMITS
721. § 32.1 Authority, purpose and scope.
722. § 32.2 Definitions.
723. § 32.3 Lending limits.
724. § 32.4 Calculation of lending limits.
725. § 32.5 Combination rules.
726. § 32.6 Nonconforming loans and extensions of credit.
727. § 32.7 Residential real estate loans, loans to small businesses, and loans or extensions of credit to small farms (“Supplemental Lending Limits Program”).
728. § 32.8 Temporary funding arrangements in emergency situations.
729. § 32.9 Credit exposure arising from derivative and securities financing transactions.
730. Appendix A to Part 32 Interpretations
731. 33 PART 33 [RESERVED]
732. PART 34 REAL ESTATE LENDING AND APPRAISALS
733. Subpart A General
734. § 34.1 Purpose and scope.
735. § 34.2 Definitions.
736. § 34.3 General rule.
737. § 34.4 Applicability of state law.
738. § 34.5 Due-on-sale clauses.
739. § 34.6 Applicability of state law to Federal savings associations and subsidiaries.
740. § 34.7 OCC preemption determinations.
741. Subpart B Adjustable-Rate Mortgages
742. § 34.20 Definitions.
743. § 34.21 General rule.
744. § 34.22 Index.
745. § 34.23 Prepayment fees.
746. § 34.24 Nonfederally chartered commercial banks.
747. § 34.25 Transition rule.
748. Subpart C Appraisals
749. § 34.41 Authority, purpose, and scope.
750. § 34.42 Definitions.
751. § 34.43 Appraisals required; transactions requiring a State certified or licensed appraiser.
752. § 34.44 Minimum appraisal standards.
753. § 34.45 Appraiser independence.
754. § 34.46 Professional association membership; competency.
755. § 34.47 Enforcement.
756. Subpart D Real Estate Lending Standards
757. § 34.61 Purpose and scope.
758. § 34.62 Real estate lending standards.
759. Appendix A to Subpart D of Part 34 Interagency Guidelines for Real Estate Lending
760. Subpart E Other Real Estate Owned
761. § 34.81 Definitions.
762. § 34.82 Holding period.
763. § 34.83 Disposition of OREO.
764. § 34.84 [Reserved]
765. § 34.85 Appraisal requirements.
766. § 34.86 OREO expenditures and notification.
767. F Subpart F [Reserved]
768. Subpart G Appraisals for Higher-Priced Mortgage Loans
769. § 34.201 Authority, purpose and scope.
770. § 34.202 Definitions applicable to higher-priced mortgage loans.
771. § 34.203 Appraisals for higher-priced mortgage loans.
772. Appendix A to Subpart G of Part 34 Higher-Priced Mortgage Loan Appraisal Safe Harbor Review
773. Appendix B to Subpart G of Part 34 Illustrative Written Source Documents for Higher-Priced Mortgage Loan Appraisal Rules
774. Appendix C to Subpart G of Part 34 OCC Interpretations
775. Subpart H Appraisal Management Company Minimum Requirements
776. § 34.210 Authority, purpose, and scope.
777. § 34.211 Definitions.
778. § 34.212 Appraiser panel—annual size calculation.
779. § 34.213 Appraisal management company registration.
780. § 34.214 Ownership limitations for State-registered appraisal management companies.
781. § 34.215 Requirements for Federally regulated appraisal management companies.
782. § 34.216 Information to be presented to the Appraisal Subcommittee by participating States.
783. Subpart I Quality Control Standards for Automated Valuation Models Used for Mortgage Lending Purposes
784. § 34.220 Authority, purpose, and scope.
785. § 34.221 Definitions.
786. § 34.222 Quality control standards.
787. PART 35 DISCLOSURE AND REPORTING OF CRA-RELATED AGREEMENTS
788. § 35.1 Purpose and scope of this part.
789. § 35.2 Definition of covered agreement.
790. § 35.3 CRA communications.
791. § 35.4 Fulfillment of the CRA.
792. § 35.5 Related agreements considered a single agreement.
793. § 35.6 Disclosure of covered agreements.
794. § 35.7 Annual reports.
795. § 35.8 Release of information under FOIA.
796. § 35.9 Compliance provisions.
797. § 35.10 Transition provisions.
798. § 35.11 Other definitions and rules of construction used in this part.
799. 36 PART 36 [RESERVED]
800. PART 37 DEBT CANCELLATION CONTRACTS AND DEBT SUSPENSION AGREEMENTS
801. § 37.1 Authority, purpose, and scope.
802. § 37.2 Definitions.
803. § 37.3 Prohibited practices.
804. § 37.4 Refunds of fees in the event of termination or prepayment of the covered loan.
805. § 37.5 Method of payment of fees.
806. § 37.6 Disclosures.
807. § 37.7 Affirmative election to purchase and acknowledgment of receipt of disclosures required.
808. § 37.8 Safety and soundness requirements.
809. Appendix A to Part 37 Short Form Disclosures
810. Appendix B to Part 37 Long Form Disclosures
811. 38-40 PARTS 38-40 [RESERVED]
812. PART 41 FAIR CREDIT REPORTING
813. A Subparts A-H [Reserved]
814. Subpart I Proper Disposal of Records Containing Consumer Information
815. §§ 41.80-41.82 [Reserved]
816. § 41.83 Proper disposal of records containing consumer information.
817. Subpart J Identity Theft Red Flags
818. § 41.90 Duties regarding the detection, prevention, and mitigation of identity theft.
819. § 41.91 Duties of card issuers regarding changes of address.
820. § 41.92 Examples.
821. Appendix J to Part 41 Interagency Guidelines on Identity Theft Detection, Prevention, and Mitigation
822. 42 PART 42 [RESERVED]
823. PART 43 CREDIT RISK RETENTION
824. Subpart A Authority, Purpose, Scope and Definitions
825. § 43.1 Authority, purpose, scope, and reservation of authority.
826. § 43.2 Definitions.
827. Subpart B Credit Risk Retention
828. § 43.3 Base risk retention requirement.
829. § 43.4 Standard risk retention.
830. § 43.5 Revolving pool securitizations.
831. § 43.6 Eligible ABCP conduits.
832. § 43.7 Commercial mortgage-backed securities.
833. § 43.8 Federal National Mortgage Association and Federal Home Loan Mortgage Corporation ABS.
834. § 43.9 Open market CLOs.
835. § 43.10 Qualified tender option bonds.
836. Subpart C Transfer of Risk Retention
837. § 43.11 Allocation of risk retention to an originator.
838. § 43.12 Hedging, transfer and financing prohibitions.
839. Subpart D Exceptions and Exemptions
840. § 43.13 Exemption for qualified residential mortgages.
841. § 43.14 Definitions applicable to qualifying commercial loans, qualifying commercial real estate loans, and qualifying automobile loans.
842. § 43.15 Qualifying commercial loans, commercial real estate loans, and automobile loans.
843. § 43.16 Underwriting standards for qualifying commercial loans.
844. § 43.17 Underwriting standards for qualifying CRE loans.
845. § 43.18 Underwriting standards for qualifying automobile loans.
846. § 43.19 General exemptions.
847. § 43.20 Safe harbor for certain foreign-related transactions.
848. § 43.21 Additional exemptions.
849. § 43.22 Periodic review of the QRM definition, exempted three-to-four unit residential mortgage loans, and community-focused residential mortgage exemption.
850. PART 44 PROPRIETARY TRADING AND CERTAIN INTERESTS IN AND RELATIONSHIPS WITH COVERED FUNDS
851. Subpart A Authority and Definitions
852. § 44.1 Authority, purpose, scope, and relationship to other authorities.
853. § 44.2 Definitions.
854. Subpart B Proprietary Trading
855. § 44.3 Prohibition on proprietary trading.
856. § 44.4 Permitted underwriting and market making-related activities.
857. § 44.5 Permitted risk-mitigating hedging activities.
858. § 44.6 Other permitted proprietary trading activities.
859. § 44.7 Limitations on permitted proprietary trading activities.
860. §§ 44.8-44.9 [Reserved]
861. Subpart C Covered Funds Activities and Investments
862. § 44.10 Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund.
863. § 44.11 Permitted organizing and offering, underwriting, and market making with respect to a covered fund.
864. § 44.12 Permitted investment in a covered fund.
865. § 44.13 Other permitted covered fund activities and investments.
866. § 44.14 Limitations on relationships with a covered fund.
867. § 44.15 Other limitations on permitted covered fund activities and investments.
868. § 44.16 Ownership of interests in and sponsorship of issuers of certain collateralized debt obligations backed by trust-preferred securities.
869. §§ 44.17-44.19 [Reserved]
870. Subpart D Compliance Program Requirement; Violations
871. § 44.20 Program for compliance; reporting.
872. § 44.21 Termination of activities or investments; penalties for violations.
873. 0
874. Appendix A to Part 44 Reporting and Recordkeeping Requirements for Covered Trading Activities
875. PART 45 MARGIN AND CAPITAL REQUIREMENTS FOR COVERED SWAP ENTITIES
876. § 45.1 Authority, purpose, scope, exemptions and compliance dates.
877. § 45.2 Definitions.
878. § 45.3 Initial margin.
879. § 45.4 Variation margin.
880. § 45.5 Netting arrangements, minimum transfer amount, and satisfaction of collecting and posting requirements.
881. § 45.6 Eligible collateral.
882. § 45.7 Segregation of collateral.
883. § 45.8 Initial margin models and standardized amounts.
884. § 45.9 Cross-border application of margin requirements.
885. § 45.10 Documentation of margin matters.
886. § 45.11 Special rules for affiliates.
887. § 45.12 Capital.
888. Appendix A to Part 45 Standardized Minimum Initial Margin Requirements for Non-cleared Swaps and Non—cleared Security-based Swaps
889. Appendix B to Part 45 Margin Values for Eligible Noncash Margin Collateral.
890. PART 46 STRESS TESTING
891. § 46.1 Authority and purpose.
892. § 46.2 Definitions.
893. § 46.3 Applicability.
894. § 46.4 Reservation of authority.
895. § 46.5 Stress testing.
896. § 46.6 Stress test methodologies and practices.
897. § 46.7 Reports to the Office of the Comptroller of the Currency and the Federal Reserve Board.
898. § 46.8 Publication of disclosures.
899. PART 47 MANDATORY CONTRACTUAL STAY REQUIREMENTS FOR QUALIFIED FINANCIAL CONTRACTS
900. § 47.1 Authority and purpose.
901. § 47.2 Definitions.
902. § 47.3 Applicability.
903. § 47.4 U.S. special resolution regimes.
904. § 47.5 Insolvency proceedings.
905. § 47.6 Approval of enhanced creditor protection conditions.
906. § 47.7 Foreign bank multi-branch master agreements.
907. § 47.8 Exclusion of certain QFCs.
908. PART 48 RETAIL FOREIGN EXCHANGE TRANSACTIONS
909. § 48.1 Authority, purpose, and scope.
910. § 48.2 Definitions.
911. § 48.3 Prohibited transactions.
912. § 48.4 Supervisory non-objection.
913. § 48.5 Application and closing out of offsetting long and short positions.
914. § 48.6 Disclosure.
915. § 48.7 Recordkeeping.
916. § 48.8 Capital requirements.
917. § 48.9 Margin requirements.
918. § 48.10 Required reporting to customers.
919. § 48.11 Unlawful representations.
920. § 48.12 Authorization to trade.
921. § 48.13 Trading and operational standards.
922. § 48.14 Supervision.
923. § 48.15 Notice of transfers.
924. § 48.16 Customer dispute resolution.
925. § 48.17 Reservation of authority.
926. 49 PART 49 [RESERVED]
927. PART 50 LIQUIDITY RISK MEASUREMENT STANDARDS
928. Subpart A General Provisions
929. § 50.1 Purpose and applicability.
930. § 50.2 Reservation of authority.
931. § 50.3 Definitions.
932. § 50.4 Certain operational requirements.
933. Subpart B Liquidity Coverage Ratio
934. § 50.10 Liquidity coverage ratio.
935. Subpart C High-Quality Liquid Assets
936. § 50.20 High-quality liquid asset criteria.
937. § 50.21 High-quality liquid asset amount.
938. § 50.22 Requirements for eligible high-quality liquid assets.
939. Subpart D Total Net Cash Outflow
940. § 50.30 Total net cash outflow amount.
941. § 50.31 Determining maturity.
942. § 50.32 Outflow amounts.
943. § 50.33 Inflow amounts.
944. § 50.34 Cash flows related to Covered Federal Reserve Facility Funding.
945. Subpart E Liquidity Coverage Shortfall
946. § 50.40 Liquidity coverage shortfall: Supervisory framework.
947. Subpart F Transitions
948. § 50.50 Transitions.
949. G Subparts G-J [Reserved]
950. Subpart K Net Stable Funding Ratio
951. § 50.100 Net stable funding ratio.
952. § 50.101 Determining maturity.
953. § 50.102 Rules of construction.
954. § 50.103 Calculation of available stable funding amount.
955. § 50.104 ASF factors.
956. § 50.105 Calculation of required stable funding amount.
957. § 50.106 RSF factors.
958. § 50.107 Calculation of NSFR derivatives amounts.
959. § 50.108 Funding related to Covered Federal Reserve Facility Funding.
960. § 50.109 Rules for consolidation.
961. Subpart L Net Stable Funding Shortfall
962. § 50.110 NSFR shortfall: Supervisory framework.
963. Subpart M Transitions
964. § 50.120 Transitions.
965. PART 51 RECEIVERSHIPS FOR UNINSURED NATIONAL BANKS
966. § 51.1 Purpose and scope.
967. § 51.2 Appointment of receiver.
968. § 51.3 Notice of appointment of receiver.
969. § 51.4 Claims.
970. § 51.5 Order of priorities.
971. § 51.6 Administrative expenses of receiver.
972. § 51.7 Powers and duties of receiver; disposition of fiduciary and custodial accounts.
973. § 51.8 Payment of claims and dividends to shareholders.
974. § 51.9 Termination of receivership.
975. PART 52 REGULATORY REPORTING
976. § 52.1 Authority and purpose.
977. § 52.2 Definitions.
978. § 52.3 Reduced reporting.
979. § 52.4 Reservation of authority.
980. § 52.5 Temporary relief.
981. PART 53 COMPUTER-SECURITY INCIDENT NOTIFICATION
982. § 53.1 Authority, purpose, and scope.
983. § 53.2 Definitions.
984. § 53.3 Notification.
985. § 53.4 Bank service provider notification.
986. 54-99 PARTS 54-99 [RESERVED]
987. PART 100 RULES APPLICABLE TO SAVINGS ASSOCIATIONS
988. § 100.1 Certain regulations superseded.
989. § 100.2 Waiver authority.
990. PART 101 COVERED SAVINGS ASSOCIATIONS
991. § 101.1 Authority and purposes.
992. § 101.2 Definitions and computation of time.
993. § 101.3 Procedures.
994. § 101.4 Treatment of covered savings associations.
995. § 101.5 Nonconforming subsidiaries, assets, and activities.
996. § 101.6 Termination.
997. § 101.7 Reelection.
998. § 101.8 Evasion.
999. 102-127 PARTS 102-127 [RESERVED]
1000. PART 128 NONDISCRIMINATION REQUIREMENTS
1001. § 128.1 Definitions.
1002. § 128.2 Nondiscrimination in lending and other services.
1003. § 128.3 Nondiscrimination in applications.
1004. § 128.4 Nondiscriminatory advertising.
1005. § 128.5 Equal Housing Lender Poster.
1006. § 128.6 Loan application register.
1007. § 128.7 Nondiscrimination in employment.
1008. § 128.8 Complaints.
1009. § 128.9 Guidelines relating to nondiscrimination in lending.
1010. § 128.10 Supplementary guidelines.
1011. § 128.11 Nondiscriminatory appraisal and underwriting.
1012. 129-140 PARTS 129-140 [RESERVED]
1013. PART 141 DEFINITIONS FOR REGULATIONS AFFECTING FEDERAL SAVINGS ASSOCIATIONS
1014. § 141.1 When do the definitions in this part apply?
1015. § 141.2 [Reserved]
1016. § 141.5 Commercial paper.
1017. § 141.7 Corporate debt security.
1018. § 141.8 [Reserved]
1019. § 141.10 Dwelling unit.
1020. § 141.11 Federal savings association.
1021. § 141.14 Home.
1022. § 141.15-141.19 [Reserved]
1023. § 141.20 Loans.
1024. § 141.21 Nonresidential real estate.
1025. § 141.22 [Reserved]
1026. § 141.23 Residential real estate.
1027. § 141.25 Single-family dwelling.
1028. § 141.26 Surplus.
1029. 142 PART 142 [RESERVED]
1030. PART 143 FEDERAL SAVINGS ASSOCIATIONS—GRANDFATHERED AUTHORITY
1031. § 143.12 Grandfathered authority.
1032. PART 144 FEDERAL MUTUAL SAVINGS ASSOCIATIONS—COMMUNICATION BETWEEN MEMBERS
1033. § 144.8 Communication between members of a Federal mutual savings association.
1034. PART 145 FEDERAL SAVINGS ASSOCIATIONS—OPERATIONS
1035. § 145.1 General authority.
1036. § 145.2 [Reserved]
1037. § 145.16 Public deposits, depositaries, and fiscal agents.
1038. § 145.17 Funds transfer services.
1039. § 145.92 Branch offices.
1040. § 145.101 Fiscal agency.
1041. 146-149 PARTS 146-149 [RESERVED]
1042. PART 150 FIDUCIARY POWERS OF FEDERAL SAVINGS ASSOCIATIONS
1043. § 150.10 What regulations govern the fiduciary operations of Federal savings associations?
1044. § 150.20 What are fiduciary powers?
1045. § 150.30 What fiduciary capacities does this part cover?
1046. § 150.40 When do I have investment discretion?
1047. § 150.50 What is a fiduciary account?
1048. § 150.60 What other definitions apply to this part?
1049. Subpart A Obtaining Fiduciary Powers
1050. § 150.70 Must I obtain OCC approval or file a notice before I exercise fiduciary powers?
1051. Subpart B Exercising Fiduciary Powers
1052. § 150.130 How may I conduct multi-state operations?
1053. § 150.135 How do I determine which state's laws apply to my operations?
1054. § 150.136 To what extent do state laws apply to my fiduciary operations?
1055. § 150.140 Must I adopt and follow written policies and procedures in exercising fiduciary powers?
1056. 38 Fiduciary Personnel and Facilities
1057. § 150.150 Who is responsible for the exercise of fiduciary powers?
1058. § 150.160 What personnel and facilities may I use to perform fiduciary services?
1059. § 150.170 May my other departments or affiliates use fiduciary personnel and facilities to perform other services?
1060. § 150.180 May I perform fiduciary services for, or purchase fiduciary services from, another association or entity?
1061. § 150.190 Must fiduciary officers and employees be bonded?
1062. 39 Review of a Fiduciary Account
1063. § 150.200 Must I review a prospective account before I accept it?
1064. § 150.210 Must I conduct another review of an account after I accept it?
1065. § 150.220 Are any other account reviews required?
1066. 40 Custody and Control of Assets
1067. § 150.230 Who must maintain custody or control of assets in a fiduciary account?
1068. § 150.240 May I hold investments of a fiduciary account off-premises?
1069. § 150.245 When is a fiduciary not required to maintain custody or control of fiduciary assets?
1070. § 150.250 Must I keep fiduciary assets separate from other assets?
1071. 41 Investing Funds of a Fiduciary Account
1072. § 150.260 How may I invest funds of a fiduciary account?
1073. 42 Funds Awaiting Investment or Distribution
1074. § 150.290 What must I do with fiduciary funds awaiting investment or distribution?
1075. § 150.300 Where may I deposit fiduciary funds awaiting investment or distribution?
1076. § 150.310 What if the FDIC does not insure the deposits?
1077. § 150.320 What is acceptable collateral for uninsured deposits?
1078. 43 Restrictions on Self Dealing
1079. § 150.330 Are there investments in which I may not invest funds of a fiduciary account?
1080. § 150.340 May I exercise rights to purchase additional stock or fractional shares of my stock or obligations or the stock or obligations of my affiliates?
1081. § 150.350 May I lend, sell, or transfer assets of a fiduciary account if I have an interest in the transaction?
1082. § 150.360 May I make a loan to a fiduciary account that is secured by an interest in the assets of the account?
1083. § 150.370 May I sell assets or lend money between fiduciary accounts?
1084. 44 Compensation, Gifts, and Bequests
1085. § 150.380 May I earn compensation for acting in a fiduciary capacity?
1086. § 150.390 May my officer or employee retain compensation for acting as a co-fiduciary?
1087. § 150.400 May my fiduciary officer or employee accept a gift or bequest?
1088. 45 Recordkeeping Requirements
1089. § 150.410 What records must I keep?
1090. § 150.420 How long must I keep these records?
1091. § 150.430 Must I keep fiduciary records separate and distinct from other records?
1092. 46 Audit Requirements
1093. § 150.440 When do I have to audit my fiduciary activities?
1094. § 150.450 What standards govern the conduct of the audit?
1095. § 150.460 Who may conduct an audit?
1096. § 150.470 Who directs the conduct of the audit?
1097. § 150.480 How do I report the results of the audit?
1098. Subpart C Depositing Securities With State Authorities
1099. § 150.490 When must I deposit securities with state authorities?
1100. § 150.500 How much must I deposit if I administer fiduciary assets in more than one state?
1101. § 150.510 What must I do if state authorities refuse my deposit?
1102. Subpart D Terminating Fiduciary Activities Receivership or Liquidation
1103. § 150.520 What happens if I am placed in receivership or voluntary liquidation?
1104. 47 Surrender of Fiduciary Powers
1105. § 150.530 How do I surrender fiduciary powers?
1106. § 150.540 When will the OCC terminate my fiduciary powers?
1107. § 150.550 May I recover my deposit from state authorities?
1108. 48 Revocation of Fiduciary Powers
1109. § 150.560 When may the OCC revoke my fiduciary powers?
1110. § 150.570 What procedures govern the revocation?
1111. Subpart E Activities Exempt From This Part
1112. § 150.580 When may I conduct fiduciary activities without obtaining OCC approval?
1113. § 150.590 What standards must I observe when acting in exempt fiduciary capacities?
1114. § 150.600 How may funds be invested when I act in an exempt fiduciary capacity?
1115. § 150.610 What disclosures must I make when acting in exempt fiduciary capacities?
1116. § 150.620 May I receive compensation for acting in exempt fiduciary capacities?
1117. PART 151 RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS
1118. § 151.10 What does this part do?
1119. § 151.20 Must I comply with this part?
1120. § 151.30 What requirements apply to all transactions?
1121. § 151.40 What definitions apply to this part?
1122. Subpart A Recordkeeping Requirements
1123. § 151.50 What records must I maintain for securities transactions?
1124. § 151.60 How must I maintain my records?
1125. Subpart B Content and Timing of Notice
1126. § 151.70 What type of notice must I provide when I effect a securities transaction for a customer?
1127. § 151.80 How do I provide a registered broker-dealer confirmation?
1128. § 151.90 How do I provide a written notice?
1129. § 151.100 What are the alternate notice requirements?
1130. § 151.120 May I charge a fee for a notice?
1131. Subpart C Settlement of Securities Transactions
1132. § 151.130 When must I settle a securities transaction?
1133. Subpart D Securities Trading Policies and Procedures
1134. § 151.140 What policies and procedures must I maintain and follow for securities transactions?
1135. § 151.150 How do my officers and employees file reports of personal securities trading transactions?
1136. 152-154 PARTS 152-154 [RESERVED]
1137. PART 155 ELECTRONIC OPERATIONS OF FEDERAL SAVINGS ASSOCIATIONS
1138. § 155.100 Scope.
1139. § 155.200 Use of electronic means and facilities.
1140. § 155.210 Requirements for using electronic means and facilities.
1141. 156 PART 156 [RESERVED]
1142. PART 157 DEPOSITS
1143. § 157.1 What does this part do?
1144. § 157.10 What authorities govern the issuance of deposit accounts by Federal savings associations?
1145. § 157.11 To what extent does Federal law preempt deposit-related state laws?
1146. §§ 157.12-157.13 [Reserved]
1147. § 157.14 What interest rate may I pay on accounts?
1148. § 157.15 Who owns a deposit account?
1149. § 157.20 What records should I maintain on deposit activities?
1150. 158-159 PARTS 158-159 [RESERVED]
1151. PART 160 LENDING AND INVESTMENT
1152. § 160.1 General.
1153. § 160.2 Applicability of law.
1154. § 160.3 Definitions.
1155. § 160.30 General lending and investment powers of Federal savings associations.
1156. § 160.31 Election regarding categorization of loans or investments and related calculations.
1157. § 160.32 Pass-through investments.
1158. § 160.33 Late charges.
1159. § 160.34 Prepayments.
1160. § 160.35 Adjustments to home loans.
1161. § 160.36 De minimis investments.
1162. § 160.40 Commercial paper and corporate debt securities.
1163. § 160.41 Leasing.
1164. § 160.42 State and local government obligations.
1165. § 160.43 Foreign assistance investments.
1166. § 160.60 Suretyship and guaranty.
1167. § 160.100 Real estate lending standards; purpose and scope.
1168. § 160.101 Real estate lending standards.
1169. § 160.110 Most favored lender usury preemption for all savings associations.
1170. § 160.121 Investment in state housing corporations.
1171. § 160.130 Prohibition on loan procurement fees.
1172. § 160.160 Asset classification.
1173. § 160.170 Records for lending transactions.
1174. § 160.210 [Reserved]
1175. § 160.220 [Reserved]
1176. PART 161 DEFINITIONS FOR REGULATIONS AFFECTING ALL SAVINGS ASSOCIATIONS
1177. § 161.1 When do the definitions in this part apply?
1178. § 161.2 Account.
1179. § 161.3 [Reserved]
1180. § 161.4 Affiliate.
1181. § 161.5 Affiliated person.
1182. § 161.6 [Reserved]
1183. § 161.7 Appropriate Federal banking agency.
1184. § 161.8 [Reserved]
1185. § 161.9 Certificate account.
1186. § 161.10 Comptroller.
1187. § 161.12 Consumer credit.
1188. § 161.14 Controlling person.
1189. § 161.15 Corporation.
1190. § 161.16 Demand accounts.
1191. § 161.18 Director.
1192. § 161.19 Financial institution.
1193. § 161.24 Immediate family.
1194. §§ 161.26-161.31 [Reserved]
1195. § 161.33 Note account.
1196. § 161.34 OCC.
1197. § 161.35 Officer.
1198. § 161.37 Parent company; subsidiary.
1199. § 161.38 Political subdivision.
1200. § 161.39 [Reserved]
1201. § 161.40 Public unit.
1202. § 161.41 [Reserved]
1203. § 161.42 Savings account.
1204. § 161.43 Savings association.
1205. § 161.44 Security.
1206. § 161.45 [Reserved]
1207. § 161.50 State.
1208. § 161.51 [Reserved]
1209. § 161.52 Tax and loan account.
1210. § 161.53 United States Treasury General Account.
1211. § 161.54 United States Treasury Time Deposit Open Account.
1212. § 161.55 With recourse.
1213. PART 162 ACCOUNTING AND DISCLOSURE STANDARDS
1214. § 162.1 Accounting and disclosure standards.
1215. PART 163 SAVINGS ASSOCIATIONS—OPERATIONS
1216. Subpart A Accounts
1217. § 163.4 [Reserved]
1218. § 163.5 Securities: Statement of non-insurance.
1219. Subpart B Operation and Structure
1220. § 163.27 Advertising.
1221. § 163.33 Directors, officers, and employees.
1222. § 163.36 Tying restriction exception.
1223. § 163.39 [Reserved]
1224. § 163.47 Pension plans.
1225. Subpart C Securities and Borrowings
1226. § 163.74 Mutual capital certificates.
1227. § 163.76 Offers and sales of securities at an office of a Federal savings association.
1228. § 163.80 Borrowing limitations.
1229. D Subparts D-E [Reserved]
1230. Subpart F Financial Management Policies
1231. § 163.170 Examinations and audits; appraisals; establishment and maintenance of records.
1232. § 163.171 [Reserved]
1233. § 163.172 Financial derivatives.
1234. § 163.176 Interest-rate-risk-management procedures.
1235. Subpart G Reporting and Bonding
1236. § 163.180 Suspicious Activity Reports and other reports and statements.
1237. § 163.200 Conflicts of interest.
1238. § 163.201 Corporate opportunity.
1239. 165-166 PARTS 165-166 [RESERVED]
1240. PART 168 SECURITY PROCEDURES
1241. § 168.1 Authority, purpose, and scope.
1242. § 168.2 Designation of security officer.
1243. § 168.3 Security program.
1244. § 168.4 Report.
1245. § 168.5 Protection of customer information.
1246. PART 169 PROXIES
1247. § 169.1 Definitions.
1248. § 169.2 Form of proxies.
1249. § 169.3 Holders of proxies.
1250. § 169.4 Proxy soliciting material.
1251. 170-189 PARTS 170-189 [RESERVED]
1252. PART 190 PREEMPTION OF STATE USURY LAWS
1253. § 190.1 Authority, purpose, and scope.
1254. § 190.2 Definitions.
1255. § 190.3 Operation.
1256. § 190.4 Federally-related residential manufactured housing loans—consumer protection provisions.
1257. § 190.100 Status of Interpretations issued under Public Law 96-161.
1258. § 190.101 State criminal usury statutes.
1259. PART 191 PREEMPTION OF STATE DUE-ON-SALE LAWS
1260. § 191.1 Authority, purpose, and scope.
1261. § 191.2 Definitions.
1262. § 191.3 Loans originated by Federal savings associations.
1263. § 191.4 Loans originated by lenders other than Federal savings associations.
1264. § 191.5 Limitation on exercise of due-on-sale clauses.
1265. § 191.6 Interpretations.
1266. PART 192 CONVERSIONS FROM MUTUAL TO STOCK FORM
1267. § 192.5 Purpose, prescribed forms, waiver.
1268. § 192.7 Electronic filing.
1269. § 192.8 Computation of time.
1270. § 192.10 Forming a holding company upon conversion.
1271. § 192.15 Forming a charitable organization upon conversion.
1272. § 192.20 Acquiring another insured depository institution upon conversion.
1273. § 192.25 Definitions.
1274. Subpart A Standard Conversions
1275. 69 Prior to Conversion
1276. § 192.100 Preparing for a conversion.
1277. § 192.105 Information required in business plan.
1278. § 192.110 Review of business plan by chief executive officer and board of directors.
1279. § 192.115 Review of business plan by the appropriate Federal banking agency.
1280. § 192.120 Confidentiality of conversion information.
1281. 70 Plan of Conversion
1282. § 192.125 Adoption of plan of conversion by board of directors.
1283. § 192.130 Information required in plan of conversion.
1284. § 192.135 Notifying members of adopted plan of conversion.
1285. § 192.140 Amendments to plan of conversion.
1286. 71 Filing Requirements
1287. § 192.150 Information required in an application for conversion.
1288. § 192.155 Filing an application for conversion.
1289. § 192.160 Request for confidential treatment.
1290. § 192.165 Amendments to an application for conversion.
1291. 72 Notice of Filing of Application and Comment Process
1292. § 192.180 Public notice of an application for conversion.
1293. § 192.185 Public comment on application for conversion.
1294. 73 Agency Review of the Application for Conversion
1295. § 192.200 Review, approval, or denial of application for conversion.
1296. § 192.205 Court review of final action on application for conversion.
1297. 74 Vote by Members
1298. § 192.225 Approval of plan of conversion by members.
1299. § 192.230 Members' voting eligibility.
1300. § 192.235 Notice of members' meeting.
1301. § 192.240 Submission of documents to the appropriate Federal banking agency after the members' meeting.
1302. 75 Proxy Solicitation
1303. § 192.250 Compliance with proxy solicitation provisions.
1304. § 192.255 Form of proxy requirements.
1305. § 192.260 Previously executed proxies.
1306. § 192.265 Proxies executed under this part.
1307. § 192.270 Proxy statement requirements.
1308. § 192.275 Filing revised proxy materials.
1309. § 192.280 Mailing member's proxy solicitation materials.
1310. § 192.285 Prohibited solicitations.
1311. § 192.290 Remedial measures for prohibited solicitations.
1312. § 192.295 Re-solicitation of proxies.
1313. 76 Offering Circular
1314. § 192.300 Offering circular requirements.
1315. § 192.305 Distribution of offering circular.
1316. § 192.310 Filing a post-effective amendment to an offering circular.
1317. 77 Offers and Sales of Stock
1318. § 192.320 Order of priority to purchase conversion shares.
1319. § 192.325 Timing of offer to sell conversion shares.
1320. § 192.330 Pricing of conversion shares.
1321. § 192.335 Procedures for the sale of conversion shares.
1322. § 192.340 Prohibited sales practices.
1323. § 192.345 Permissible forms of subscriber payment.
1324. § 192.350 Interest on payments for conversion shares.
1325. § 192.355 Subscription rights for eligible account holders and supplemental eligible account holders.
1326. § 192.360 Officers, directors, and associates as eligible account holders.
1327. § 192.365 Purchase of conversion shares by other voting members.
1328. § 192.370 Limits on aggregate purchases by officers, directors, and associates.
1329. § 192.375 Allocation of oversubscribed conversion shares.
1330. § 192.380 Purchase of conversion shares by employee stock ownership plan.
1331. § 192.385 Purchase limitations.
1332. § 192.390 Community offering of conversion shares.
1333. § 192.395 Other conditions for community and public offerings.
1334. 78 Completion of the Offering
1335. § 192.400 Time period for completion of sale of stock.
1336. § 192.405 Extension of the offering period.
1337. § 192.420 Time period for completion of conversion.
1338. § 192.425 Termination of conversion.
1339. § 192.430 Charter amendments.
1340. § 192.435 Corporate existence after conversion.
1341. § 192.440 Stockholder voting rights after conversion.
1342. § 192.445 Savings account holder's account after conversion.
1343. § 192.450 Liquidation accounts.
1344. § 192.455 Initial balance of liquidation account.
1345. § 192.460 Initial balance of liquidation sub-account.
1346. § 192.465 Retention of voting rights based on liquidation sub-accounts.
1347. § 192.470 Required adjustments to liquidation sub-accounts.
1348. § 192.475 Definition of liquidation.
1349. § 192.480 Effect of liquidation account on net worth.
1350. § 192.485 Required liquidation account provision in new Federal charter.
1351. 79 Post-Conversion
1352. § 192.500 Permissible management stock benefit plans after conversion.
1353. § 192.505 Restrictions on the trading of shares by directors, officers, and associates.
1354. § 192.510 Repurchase of shares after conversion.
1355. § 192.515 Information to be filed with Federal banking agency prior to repurchase of shares.
1356. § 192.520 Declaring and paying dividends after the conversion.
1357. § 192.525 Restrictions on acquisition of shares after conversion.
1358. § 192.530 Other post-conversion requirements.
1359. 80 Contributions to Charitable Organizations
1360. § 192.550 Donating conversion shares or conversion proceeds to a charitable organization.
1361. § 192.555 Member approval of charitable contributions.
1362. § 192.560 Limitations on charitable contributions.
1363. § 192.565 Contents of organizational documents of charitable organization.
1364. § 192.570 Conflicts of interest among directors.
1365. § 192.575 Other requirements for charitable organizations.
1366. Subpart B Voluntary Supervisory Conversions
1367. § 192.600 Voluntary supervisory conversions.
1368. § 192.605 Conducting a voluntary supervisory conversion.
1369. § 192.610 Member rights in a voluntary supervisory conversion.
1370. 81 Eligibility
1371. § 192.625 Eligibility for a voluntary supervisory conversion.
1372. § 192.630 Eligibility of State-chartered savings bank for voluntary supervisory conversion.
1373. 82 Plan of Supervisory Conversion
1374. § 192.650 Contents of plan of voluntary supervisory conversion.
1375. 83 Voluntary Supervisory Conversion Application
1376. § 192.660 Contents of voluntary supervisory conversion application.
1377. 84 Appropriate Federal Banking Agency Review of the Voluntary Supervisory Conversion Application
1378. § 192.670 Approval of voluntary supervisory conversion application.
1379. § 192.675 Conditions imposed upon approval of voluntary supervisory conversion application.
1380. 85 Offers and Sales of Stock
1381. § 192.680 Offer and sale of shares in a voluntary supervisory conversion.
1382. § 192.690 Restrictions on acquisition of additional shares after voluntary supervisory conversion.
1383. 193-199 PARTS 193-199 [RESERVED]
1384. CHAPTER II FEDERAL RESERVE SYSTEM
1385. SUBCHAPTER A BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM
1386. 200 PART 200 [RESERVED]
1387. PART 201 EXTENSIONS OF CREDIT BY FEDERAL RESERVE BANKS (REGULATION A)
1388. § 201.1 Authority, purpose and scope.
1389. § 201.2 Definitions.
1390. § 201.3 Extensions of credit generally.
1391. § 201.4 Availability and terms of credit.
1392. § 201.5 Limitations on availability and assessments.
1393. § 201.51 Interest rates applicable to credit extended by a Federal Reserve Bank. 3
1394. 1 Interpretations
1395. § 201.104 Eligibility of consumer loans and finance company paper.
1396. § 201.107 Eligibility of demand paper for discount and as security for advances by Reserve Banks.
1397. § 201.108 Obligations eligible as collateral for advances.
1398. § 201.109 Eligibility for discount of mortgage company notes.
1399. § 201.110 Goods held by persons employed by owner.
1400. PART 202 EQUAL CREDIT OPPORTUNITY ACT (REGULATION B)
1401. § 202.1 Authority, scope and purpose.
1402. § 202.2 Definitions.
1403. § 202.3 Limited exceptions for certain classes of transactions.
1404. § 202.4 General rules.
1405. § 202.5 Rules concerning requests for information.
1406. § 202.6 Rules concerning evaluation of applications.
1407. § 202.7 Rules concerning extensions of credit.
1408. § 202.8 Special purpose credit programs.
1409. § 202.9 Notifications.
1410. § 202.10 Furnishing of credit information.
1411. § 202.11 Relation to state law.
1412. § 202.12 Record retention.
1413. § 202.13 Information for monitoring purposes.
1414. § 202.14 Rules on providing appraisal reports.
1415. § 202.15 Incentives for self-testing and self-correction.
1416. § 202.16 Enforcement, penalties and liabilities.
1417. § 202.17 Data collection for credit applications by women-owned, minority-owned, or small businesses.
1418. 0
1419. Appendix A to Part 202 Federal Enforcement Agencies
1420. Appendix B to Part 202 Model Application Forms
1421. Appendix C to Part 202 Sample Notification Forms
1422. Appendix D to Part 202 Issuance of Staff Interpretations
1423. Supplement I to Part 202 Official Staff Interpretations
1424. 203 PART 203 [RESERVED]
1425. PART 204 RESERVE REQUIREMENTS OF DEPOSITORY INSTITUTIONS (REGULATION D)
1426. § 204.1 Authority, purpose and scope.
1427. § 204.2 Definitions.
1428. § 204.3 Reporting and location.
1429. § 204.4 Computation of required reserves.
1430. § 204.5 Maintenance of required reserves.
1431. § 204.6 Charges for deficiencies.
1432. § 204.7 Supplemental reserve requirement.
1433. § 204.8 International banking facilities.
1434. § 204.9 Emergency reserve requirement.
1435. § 204.10 Payment of interest on balances.
1436. 2 Interpretations
1437. § 204.121 Bankers' banks.
1438. § 204.122 Secondary market activities of international banking facilities.
1439. § 204.123 Sale of Federal funds by investment companies or trusts in which the entire beneficial interest is held exclusively by depository institutions.
1440. § 204.124 Repurchase agreement involving shares of a money market mutual fund whose portfolio consists wholly of United States Treasury and Federal agency securities.
1441. § 204.125 Foreign, international, and supranational entities referred to in §§ 204.2(c)(1)(iii)(E) and (f)(1)(iv)(E) and 204.8(a)(2)(i)(B)(5).
1442. § 204.126 Depository institution participation in “Federal funds” market.
1443. § 204.127 Nondepository participation in “Federal funds” market.
1444. § 204.128 Deposits at foreign branches guaranteed by domestic office of a depository institution.
1445. § 204.130 Eligibility for NOW accounts.
1446. § 204.131 Participation by a depository institution in the secondary market for its own time deposits.
1447. § 204.132 Treatment of loan strip participations.
1448. § 204.133 Multiple savings deposits treated as a transaction account.
1449. § 204.134 Linked time deposits and transaction accounts.
1450. § 204.135 Shifting funds between depository institutions to make use of the low reserve tranche.
1451. § 204.136 Treatment of trust overdrafts for reserve requirement reporting purposes.
1452. PART 205 ELECTRONIC FUND TRANSFERS (REGULATION E)
1453. § 205.1 Authority and purpose.
1454. § 205.2 Definitions.
1455. § 205.3 Coverage.
1456. § 205.4 General disclosure requirements; jointly offered services.
1457. § 205.5 Issuance of access devices.
1458. § 205.6 Liability of consumer for unauthorized transfers.
1459. § 205.7 Initial disclosures.
1460. § 205.8 Change in terms notice; error resolution notice.
1461. § 205.9 Receipts at electronic terminals; periodic statements.
1462. § 205.10 Preauthorized transfers.
1463. § 205.11 Procedures for resolving errors.
1464. § 205.12 Relation to other laws.
1465. § 205.13 Administrative enforcement; record retention.
1466. § 205.14 Electronic fund transfer service provider not holding consumer's account.
1467. § 205.15 Electronic fund transfer of government benefits.
1468. § 205.16 Disclosures at automated teller machines.
1469. § 205.17 Requirements for overdraft services.
1470. § 205.18 Requirements for financial institutions offering payroll card accounts.
1471. § 205.20 Requirements for gift cards and gift certificates.
1472. Appendix A to Part 205 Model Disclosure Clauses and Forms
1473. Appendix B to Part 205 Federal Enforcement Agencies
1474. Appendix C to Part 205 Issuance of Staff Interpretations
1475. Supplement I to Part 205 Official Staff Interpretations
1476. PART 206 LIMITATIONS ON INTERBANK LIABILITIES (REGULATION F)
1477. § 206.1 Authority, purpose, and scope.
1478. § 206.2 Definitions.
1479. § 206.3 Prudential standards.
1480. § 206.4 Credit exposure.
1481. § 206.5 Capital levels of correspondents.
1482. § 206.6 Waiver.
1483. PART 207 DISCLOSURE AND REPORTING OF CRA-RELATED AGREEMENTS (REGULATION G)
1484. § 207.1 Purpose and scope of this part.
1485. § 207.2 Definition of covered agreement.
1486. § 207.3 CRA communications.
1487. § 207.4 Fulfillment of the CRA.
1488. § 207.5 Related agreements considered a single agreement.
1489. § 207.6 Disclosure of covered agreements.
1490. § 207.7 Annual reports.
1491. § 207.8 Release of information under FOIA.
1492. § 207.9 Compliance provisions.
1493. § 207.10 Transition provisions.
1494. § 207.11 Other definitions and rules of construction used in this part.
1495. PART 208 MEMBERSHIP OF STATE BANKING INSTITUTIONS IN THE FEDERAL RESERVE SYSTEM (REGULATION H)
1496. Subpart A General Membership and Branching Requirements
1497. § 208.1 Authority, purpose, and scope.
1498. § 208.2 Definitions.
1499. § 208.3 Application and conditions for membership in the Federal Reserve System.
1500. § 208.4 Capital adequacy.
1501. § 208.5 Dividends and other distributions.
1502. § 208.6 Establishment and maintenance of branches.
1503. § 208.7 Prohibition against use of interstate branches primarily for deposit production.
1504. Subpart B Investments and Loans
1505. § 208.20 Authority, purpose, and scope.
1506. § 208.21 Investments in premises and securities.
1507. § 208.22 Community development and public welfare investments.
1508. § 208.23 Agricultural loan loss amortization.
1509. § 208.24 Letters of credit and acceptances.
1510. § 208.25 Loans in areas having special flood hazards.
1511. Subpart C Bank Securities and Securities-Related Activities
1512. § 208.30 Authority, purpose, and scope.
1513. § 208.31 State member banks as transfer agents.
1514. § 208.32 Notice of disciplinary sanctions imposed by registered clearing agency.
1515. § 208.33 Application for stay or review of disciplinary sanctions imposed by registered clearing agency.
1516. § 208.34 Recordkeeping and confirmation of certain securities transactions effected by State member banks.
1517. § 208.35 Qualification requirements for transactions in certain securities. [Reserved]
1518. § 208.36 Reporting requirements for State member banks subject to the Securities Exchange Act of 1934.
1519. § 208.37 Government securities sales practices.
1520. Subpart D Prompt Corrective Action
1521. § 208.40 Authority, purpose, scope, other supervisory authority, and disclosure of capital categories.
1522. § 208.41 Definitions for purposes of this subpart.
1523. § 208.42 Notice of capital category.
1524. § 208.43 Capital measures and capital category definitions.
1525. § 208.44 Capital restoration plans.
1526. § 208.45 Mandatory and discretionary supervisory actions under section 38.
1527. Subpart E Real Estate Lending, Appraisal Standards, and Minimum Requirements for Appraisal Management Companies
1528. § 208.50 Authority, purpose, and scope.
1529. § 208.51 Real estate lending standards.
1530. Subpart F Miscellaneous Requirements
1531. § 208.60 Authority, purpose, and scope.
1532. § 208.61 Bank security procedures.
1533. § 208.62 Suspicious activity reports.
1534. § 208.63 Procedures for monitoring Bank Secrecy Act compliance.
1535. § 208.64 Frequency of examination.
1536. Subpart G Financial Subsidiaries of State Member Banks
1537. § 208.71 What are the requirements to invest in or control a financial subsidiary?
1538. § 208.72 What activities may a financial subsidiary conduct?
1539. § 208.73 What additional provisions are applicable to state member banks with financial subsidiaries?
1540. § 208.74 What happens if the state member bank or a depository institution affiliate fails to continue to meet certain requirements?
1541. § 208.75 What happens if the state member bank or any of its insured depository institution affiliates receives less than a “satisfactory” CRA rating?
1542. § 208.76 What Federal Reserve approvals are necessary for financial subsidiaries?
1543. § 208.77 Definitions.
1544. Subpart H Consumer Protection in Sales of Insurance
1545. § 208.81 Purpose and scope.
1546. § 208.82 Definitions for purposes of this subpart.
1547. § 208.83 Prohibited practices.
1548. § 208.84 What you must disclose.
1549. § 208.85 Where insurance activities may take place.
1550. § 208.86 Qualification and licensing requirements for insurance sales personnel.
1551. Appendix A to Subpart H of Part 208 Consumer Grievance Process
1552. I Subpart I [Reserved]
1553. Subpart J Interpretations
1554. § 208.110 Sale of bank's money orders off premises as establishment of branch office.
1555. § 208.111 Obligations concerning institutional customers.
1556. § 208.112 Policy statement on section 9(13) of the Federal Reserve Act.
1557. Subpart K Forms, Instructions and Reports
1558. § 208.120 Authority, purpose, and scope.
1559. § 208.121 Definitions.
1560. § 208.122 Reporting.
1561. § 208.123 Reduced reporting.
1562. § 208.124 Reservation of authority.
1563. Appendix C to Part 208 Interagency Guidelines for Real Estate Lending Policies
1564. Appendix D-1 to Part 208 Interagency Guidelines Establishing Standards for Safety and Soundness
1565. Appendix D-2 to Part 208 Interagency Guidelines Establishing Information Security Standards
1566. PART 209 FEDERAL RESERVE BANK CAPITAL STOCK (REGULATION I)
1567. § 209.1 Authority, purpose, scope, and definitions.
1568. § 209.2 Banks desiring to become member banks.
1569. § 209.3 Cancellation of Reserve Bank stock; mergers involving member banks.
1570. § 209.4 Amounts and payments for subscriptions and cancellations; timing and rate of dividends.
1571. § 209.5 The share register.
1572. PART 210 COLLECTION OF CHECKS AND OTHER ITEMS BY FEDERAL RESERVE BANKS AND FUNDS TRANSFERS THROUGH THE FEDWIRE FUNDS SERVICE AND THE FEDNOW SERVICE (REGULATION J)
1573. Subpart A Collection of Checks and Other Items By Federal Reserve Banks
1574. § 210.1 Authority, purpose, and scope.
1575. § 210.2 Definitions.
1576. § 210.3 General provisions.
1577. § 210.4 Sending items to Reserve Banks.
1578. § 210.5 Sender's agreement; recovery by Reserve Bank.
1579. § 210.6 Status, warranties, and liability of Reserve Bank.
1580. § 210.7 Presenting items for payment.
1581. § 210.8 Presenting noncash items for acceptance.
1582. § 210.9 Settlement and payment.
1583. § 210.10 Time schedule and availability of credits for cash items and returned checks.
1584. § 210.11 Availability of proceeds of noncash items; time schedule.
1585. § 210.12 Return of cash items and handling of returned checks.
1586. § 210.13 Unpaid items.
1587. § 210.14 Extension of time limits.
1588. § 210.15 Direct presentment of certain warrants.
1589. Subpart B Funds Transfers Through the Fedwire Funds Service
1590. § 210.25 Authority, purpose, and scope.
1591. § 210.26 Definitions.
1592. § 210.27 Reliance on identifying number.
1593. § 210.28 Agreement of sender.
1594. § 210.29 Agreement of receiving bank.
1595. § 210.30 Payment orders.
1596. § 210.31 Payment by a Federal Reserve Bank to a receiving bank or beneficiary.
1597. § 210.32 Federal Reserve Bank liability; payment of compensation.
1598. Appendix A to Subpart B of Part 210 Commentary
1599. Subpart C Funds Transfers Through the FedNow Service
1600. § 210.40 Authority, purpose, and scope.
1601. § 210.41 Definitions.
1602. § 210.42 Reliance on identifying number.
1603. § 210.43 Agreement of sender.
1604. § 210.44 Agreement of receiving bank.
1605. § 210.45 Payment orders.
1606. § 210.46 Payment by a Federal Reserve Bank to a receiving bank or beneficiary.
1607. § 210.47 Federal Reserve Bank liability; payment of compensation.
1608. Appendix A to Subpart C of Part 210 Commentary
1609. 0
1610. Appendix A to Part 210 Article 4A, Funds Transfers
1611. PART 211 INTERNATIONAL BANKING OPERATIONS (REGULATION K)
1612. Subpart A International Operations of U.S. Banking Organizations
1613. § 211.1 Authority, purpose, and scope.
1614. § 211.2 Definitions.
1615. § 211.3 Foreign branches of U.S. banking organizations.
1616. § 211.4 Permissible activities and investments of foreign branches of member banks.
1617. § 211.5 Edge and agreement corporations.
1618. § 211.6 Permissible activities of Edge and agreement corporations in the United States.
1619. § 211.7 Voluntary liquidation of Edge and agreement corporations.
1620. § 211.8 Investments and activities abroad.
1621. § 211.9 Investment procedures.
1622. § 211.10 Permissible activities abroad.
1623. § 211.11 Advisory opinions under Regulation K.
1624. § 211.12 Lending limits and capital requirements.
1625. § 211.13 Supervision and reporting.
1626. Subpart B Foreign Banking Organizations
1627. § 211.20 Authority, purpose, and scope.
1628. § 211.21 Definitions.
1629. § 211.22 Interstate banking operations of foreign banking organizations.
1630. § 211.23 Nonbanking activities of foreign banking organizations.
1631. § 211.24 Approval of offices of foreign banks; procedures for applications; standards for approval; representative office activities and standards for approval; preservation of existing authority.
1632. § 211.25 Termination of offices of foreign banks.
1633. § 211.26 Examination of offices and affiliates of foreign banks.
1634. § 211.27 Disclosure of supervisory information to foreign supervisors.
1635. § 211.28 Provisions applicable to branches and agencies: limitation on loans to one borrower.
1636. § 211.29 Applications by state branches and state agencies to conduct activities not permissible for federal branches.
1637. § 211.30 Criteria for evaluating U.S. operations of foreign banks not subject to consolidated supervision.
1638. Subpart C Export Trading Companies
1639. § 211.31 Authority, purpose, and scope.
1640. § 211.32 Definitions.
1641. § 211.33 Investments and extensions of credit.
1642. § 211.34 Procedures for filing and processing notices.
1643. Subpart D International Lending Supervision
1644. § 211.41 Authority, purpose, and scope.
1645. § 211.42 Definitions.
1646. § 211.43 Allocated transfer risk reserve.
1647. § 211.44 Reporting and disclosure of international assets.
1648. § 211.45 Accounting for fees on international loans.
1649. 4 Interpretations
1650. § 211.601 Status of certain offices for purposes of the International Banking Act restrictions on interstate banking operations.
1651. § 211.602 Investments by United States Banking Organizations in foreign companies that transact business in the United States.
1652. § 211.603 Commodity swap transactions.
1653. § 211.604 Data processing activities.
1654. § 211.605 Permissible underwriting activities of foreign banks.
1655. PART 212 MANAGEMENT OFFICIAL INTERLOCKS
1656. § 212.1 Authority, purpose, and scope.
1657. § 212.2 Definitions.
1658. § 212.3 Prohibitions.
1659. § 212.4 Interlocking relationships permitted by statute.
1660. § 212.5 Small market share exemption.
1661. § 212.6 General exemption.
1662. § 212.7 Change in circumstances.
1663. § 212.8 Enforcement.
1664. § 212.9 Effect of Interlocks Act on Clayton Act.
1665. PART 213 CONSUMER LEASING (REGULATION M)
1666. § 213.1 Authority, scope, purpose, and enforcement.
1667. § 213.2 Definitions.
1668. § 213.3 General disclosure requirements.
1669. § 213.4 Content of disclosures.
1670. § 213.5 Renegotiations, extensions, and assumptions.
1671. § 213.6 [Reserved]
1672. § 213.7 Advertising.
1673. § 213.8 Record retention.
1674. § 213.9 Relation to state laws.
1675. Appendix A to Part 213 Model Forms
1676. Appendix B to Part 213 Federal Enforcement Agencies
1677. Appendix C to Part 213 Issuance of Staff Interpretations
1678. Supplement I to Part 213 Official Staff Interpretations
1679. PART 214 RELATIONS WITH FOREIGN BANKS AND BANKERS (REGULATION N)
1680. 5 Regulations
1681. § 214.1 Scope of part.
1682. § 214.2 Information to be furnished to the Board.
1683. § 214.3 Conferences and negotiations with foreign banks, bankers, or States.
1684. § 214.4 Agreements with foreign banks, bankers, or States, and participation in foreign accounts.
1685. § 214.5 Accounts with foreign banks.
1686. § 214.6 Amendments.
1687. PART 215 LOANS TO EXECUTIVE OFFICERS, DIRECTORS, AND PRINCIPAL SHAREHOLDERS OF MEMBER BANKS (REGULATION O)
1688. § 215.1 Authority, purpose, and scope.
1689. § 215.2 Definitions.
1690. § 215.3 Extension of credit.
1691. § 215.4 General prohibitions.
1692. § 215.5 Additional restrictions on loans to executive officers of member banks.
1693. § 215.6 Prohibition on knowingly receiving unauthorized extension of credit.
1694. § 215.7 Extensions of credit outstanding on March 10, 1979.
1695. § 215.8 Records of member banks.
1696. § 215.9 Disclosure of credit from member banks to executive officers and principal shareholders.
1697. § 215.10 Reporting requirement for credit secured by certain bank stock.
1698. § 215.11 Civil penalties.
1699. § 215.12 Application to savings associations.
1700. Appendix to Part 215 Section 5200 of the Revised Statutes Total Loans and Extensions of Credit
1701. 216 PART 216 [RESERVED]
1702. PART 217 CAPITAL ADEQUACY OF BANK HOLDING COMPANIES, SAVINGS AND LOAN HOLDING COMPANIES, AND STATE MEMBER BANKS (REGULATION Q)
1703. Subpart A General Provisions
1704. § 217.1 Purpose, applicability, reservations of authority, and timing.
1705. § 217.2 Definitions.
1706. § 217.3 Operational requirements for counterparty credit risk.
1707. §§ 217.4-217.9 [Reserved]
1708. Subpart B Capital Ratio Requirements and Buffers
1709. § 217.10 Minimum capital requirements.
1710. § 217.11 Capital conservation buffer, countercyclical capital buffer amount, and GSIB surcharge.
1711. § 217.12 Community bank leverage ratio framework.
1712. §§ 217.13-217.19 [Reserved]
1713. Subpart C Definition of Capital
1714. § 217.20 Capital components and eligibility criteria for regulatory capital instruments.
1715. § 217.21 Minority interest.
1716. § 217.22 Regulatory capital adjustments and deductions.
1717. §§ 217.23-217.29 [Reserved]
1718. Subpart D Risk-Weighted Assets—Standardized Approach
1719. § 217.30 Applicability.
1720. 17 Risk-Weighted Assets For General Credit Risk
1721. § 217.31 Mechanics for calculating risk-weighted assets for general credit risk.
1722. § 217.32 General risk weights.
1723. § 217.33 Off-balance sheet exposures.
1724. § 217.34 Derivative contracts.
1725. § 217.35 Cleared transactions.
1726. § 217.36 Guarantees and credit derivatives: substitution treatment.
1727. § 217.37 Collateralized transactions.
1728. 18 Risk-Weighted Assets for Unsettled Transactions
1729. § 217.38 Unsettled transactions.
1730. §§ 217.39-217.40 [Reserved]
1731. 19 Risk-Weighted Assets for Securitization Exposures
1732. § 217.41 Operational requirements for securitization exposures.
1733. § 217.42 Risk-weighted assets for securitization exposures.
1734. § 217.43 Simplified supervisory formula approach (SSFA) and the gross-up approach.
1735. § 217.44 Securitization exposures to which the SSFA and gross-up approach do not apply.
1736. § 217.45 Recognition of credit risk mitigants for securitization exposures.
1737. §§ 217.46-217.50 [Reserved]
1738. 20 Risk-Weighted Assets for Equity Exposures
1739. § 217.51 Introduction and exposure measurement.
1740. § 217.52 Simple risk-weight approach (SRWA).
1741. § 217.53 Equity exposures to investment funds.
1742. §§ 217.54-217.60 [Reserved]
1743. 21 Disclosures
1744. § 217.61 Purpose and scope.
1745. § 217.62 Disclosure requirements.
1746. § 217.63 Disclosures by Board-regulated institutions described in § 217.61.
1747. §§ 217.64-217.99 [Reserved]
1748. Subpart E Risk-Weighted Assets—Internal Ratings-Based and Advanced Measurement Approaches
1749. § 217.100 Purpose, applicability, and principle of conservatism.
1750. § 217.101 Definitions.
1751. §§ 217.102-217.120 [Reserved]
1752. 22 Qualification
1753. § 217.121 Qualification process.
1754. § 217.122 Qualification requirements.
1755. § 217.123 Ongoing qualification.
1756. § 217.124 Merger and acquisition transitional arrangements.
1757. §§ 217.125-217.130 [Reserved]
1758. 23 Risk-Weighted Assets for General Credit Risk
1759. § 217.131 Mechanics for calculating total wholesale and retail risk-weighted assets.
1760. § 217.132 Counterparty credit risk of repo-style transactions, eligible margin loans, and OTC derivative contracts.
1761. § 217.133 Cleared transactions.
1762. § 217.134 Guarantees and credit derivatives: PD substitution and LGD adjustment approaches.
1763. § 217.135 Guarantees and credit derivatives: double default treatment.
1764. § 217.136 Unsettled transactions.
1765. §§ 217.137-217.140 [Reserved]
1766. 24 Risk-Weighted Assets for Securitization Exposures
1767. § 217.141 Operational criteria for recognizing the transfer of risk.
1768. § 217.142 Risk-based capital requirement for securitization exposures.
1769. § 217.143 Supervisory formula approach (SFA).
1770. § 217.144 Simplified supervisory formula approach (SSFA).
1771. § 217.145 Recognition of credit risk mitigants for securitization exposures.
1772. §§ 217.146-217.150 [Reserved]
1773. 25 Risk-Weighted Assets for Equity Exposures
1774. § 217.151 Introduction and exposure measurement.
1775. § 217.152 Simple risk weight approach (SRWA).
1776. § 217.153 Internal models approach (IMA).
1777. § 217.154 Equity exposures to investment funds.
1778. § 217.155 Equity derivative contracts.
1779. §§ 217.156-217.160 [Reserved]
1780. 26 Risk-Weighted Assets for Operational Risk
1781. § 217.161 Qualification requirements for incorporation of operational risk mitigants.
1782. § 217.162 Mechanics of risk-weighted asset calculation.
1783. §§ 217.163-217.170 [Reserved]
1784. 27 Disclosures
1785. § 217.171 Purpose and scope.
1786. § 217.172 Disclosure requirements.
1787. § 217.173 Disclosures by certain advanced approaches Board-regulated institutions and Category III Board-regulated institutions.
1788. §§ 217.174-217.200 [Reserved]
1789. Subpart F Risk-Weighted Assets—Market Risk
1790. § 217.201 Purpose, applicability, and reservation of authority.
1791. § 217.202 Definitions.
1792. § 217.203 Requirements for application of this subpart F.
1793. § 217.204 Measure for market risk.
1794. § 217.205 VaR-based measure.
1795. § 217.206 Stressed VaR-based measure.
1796. § 217.207 Specific risk.
1797. § 217.208 Incremental risk.
1798. § 217.209 Comprehensive risk.
1799. § 217.210 Standardized measurement method for specific risk.
1800. § 217.211 Simplified supervisory formula approach (SSFA).
1801. § 217.212 Market risk disclosures.
1802. §§ 217.213-217.299 [Reserved]
1803. Subpart G Transition Provisions
1804. § 217.300 Transitions.
1805. § 217.301 Current expected credit losses (CECL) transition.
1806. § 217.302 Exposures Related the Money Market Mutual Fund Liquidity Facility.
1807. § 217.303 Temporary exclusions from total leverage exposure.
1808. § 217.304 [Reserved]
1809. § 217.305 Exposures related to the Paycheck Protection Program Lending Facility.
1810. § 217.306 Building Block Approach (BBA) capital conservation buffer transition.
1811. Subpart H Risk-based Capital Surcharge for Global Systemically Important Bank Holding Companies
1812. § 217.400 Purpose and applicability.
1813. § 217.401 Definitions.
1814. § 217.402 Identification as a global systemically important BHC.
1815. § 217.403 GSIB surcharge.
1816. § 217.404 Method 1 score.
1817. § 217.405 Method 2 score.
1818. § 217.406 Short-term wholesale funding score.
1819. Subpart I Application of Capital Rules
1820. § 217.501 The Board's Regulatory Capital Framework for Depository Institution Holding Companies Organized as Non-Stock Companies.
1821. § 217.502 Application of the Board's Regulatory Capital Framework to Employee Stock Ownership Plans that are Depository Institution Holding Companies and Certain Trusts that are Savings and Loan Holding Companies.
1822. Subpart J Risk-Based Capital Requirements for Board-Regulated Institutions Significantly Engaged in Insurance Activities
1823. § 217.601 Purpose, applicability, and reservations of authority.
1824. § 217.602 Definitions.
1825. § 217.603 BBA ratio and minimum requirements.
1826. § 217.604 Capital conservation buffer.
1827. § 217.605 Determination of building blocks.
1828. § 217.606 Scaling parameters.
1829. § 217.607 Capital requirements under the Building Block Approach.
1830. § 217.608 Available capital resources under the Building Block Approach.
1831. 0
1832. Appendix A to Part 217 The Federal Reserve Board's Framework for Implementing the Countercyclical Capital Buffer
1833. PART 218 EXCEPTIONS FOR BANKS FROM THE DEFINITION OF BROKER IN THE SECURITIES EXCHANGE ACT OF 1934 (REGULATION R)
1834. § 218.100 Definition.
1835. § 218.700 Defined terms relating to the networking exception from the definition of “broker.”
1836. § 218.701 Exemption from the definition of “broker” for certain institutional referrals.
1837. § 218.721 Defined terms relating to the trust and fiduciary activities exception from the definition of “broker.”
1838. § 218.722 Exemption allowing banks to calculate trust and fiduciary compensation on a bank-wide basis.
1839. § 218.723 Exemptions for special accounts, transferred accounts, foreign branches and a de minimis number of accounts.
1840. § 218.740 Defined terms relating to the sweep accounts exception from the definition of “broker.”
1841. § 218.741 Exemption for banks effecting transactions in money market funds.
1842. § 218.760 Exemption from definition of “broker” for banks accepting orders to effect transactions in securities from or on behalf of custody accounts.
1843. § 218.771 Exemption from the definition of “broker” for banks effecting transactions in securities issued pursuant to Regulation S.
1844. § 218.772 Exemption from the definition of “broker” for banks engaging in securities lending transactions.
1845. § 218.775 Exemption from the definition of “broker” for banks effecting certain excepted or exempted transactions in investment company securities.
1846. § 218.776 Exemption from the definition of “broker” for banks effecting certain excepted or exempted transactions in a company's securities for its employee benefit plans.
1847. § 218.780 Exemption for banks from liability under section 29 of the Securities Exchange Act of 1934.
1848. § 218.781 Exemption from the definition of “broker” for banks for a limited period of time.
1849. PART 219 REIMBURSEMENT FOR PROVIDING FINANCIAL RECORDS; RECORDKEEPING REQUIREMENTS FOR CERTAIN FINANCIAL RECORDS (REGULATION S)
1850. Subpart A Reimbursement to Financial Institutions for Providing Financial Records
1851. § 219.1 Authority, purpose and scope.
1852. § 219.2 Definitions.
1853. § 219.3 Cost reimbursement.
1854. § 219.4 Exceptions.
1855. § 219.5 Conditions for payment.
1856. § 219.6 Payment procedures.
1857. Subpart B Recordkeeping and Reporting Requirements for Funds Transfers and Transmittals of Funds
1858. § 219.21 Authority, purpose and scope.
1859. § 219.22 Definitions.
1860. § 219.23 Recordkeeping and reporting requirements.
1861. § 219.24 Retention period.
1862. CHAPTER II FEDERAL RESERVE SYSTEM (CONTINUED)
1863. SUBCHAPTER A BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM (CONTINUED)
1864. PART 220 CREDIT BY BROKERS AND DEALERS (REGULATION T)
1865. § 220.1 Authority, purpose, and scope.
1866. § 220.2 Definitions.
1867. § 220.3 General provisions.
1868. § 220.4 Margin account.
1869. § 220.5 Special memorandum account.
1870. § 220.6 Good faith account.
1871. § 220.7 Broker-dealer credit account.
1872. § 220.8 Cash account.
1873. § 220.9 Clearance of securities, options, and futures.
1874. § 220.10 Borrowing and lending securities.
1875. § 220.11 Requirements for the list of marginable OTC stocks and the list of foreign margin stocks.
1876. § 220.12 Supplement: margin requirements.
1877. 1 Interpretations
1878. § 220.101 Transactions of customers who are brokers or dealers.
1879. § 220.102 [Reserved]
1880. § 220.103 Borrowing of securities.
1881. § 220.104 [Reserved]
1882. § 220.105 Ninety-day rule in special cash account.
1883. §§ 220.106-220.107 [Reserved]
1884. § 220.108 International Bank Securities.
1885. § 220.109 [Reserved]
1886. § 220.110 Assistance by Federal credit union to its members.
1887. § 220.111 Arranging for extensions of credit to be made by a bank.
1888. § 220.112 [Reserved]
1889. § 220.113 Necessity for prompt payment and delivery in special cash accounts.
1890. §§ 220.114-220.116 [Reserved]
1891. § 220.117 Exception to 90-day rule in special cash account.
1892. § 220.118 Time of payment for mutual fund shares purchased in a special cash account.
1893. § 220.119 Applicability of margin requirements to credit extended to corporation in connection with retirement of stock.
1894. § 220.120 [Reserved]
1895. § 220.121 Applicability of margin requirements to joint account between two creditors.
1896. § 220.122 “Deep in the money put and call options” as extensions of credit.
1897. § 220.123 Partial delayed issue contracts covering nonconvertible bonds.
1898. § 220.124 Installment sale of tax-shelter programs as “arranging” for credit.
1899. §§ 220.125-220.126 [Reserved]
1900. § 220.127 Independent broker/dealers arranging credit in connection with the sale of insurance premium funding programs.
1901. § 220.128 Treatment of simultaneous long and short positions in the same margin account when put or call options or combinations thereof on such stock are also outstanding in the account.
1902. §§ 220.129-220.130 [Reserved]
1903. § 220.131 Application of the arranging section to broker-dealer activities under SEC Rule 144A.
1904. § 220.132 Credit to brokers and dealers.
1905. PART 221 CREDIT BY BANKS AND PERSONS OTHER THAN BROKERS OR DEALERS FOR THE PURPOSE OF PURCHASING OR CARRYING MARGIN STOCK (REGULATION U)
1906. § 221.1 Authority, purpose, and scope.
1907. § 221.2 Definitions.
1908. § 221.3 General requirements.
1909. § 221.4 Employee stock option, purchase, and ownership plans.
1910. § 221.5 Special purpose loans to brokers and dealers.
1911. § 221.6 Exempted transactions.
1912. § 221.7 Supplement: Maximum loan value of margin stock and other collateral.
1913. 2 Interpretations
1914. § 221.101 Determination and effect of purpose of loan.
1915. § 221.102 Application to committed credit where funds are disbursed thereafter.
1916. § 221.103 Loans to brokers or dealers.
1917. § 221.104 Federal credit unions.
1918. § 221.105 Arranging for extensions of credit to be made by a bank.
1919. § 221.106 Reliance in “good faith” on statement of purpose of loan.
1920. § 221.107 Arranging loan to purchase open-end investment company shares.
1921. § 221.108 Effect of registration of stock subsequent to making of loan.
1922. § 221.109 Loan to open-end investment company.
1923. § 221.110 Questions arising under this part.
1924. § 221.111 Contribution to joint venture as extension of credit when the contribution is disproportionate to the contributor's share in the venture's profits or losses.
1925. § 221.112 Loans by bank in capacity as trustee.
1926. § 221.113 Loan which is secured indirectly by stock.
1927. § 221.114 Bank loans to purchase stock of American Telephone and Telegraph Company under Employees' Stock Plan.
1928. § 221.115 Accepting a purpose statement through the mail without benefit of face-to-face interview.
1929. § 221.116 Bank loans to replenish working capital used to purchase mutual fund shares.
1930. § 221.117 When bank in “good faith” has not relied on stock as collateral.
1931. § 221.118 Bank arranging for extension of credit by corporation.
1932. § 221.119 Applicability of plan-lender provisions to financing of stock options and stock purchase rights qualified or restricted under Internal Revenue Code.
1933. § 221.120 Allocation of stock collateral to purpose and nonpurpose credits to same customer.
1934. § 221.121 Extension of credit in certain stock option and stock purchase plans.
1935. § 221.122 Applicability of margin requirements to credit in connection with Insurance Premium Funding Programs.
1936. § 221.123 Combined credit for exercising employee stock options and paying income taxes incurred as a result of such exercise.
1937. § 221.124 Purchase of debt securities to finance corporate takeovers.
1938. § 221.125 Credit to brokers and dealers.
1939. PART 222 FAIR CREDIT REPORTING (REGULATION V)
1940. Subpart A General Provisions
1941. § 222.1 Purpose, scope, and effective dates.
1942. § 222.2 Examples.
1943. § 222.3 Definitions.
1944. B Subpart B [Reserved]
1945. Subpart C Affiliate Marketing
1946. § 222.20 Coverage and definitions.
1947. § 222.21 Affiliate marketing opt-out and exceptions.
1948. § 222.22 Scope and duration of opt-out.
1949. § 222.23 Contents of opt-out notice; consolidated and equivalent notices.
1950. § 222.24 Reasonable opportunity to opt out.
1951. § 222.25 Reasonable and simple methods of opting out.
1952. § 222.26 Delivery of opt-out notices.
1953. § 222.27 Renewal of opt-out.
1954. § 222.28 Effective date, compliance date, and prospective application.
1955. Subpart D Medical Information
1956. § 222.30 Obtaining or using medical information in connection with a determination of eligibility for credit.
1957. § 222.31 Limits on redisclosure of information.
1958. § 222.32 Sharing medical information with affiliates.
1959. Subpart E Duties of Furnishers of Information
1960. § 222.40 Scope.
1961. § 222.41 Definitions.
1962. § 222.42 Reasonable policies and procedures concerning the accuracy and integrity of furnished information.
1963. § 222.43 Direct disputes.
1964. F Subpart F [Reserved]
1965. Subpart H Duties of Users Regarding Risk-Based Pricing
1966. § 222.70 Scope.
1967. § 222.71 Definitions.
1968. § 222.72 General requirements for risk-based pricing notices.
1969. § 222.73 Content, form, and timing of risk-based pricing notices.
1970. § 222.74 Exceptions.
1971. § 222.75 Rules of construction.
1972. Subpart I Duties of Users of Consumer Reports Regarding Identity Theft
1973. §§ 222.80-222.81 [Reserved]
1974. § 222.82 Duties of users regarding address discrepancies.
1975. § 222.83 Disposal of consumer information.
1976. Subpart J Identity Theft Red Flags
1977. § 222.90 Duties regarding the detection, prevention, and mitigation of identity theft.
1978. § 222.91 Duties of card issuers regarding changes of address.
1979. 0
1980. Appendix B to Part 222 Model Notices of Furnishing Negative Information
1981. Appendix C to Part 222 Model Forms for Opt-Out Notices
1982. Appendix E to Part 222 Interagency Guidelines Concerning the Accuracy and Integrity of Information Furnished to Consumer Reporting Agencies
1983. Appendix H to Part 222 Model Forms for Risk-Based Pricing and Credit Score Disclosure Exception Notices
1984. Appendix J to Part 222 Interagency Guidelines on Identity Theft Detection, Prevention, and Mitigation
1985. PART 223 TRANSACTIONS BETWEEN MEMBER BANKS AND THEIR AFFILIATES (REGULATION W)
1986. Subpart A Introduction and Definitions
1987. § 223.1 Authority, purpose, and scope.
1988. § 223.2 What is an “affiliate” for purposes of sections 23A and 23B and this part?
1989. § 223.3 What are the meanings of the other terms used in sections 23A and 23B and this part?
1990. Subpart B General Provisions of Section 23A
1991. § 223.11 What is the maximum amount of covered transactions that a member bank may enter into with any single affiliate?
1992. § 223.12 What is the maximum amount of covered transactions that a member bank may enter into with all affiliates?
1993. § 223.13 What safety and soundness requirement applies to covered transactions?
1994. § 223.14 What are the collateral requirements for a credit transaction with an affiliate?
1995. § 223.15 May a member bank purchase a low-quality asset from an affiliate?
1996. § 223.16 What transactions by a member bank with any person are treated as transactions with an affiliate?
1997. Subpart C Valuation and Timing Principles Under Section 23A
1998. § 223.21 What valuation and timing principles apply to credit transactions?
1999. § 223.22 What valuation and timing principles apply to asset purchases?
2000. § 223.23 What valuation and timing principles apply to purchases of and investments in securities issued by an affiliate?
2001. § 223.24 What valuation principles apply to extensions of credit secured by affiliate securities?
2002. Subpart D Other Requirements Under Section 23A
2003. § 223.31 How does section 23A apply to a member bank's acquisition of an affiliate that becomes an operating subsidiary of the member bank after the acquisition?
2004. § 223.32 What rules apply to financial subsidiaries of a member bank?
2005. § 223.33 What rules apply to derivative transactions?
2006. Subpart E Exemptions from the Provisions of Section 23A
2007. § 223.41 What covered transactions are exempt from the quantitative limits and collateral requirements?
2008. § 223.42 What covered transactions are exempt from the quantitative limits, collateral requirements, and low-quality asset prohibition?
2009. § 223.43 What are the standards under which the Board may grant additional exemptions from the requirements of section 23A?
2010. Subpart F General Provisions of Section 23B
2011. § 223.51 What is the market terms requirement of section 23B?
2012. § 223.52 What transactions with affiliates or others must comply with section 23B's market terms requirement?
2013. § 223.53 What asset purchases are prohibited by section 23B?
2014. § 223.54 What advertisements and statements are prohibited by section 23B?
2015. § 223.55 What are the standards under which the Board may grant exemptions from the requirements of section 23B?
2016. § 223.56 What transactions are exempt from the market-terms requirement of section 23B?
2017. Subpart G Application of Sections 23A and 23B to U.S. Branches and Agencies of Foreign Banks
2018. § 223.61 How do sections 23A and 23B apply to U.S. branches and agencies of foreign banks?
2019. Subpart H Miscellaneous Interpretations
2020. § 223.71 How do sections 23A and 23B apply to transactions in which a member bank purchases from one affiliate an asset relating to another affiliate?
2021. Subpart I Savings Associations—Transactions with Affiliates
2022. § 223.72 Transactions with affiliates.
2023. PART 224 BORROWERS OF SECURITIES CREDIT (REGULATION X)
2024. § 224.1 Authority, purpose, and scope.
2025. § 224.2 Definitions.
2026. § 224.3 Margin regulations to be applied by nonexempted borrowers.
2027. PART 225 BANK HOLDING COMPANIES AND CHANGE IN BANK CONTROL (REGULATION Y)
2028. 5 Regulations
2029. Subpart A General Provisions
2030. § 225.1 Authority, purpose, and scope.
2031. § 225.2 Definitions.
2032. § 225.3 Administration.
2033. § 225.4 Corporate practices.
2034. § 225.5 Registration, reports, and inspections.
2035. § 225.6 Penalties for violations.
2036. § 225.7 Exceptions to tying restrictions.
2037. § 225.8 Capital planning and stress capital buffer requirement.
2038. § 225.9 Control over securities.
2039. § 225.10 Temporary relief for 2020 and 2021.
2040. Subpart B Acquisition of Bank Securities or Assets
2041. § 225.11 Transactions requiring Board approval.
2042. § 225.12 Transactions not requiring Board approval.
2043. § 225.13 Factors considered in acting on bank acquisition proposals.
2044. § 225.14 Expedited action for certain bank acquisitions by well-run bank holding companies.
2045. § 225.15 Procedures for other bank acquisition proposals.
2046. § 225.16 Public notice, comments, hearings, and other provisions governing applications and notices.
2047. § 225.17 Notice procedure for one-bank holding company formations.
2048. Subpart C Nonbanking Activities and Acquisitions by Bank Holding Companies
2049. § 225.21 Prohibited nonbanking activities and acquisitions; exempt bank holding companies.
2050. § 225.22 Exempt nonbanking activities and acquisitions.
2051. § 225.23 Expedited action for certain nonbanking proposals by well-run bank holding companies.
2052. § 225.24 Procedures for other nonbanking proposals.
2053. § 225.25 Hearings, alteration of activities, and other matters.
2054. § 225.26 Factors considered in acting on nonbanking proposals.
2055. § 225.27 Procedures for determining scope of nonbanking activities.
2056. § 225.28 List of permissible nonbanking activities.
2057. Subpart D Control and Divestiture Proceedings
2058. § 225.31 Control proceedings.
2059. § 225.32 Rebuttable presumptions of control of a company.
2060. § 225.33 Rebuttable presumption of noncontrol of a company.
2061. § 225.34 Total equity.
2062. Subpart E Change in Bank Control
2063. § 225.41 Transactions requiring prior notice.
2064. § 225.42 Transactions not requiring prior notice.
2065. § 225.43 Procedures for filing, processing, publishing, and acting on notices.
2066. § 225.44 Reporting of stock loans.
2067. Subpart F Limitations on Nonbank Banks
2068. § 225.52 Limitation on overdrafts.
2069. Subpart G Appraisal Standards for Federally Related Transactions
2070. § 225.61 Authority, purpose, and scope.
2071. § 225.62 Definitions.
2072. § 225.63 Appraisals required; transactions requiring a State certified or licensed appraiser.
2073. § 225.64 Minimum appraisal standards.
2074. § 225.65 Appraiser independence.
2075. § 225.66 Professional association membership; competency.
2076. § 225.67 Enforcement.
2077. Subpart H Notice of Addition or Change of Directors and Senior Executive Officers
2078. § 225.71 Definitions.
2079. § 225.72 Director and officer appointments; prior notice requirement.
2080. § 225.73 Procedures for filing, processing, and acting on notices; standards for disapproval; waiver of notice.
2081. Subpart I Financial Holding Companies
2082. § 225.81 What is a financial holding company?
2083. § 225.82 How does a bank holding company elect to become a financial holding company?
2084. § 225.83 What are the consequences of failing to continue to meet applicable capital and management requirements?
2085. § 225.84 What are the consequences of failing to maintain a satisfactory or better rating under the Community Reinvestment Act at all insured depository institution subsidiaries?
2086. § 225.85 Is notice to or approval from the Board required prior to engaging in a financial activity?
2087. § 225.86 What activities are permissible for any financial holding company?
2088. § 225.87 Is notice to the Board required after engaging in a financial activity?
2089. § 225.88 How to request the Board to determine that an activity is financial in nature or incidental to a financial activity?
2090. § 225.89 How to request approval to engage in an activity that is complementary to a financial activity?
2091. § 225.90 What are the requirements for a foreign bank to be treated as a financial holding company?
2092. § 225.91 How may a foreign bank elect to be treated as a financial holding company?
2093. § 225.92 How does an election by a foreign bank become effective?
2094. § 225.93 What are the consequences of a foreign bank failing to continue to meet applicable capital and management requirements?
2095. § 225.94 What are the consequences of an insured branch or depository institution failing to maintain a satisfactory or better rating under the Community Reinvestment Act?
2096. 6 Interpretations
2097. § 225.101 Bank holding company's subsidiary banks owning shares of nonbanking companies.
2098. § 225.102 Bank holding company indirectly owning nonbanking company through subsidiaries.
2099. § 225.103 Bank holding company acquiring stock by dividends, stock splits or exercise of rights.
2100. § 225.104 “Services” under section 4(c)(1) of Bank Holding Company Act.
2101. § 225.107 Acquisition of stock in small business investment company.
2102. § 225.109 “Services” under section 4(c)(1) of Bank Holding Company Act.
2103. § 225.111 Limit on investment by bank holding company system in stock of small business investment companies.
2104. § 225.112 Indirect control of small business concern through convertible debentures held by small business investment company.
2105. § 225.113 Services under section 4(a) of Bank Holding Company Act.
2106. § 225.115 Applicability of Bank Service Corporation Act in certain bank holding company situations.
2107. § 225.118 Computer services for customers of subsidiary banks.
2108. § 225.121 Acquisition of Edge corporation affiliate by State member banks of registered bank holding company.
2109. § 225.122 Bank holding company ownership of mortgage companies.
2110. § 225.123 Activities closely related to banking.
2111. § 225.124 Foreign bank holding companies.
2112. § 225.125 Investment adviser activities.
2113. § 225.126 Activities not closely related to banking.
2114. § 225.127 Investment in corporations or projects designed primarily to promote community welfare.
2115. § 225.129 Activities closely related to banking.
2116. § 225.130 Issuance and sale of short-term debt obligations by bank holding companies.
2117. § 225.131 Activities closely related to banking.
2118. § 225.132 Acquisition of assets.
2119. § 225.133 Computation of amount invested in foreign corporations under general consent procedures.
2120. § 225.134 Escrow arrangements involving bank stock resulting in a violation of the Bank Holding Company Act.
2121. § 225.136 Utilization of foreign subsidiaries to sell long-term debt obligations in foreign markets and to transfer the proceeds to their United States parent(s) for domestic purposes.
2122. § 225.137 Acquisitions of shares pursuant to section 4(c)(6) of the Bank Holding Company Act.
2123. § 225.138 Statement of policy concerning divestitures by bank holding companies.
2124. § 225.139 Presumption of continued control under section 2(g)(3) of the Bank Holding Company Act.
2125. § 225.140 Disposition of property acquired in satisfaction of debts previously contracted.
2126. § 225.141 Operations subsidiaries of a bank holding company.
2127. § 225.142 Statement of policy concerning bank holding companies engaging in futures, forward and options contracts on U.S. Government and agency securities and money market instruments.
2128. § 225.143 Policy statement on nonvoting equity investments by bank holding companies.
2129. § 225.145 Limitations established by the Competitive Equality Banking Act of 1987 on the activities and growth of nonbank banks.
2130. Subpart J Merchant Banking Investments
2131. § 225.170 What type of investments are permitted by this subpart, and under what conditions may they be made?
2132. § 225.171 What are the limitations on managing or operating a portfolio company held as a merchant banking investment?
2133. § 225.172 What are the holding periods permitted for merchant banking investments?
2134. § 225.173 How are investments in private equity funds treated under this subpart?
2135. § 225.174 What aggregate thresholds apply to merchant banking investments?
2136. § 225.175 What risk management, record keeping and reporting policies are required to make merchant banking investments?
2137. § 225.176 How do the statutory cross marketing and sections 23A and B limitations apply to merchant banking investments?
2138. § 225.177 Definitions.
2139. Subpart K Proprietary Trading and Relationships With Hedge Funds and Private Equity Funds
2140. § 225.180 Definitions.
2141. § 225.181 Conformance Period for Banking Entities Engaged in Prohibited Proprietary Trading or Private Fund Activities.
2142. § 225.182 Conformance Period for Nonbank Financial Companies Supervised by the Board Engaged in Proprietary Trading or Private Fund Activities.
2143. Subpart L Conditions to Orders
2144. 7 Conditions to Orders
2145. § 225.200 Conditions to Board's section 20 orders.
2146. Subpart M Minimum Requirements for Appraisal Management Companies
2147. § 225.190 Authority, purpose, and scope.
2148. § 225.191 Definitions.
2149. § 225.192 Appraiser panel—annual size calculation.
2150. § 225.193 Appraisal management company registration.
2151. § 225.194 Ownership limitations for State-registered appraisal management companies.
2152. § 225.195 Requirements for Federally regulated appraisal management companies.
2153. § 225.196 Information to be presented to the Appraisal Subcommittee by participating States.
2154. Subpart N Computer-Security Incident Notification
2155. § 225.300 Authority, purpose, and scope.
2156. § 225.301 Definitions.
2157. § 225.302 Notification.
2158. § 225.303 Bank service provider notification.
2159. Subpart O Quality Control Standards for Automated Valuation Models Used for Mortgage Lending Purposes
2160. § 225.350 Authority, purpose and scope.
2161. § 225.351 Definitions.
2162. § 225.352 Quality control standards.
2163. 0
2164. Appendix A to Part 225 Capital Adequacy Guidelines for Bank Holding Companies: Risk-Based Measure
2165. Appendix C to Part 225 Small Bank Holding Company and Savings and Loan Holding Company Policy Statement
2166. Appendix F to Part 225 Interagency Guidelines Establishing Information Security Standards
2167. PART 226 TRUTH IN LENDING (REGULATION Z)
2168. Subpart A General
2169. § 226.1 Authority, purpose, coverage, organization, enforcement, and liability.
2170. § 226.2 Definitions and rules of construction.
2171. § 226.3 Exempt transactions.
2172. § 226.4 Finance charge.
2173. Subpart B Open-End Credit
2174. § 226.5 General disclosure requirements.
2175. § 226.5a Credit and charge card applications and solicitations.
2176. § 226.5b Requirements for home equity plans.
2177. § 226.6 Account-opening disclosures.
2178. § 226.7 Periodic statement.
2179. § 226.8 Identifying transactions on periodic statements.
2180. § 226.9 Subsequent disclosure requirements.
2181. § 226.10 Payments.
2182. § 226.11 Treatment of credit balances; account termination.
2183. § 226.12 Special credit card provisions.
2184. § 226.13 Billing error resolution. 27
2185. § 226.14 Determination of annual percentage rate.
2186. § 226.15 Right of rescission.
2187. § 226.16 Advertising.
2188. Subpart C Closed-End Credit
2189. § 226.17 General disclosure requirements.
2190. § 226.18 Content of disclosures.
2191. § 226.19 Certain mortgage and variable-rate transactions.
2192. § 226.20 Subsequent disclosure requirements.
2193. § 226.21 Treatment of credit balances.
2194. § 226.22 Determination of annual percentage rate.
2195. § 226.23 Right of rescission.
2196. § 226.24 Advertising.
2197. Subpart D Miscellaneous
2198. § 226.25 Record retention.
2199. § 226.26 Use of annual percentage rate in oral disclosures.
2200. § 226.27 Language of disclosures.
2201. § 226.28 Effect on State laws.
2202. § 226.29 State exemptions.
2203. § 226.30 Limitation on rates.
2204. Subpart E Special Rules for Certain Home Mortgage Transactions
2205. § 226.31 General rules.
2206. § 226.32 Requirements for certain closed-end home mortgages.
2207. § 226.33 Requirements for reverse mortgages.
2208. § 226.34 Prohibited acts or practices in connection with credit subject to § 226.32.
2209. § 226.35 Prohibited acts or practices in connection with higher-priced mortgage loans.
2210. § 226.36 Prohibited acts or practices in connection with credit secured by a dwelling.
2211. §§ 226.37-226.38 [Reserved]
2212. § 226.39 Mortgage transfer disclosures.
2213. §§ 226.40-226.41 [Reserved]
2214. § 226.42 Valuation independence.
2215. § 226.43 Appraisals for higher-priced mortgage loans.
2216. §§ 226.44-226.45 [Reserved]
2217. Subpart F Special Rules for Private Education Loans
2218. § 226.46 Special disclosure requirements for private education loans.
2219. § 226.47 Content of disclosures.
2220. § 226.48 Limitations on private education loans.
2221. Subpart G Special Rules Applicable to Credit Card Accounts and Open-End Credit Offered to College Students
2222. § 226.51 Ability to Pay.
2223. § 226.52 Limitations on fees.
2224. § 226.53 Allocation of payments.
2225. § 226.54 Limitations on the imposition of finance charges.
2226. § 226.55 Limitations on increasing annual percentage rates, fees, and charges.
2227. § 226.56 Requirements for over-the-limit transactions.
2228. § 226.57 Reporting and marketing rules for college student open-end credit.
2229. § 226.58 Internet posting of credit card agreements.
2230. § 226.59 Reevaluation of rate increases.
2231. 0
2232. Appendix A to Part 226 Effect on State Laws
2233. Appendix B to Part 226 State Exemptions
2234. Appendix C to Part 226 Issuance of Staff Interpretations
2235. Appendix D to Part 226 Multiple Advance Construction Loans
2236. Appendix E to Part 226 Rules for Card Issuers That Bill on a Transaction-by-Transaction Basis
2237. Appendix F to Part 226 Optional Annual Percentage Rate Computations for Creditors Offering Open-End Plans Subject to the Requirements of § 226.5b
2238. Appendix G to Part 226 Open-End Model Forms and Clauses
2239. Appendix H to Part 226 Closed-End Model Forms and Clauses
2240. Appendix I to Part 226 Federal Enforcement Agencies
2241. Appendix J to Part 226 Annual Percentage Rate Computations for Closed-End Credit Transactions
2242. Appendix K to Part 226 Total Annual Loan Cost Rate Computations for Reverse Mortgage Transactions
2243. Appendix L to Part 226 Assumed Loan Periods for Computations of Total Annual Loan Cost Rates
2244. Appendix M1 to Part 226 Repayment Disclosures
2245. Appendix M2 to Part 226 Sample Calculations of Repayment Disclosures
2246. Appendix N to Part 226 Higher-Priced Mortgage Loan Appraisal Safe Harbor Review
2247. Appendix O to Part 226 Illustrative Written Source Documents for Higher-Priced Mortgage Loan Appraisal Rules
2248. Supplement I to Part 226 Official Staff Interpretations
2249. PART 228 COMMUNITY REINVESTMENT
2250. Subpart A General
2251. § 228.11 Authority, purposes, and scope.
2252. § 228.12 Definitions.
2253. § 228.13 Consideration of community development loans, community development investments, and community development services.
2254. § 228.14 Community development illustrative list; Confirmation of eligibility.
2255. § 228.15 Impact and responsiveness review of community development loans, community development investments, and community development services.
2256. Subpart B Geographic Considerations
2257. § 228.16 Facility-based assessment areas.
2258. § 228.17 Retail lending assessment areas.
2259. § 228.18 Outside retail lending areas.
2260. § 228.19 Areas for eligible community development loans, community development investments, and community development services.
2261. § 228.20 [Reserved]
2262. Subpart C Standards for Assessing Performance
2263. § 228.21 Evaluation of CRA performance in general.
2264. § 228.22 Retail lending test.
2265. § 228.23 Retail services and products test.
2266. § 228.24 Community development financing test.
2267. § 228.25 Community development services test.
2268. § 228.26 Limited purpose banks.
2269. § 228.27 Strategic plan.
2270. § 228.28 Assigned conclusions and ratings.
2271. § 228.29 Small bank performance evaluation.
2272. § 228.30 Intermediate bank performance evaluation.
2273. § 228.31 Effect of CRA performance on applications.
2274. Subpart D Records, Reporting, Disclosure, and Public Engagement Requirements
2275. § 228.42 Data collection, reporting, and disclosure.
2276. § 228.43 Content and availability of public file.
2277. § 228.44 Public notice by banks.
2278. § 228.45 Publication of planned examination schedule.
2279. § 228.46 Public engagement.
2280. Subpart E Transition Rules
2281. § 228.51 Applicability dates and transition provisions.
2282. 0
2283. Appendix A to Part 228 Calculations for the Retail Lending Test
2284. Appendix B to Part 228 Calculations for the Community Development Tests
2285. Appendix C to Part 228 Performance Test Conclusions
2286. Appendix D to Part 228 Ratings
2287. Appendix E to Part 228 Small Bank and Intermediate Bank Performance Evaluation Conclusions and Ratings
2288. Appendix F to Part 228 CRA Notice
2289. Appendix G to Part 228 Community Reinvestment Act (Regulation BB)
2290. PART 229 AVAILABILITY OF FUNDS AND COLLECTION OF CHECKS (REGULATION CC)
2291. Subpart A General
2292. § 229.1 Authority and purpose; organization.
2293. § 229.2 Definitions.
2294. § 229.3 Administrative enforcement.
2295. Subpart B Availability of Funds and Disclosure of Funds Availability Policies
2296. § 229.10 Next-day availability.
2297. § 229.11 Adjustment of dollar amounts.
2298. § 229.12 Availability schedule.
2299. § 229.13 Exceptions.
2300. § 229.14 Payment of interest.
2301. § 229.15 General disclosure requirements.
2302. § 229.16 Specific availability policy disclosure.
2303. § 229.17 Initial disclosures.
2304. § 229.18 Additional disclosure requirements.
2305. § 229.19 Miscellaneous.
2306. § 229.20 Relation to state law.
2307. § 229.21 Civil liability.
2308. Subpart C Collection of Checks
2309. § 229.30 Electronic checks and electronic information.
2310. § 229.31 Paying bank's responsibility for return of checks and notices of nonpayment.
2311. § 229.32 Returning bank's responsibility for return of checks.
2312. § 229.33 Depositary bank's responsibility for returned checks and notices of nonpayment.
2313. § 229.34 Warranties and indemnities.
2314. § 229.35 Indorsements.
2315. § 229.36 Presentment and issuance of checks.
2316. § 229.37 Variation by agreement.
2317. § 229.38 Liability.
2318. § 229.39 Insolvency of bank.
2319. § 229.40 Effect of merger transaction.
2320. § 229.41 Relation to State law.
2321. § 229.42 Exclusions.
2322. § 229.43 [Reserved]
2323. Subpart D Substitute Checks
2324. § 229.51 General provisions governing substitute checks.
2325. § 229.52 Substitute check warranties.
2326. § 229.53 Substitute check indemnity.
2327. § 229.54 Expedited recredit for consumers.
2328. § 229.55 Expedited recredit for banks.
2329. § 229.56 Liability.
2330. § 229.57 Consumer awareness.
2331. § 229.58 Mode of delivery of information.
2332. § 229.59 Relation to other law.
2333. § 229.60 Variation by agreement.
2334. 0
2335. Appendix A to Part 229 Routing Number Guide to Next-Day Availability Checks and Local Checks
2336. Appendix C to Part 229 Model Availability Policy Disclosures, Clauses, and Notices; Model Substitute Check Policy Disclosure and Notices
2337. Appendix E to Part 229 Commentary
2338. Appendix F to Part 229 Official Board Interpretations; Preemption Determinations
2339. CHAPTER II FEDERAL RESERVE SYSTEM (CONTINUED)
2340. SUBCHAPTER A BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM (CONTINUED)
2341. 230 PART 230 [RESERVED]
2342. PART 231 NETTING ELIGIBILITY FOR FINANCIAL INSTITUTION (REGULATION EE)
2343. § 231.1 Authority, purpose, and scope.
2344. § 231.2 Definitions.
2345. § 231.3 Qualification as a financial institution.
2346. PART 232 OBTAINING AND USING MEDICAL INFORMATION IN CONNECTION WITH CREDIT (REGULATION FF)
2347. § 232.1 Scope, general prohibition and definitions.
2348. § 232.2 Rule of construction for obtaining and using unsolicited medical information.
2349. § 232.3 Financial information exception for obtaining and using medical information.
2350. § 232.4 Specific exceptions for obtaining and using medical information.
2351. PART 233 PROHIBITION ON FUNDING OF UNLAWFUL INTERNET GAMBLING (REGULATION GG)
2352. § 233.1 Authority, purpose, collection of information, and incorporation by reference.
2353. § 233.2 Definitions.
2354. § 233.3 Designated payment systems.
2355. § 233.4 Exemptions.
2356. § 233.5 Policies and procedures required.
2357. § 233.6 Non-exclusive examples of policies and procedures.
2358. § 233.7 Regulatory enforcement.
2359. Appendix A to Part 233 Model Notice
2360. PART 234 DESIGNATED FINANCIAL MARKET UTILITIES (REGULATION HH)
2361. § 234.1 Authority, purpose, and scope.
2362. § 234.2 Definitions.
2363. § 234.3 Standards for designated financial market utilities.
2364. § 234.4 Changes to rules, procedures, or operations.
2365. § 234.5 Access to Federal Reserve Bank accounts and services.
2366. § 234.6 Interest on balances.
2367. PART 235 DEBIT CARD INTERCHANGE FEES AND ROUTING (REGULATION II)
2368. § 235.1 Authority and purpose.
2369. § 235.2 Definitions.
2370. § 235.3 Reasonable and proportional interchange transaction fees.
2371. § 235.4 Fraud-prevention adjustment.
2372. § 235.5 Exemptions.
2373. § 235.6 Prohibition on circumvention, evasion, and net compensation.
2374. § 235.7 Limitations on payment card restrictions.
2375. § 235.8 Reporting requirements and record retention.
2376. § 235.9 Administrative enforcement.
2377. § 235.10 Effective and compliance dates.
2378. Appendix A to Part 235 Official Board Commentary on Regulation II
2379. PART 237 SWAPS MARGIN AND SWAPS PUSH-OUT (REGULATION KK)
2380. Subpart A Margin and Capital Requirements for Covered Swap Entities (Regulation KK)
2381. § 237.1 Authority, purpose, scope, exemptions and compliance dates.
2382. § 237.2 Definitions.
2383. § 237.3 Initial margin.
2384. § 237.4 Variation margin.
2385. § 237.5 Netting arrangements, minimum transfer amount, and satisfaction of collecting and posting requirements.
2386. § 237.6 Eligible collateral.
2387. § 237.7 Segregation of collateral.
2388. § 237.8 Initial margin models and standardized amounts.
2389. § 237.9 Cross-border application of margin requirements.
2390. § 237.10 Documentation of margin matters.
2391. § 237.11 Special rules for affiliates.
2392. § 237.12 Capital.
2393. Appendix A to Subpart A to Part 237 Standardized Minimum Initial Margin Requirements for Non-Cleared Swaps and Non—Cleared Security-Based Swaps
2394. Appendix B to Subpart A to Part 237 Margin Values for Eligible Noncash Margin Collateral
2395. Subpart B Prohibition Against Federal Assistance to Swaps Entities
2396. § 237.20 Definitions.
2397. § 237.21 Definition of insured depository institution for purposes of section 716 of the Dodd-Frank Act.
2398. § 237.22 Transition period for insured depository institutions.
2399. PART 238 SAVINGS AND LOAN HOLDING COMPANIES (REGULATION LL)
2400. Subpart A General Provisions
2401. § 238.1 Authority, purpose and scope.
2402. § 238.2 Definitions.
2403. § 238.3 Administration.
2404. § 238.4 Records, reports, and inspections.
2405. § 238.5 Audit of savings association holding companies.
2406. § 238.6 Penalties for violations.
2407. § 238.7 Tying restriction exception.
2408. § 238.8 Safe and sound operations, and Small Bank Holding Company Policy Statement.
2409. § 238.9 Control over securities.
2410. § 238.10 Categorization of banking organizations.
2411. Subpart B Acquisitions of Saving Association Securities or Assets
2412. § 238.11 Transactions requiring Board approval.
2413. § 238.12 Transactions not requiring Board approval.
2414. § 238.13 Prohibited acquisitions.
2415. § 238.14 Procedural requirements.
2416. § 238.15 Factors considered in acting on applications.
2417. Subpart C Control Proceedings
2418. § 238.21 Control proceedings.
2419. § 238.22 Rebuttable presumptions of control of a company.
2420. § 238.23 Rebuttable presumption of noncontrol of a company.
2421. Subpart D Change in Bank Control
2422. § 238.31 Transactions requiring prior notice.
2423. § 238.32 Transactions not requiring prior notice.
2424. § 238.33 Procedures for filing, processing, publishing, and acting on notices.
2425. Subpart E Qualified Stock Issuances
2426. § 238.41 Qualified stock issuances by undercapitalized savings associations or holding companies.
2427. Subpart F Savings and Loan Holding Company Activities and Acquisitions
2428. § 238.51 Prohibited activities.
2429. § 238.52 Exempt savings and loan holding companies and grandfathered activities.
2430. § 238.53 Prescribed services and activities of savings and loan holding companies.
2431. § 238.54 Permissible bank holding company activities of savings and loan holding companies.
2432. Subpart G Financial Holding Company Activities
2433. § 238.61 Scope.
2434. § 238.62 Definitions.
2435. § 238.63 Requirements to engage in financial holding company activities.
2436. § 238.64 Election required.
2437. § 238.65 Election procedures.
2438. § 238.66 Ongoing requirements.
2439. Subpart H Notice of Change of Director or Senior Executive Officer
2440. § 238.71 Purpose.
2441. § 238.72 Definitions.
2442. § 238.73 Prior notice requirements.
2443. § 238.74 Filing and processing procedures.
2444. § 238.75 Standards for review.
2445. § 238.76 Waiting period.
2446. § 238.77 Waiver of prior notice requirement.
2447. Subpart I Prohibited Service at Savings and Loan Holding Companies
2448. § 238.81 Purpose.
2449. § 238.82 Definitions.
2450. § 238.83 Prohibited actions.
2451. § 238.84 Covered convictions or agreements to enter into pre-trial diversions or similar programs.
2452. § 238.85 Adjudications and offenses not covered.
2453. § 238.86 Exemptions.
2454. § 238.87 Filing procedures.
2455. § 238.88 Factors for review.
2456. § 238.89 Board action.
2457. § 238.90 Hearings.
2458. Subpart J Management Official Interlocks
2459. § 238.91 Authority, purpose, and scope.
2460. § 238.92 Definitions.
2461. § 238.93 Prohibitions.
2462. § 238.94 Interlocking relationships permitted by statute.
2463. § 238.95 Small market share exemption.
2464. § 238.96 General exemption.
2465. § 238.97 Change in circumstances.
2466. § 238.98 Enforcement.
2467. § 238.99 Interlocking relationships permitted pursuant to Federal Deposit Insurance Act.
2468. Subpart K Dividends by Subsidiary Savings Associations
2469. § 238.101 Authority and purpose.
2470. § 238.102 Definitions.
2471. § 238.103 Filing requirement.
2472. § 238.104 Board action and criteria for review.
2473. L Subpart L [Reserved]
2474. Subpart M Risk Committee Requirement for Covered Savings and Loan Holding Companies With Total Consolidated Assets of $50 Billion or More and Less Than $100 Billion
2475. § 238.118 Applicability.
2476. § 238.119 Risk committee requirement for covered savings and loan holding companies with total consolidated assets of $50 billion or more.
2477. Subpart N Risk Committee, Liquidity Risk Management, and Liquidity Buffer Requirements for Covered Savings and Loan Holding Companies With Total Consolidated Assets of $100 Billion or More
2478. § 238.120 Scope.
2479. § 238.121 Applicability.
2480. § 238.122 Risk-management and risk committee requirements.
2481. § 238.123 Liquidity risk-management requirements.
2482. § 238.124 Liquidity stress testing and buffer requirements.
2483. Subpart O Supervisory Stress Test Requirements for Covered Savings and Loan Holding Companies
2484. § 238.130 Definitions.
2485. § 238.131 Applicability.
2486. § 238.132 Analysis conducted by the Board.
2487. § 238.133 Data and information required to be submitted in support of the Board's analyses.
2488. § 238.134 Review of the Board's analysis; publication of summary results.
2489. § 238.135 Corporate use of stress test results.
2490. Subpart P Company-Run Stress Test Requirements for Savings and Loan Holding Companies
2491. § 238.140 Authority and purpose.
2492. § 238.141 Definitions.
2493. § 238.142 Applicability.
2494. § 238.143 Stress test.
2495. § 238.144 Methodologies and practices.
2496. § 238.145 Reports of stress test results.
2497. § 238.146 Disclosure of stress test results.
2498. Subpart Q Single Counterparty Credit Limits for Covered Savings and Loan Holding Companies
2499. § 238.150 Applicability and general provisions.
2500. § 238.151 Definitions.
2501. § 238.152 Credit exposure limits.
2502. § 238.153 Gross credit exposure.
2503. § 238.154 Net credit exposure.
2504. § 238.155 Investments in and exposures to securitization vehicles, investment funds, and other special purpose vehicles that are not subsidiaries of the covered company.
2505. § 238.156 Aggregation of exposures to more than one counterparty due to economic interdependence or control relationships.
2506. § 238.157 Exemptions.
2507. § 238.158 Compliance.
2508. Subpart R Company-Run Stress Test Requirements for Foreign Savings and Loan Holding Companies With Total Consolidated Assets Over $250 Billion
2509. § 238.160 Definitions.
2510. § 238.161 Applicability.
2511. § 238.162 Capital stress testing requirements.
2512. Subpart S Capital Planning and Stress Capital Buffer Requirement
2513. § 238.170 Capital planning and stress capital buffer requirement.
2514. PART 239 MUTUAL HOLDING COMPANIES (REGULATION MM)
2515. Subpart A General Provisions
2516. § 239.1 Authority, purpose, and scope.
2517. § 239.2 Definitions.
2518. Subpart B Mutual Holding Companies
2519. § 239.3 Mutual holding company reorganizations.
2520. § 239.4 Grounds for disapproval of reorganizations.
2521. § 239.5 Membership rights.
2522. § 239.6 Contents of Reorganization Plans.
2523. § 239.7 Acquisition and disposition of savings associations, savings and loan holding companies, and other corporations by mutual holding companies.
2524. § 239.8 Operating restrictions.
2525. § 239.9 Conversion or liquidation of mutual holding companies.
2526. § 239.10 Procedural requirements.
2527. § 239.11 Subsidiary holding companies.
2528. § 239.12 Communication between members of a mutual holding company.
2529. § 239.13 Charters.
2530. § 239.14 Charter amendments.
2531. § 239.15 Bylaws.
2532. § 239.16 Voluntary dissolution.
2533. Subpart C Subsidiary Holding Companies
2534. § 239.20 Scope.
2535. § 239.21 Charters.
2536. § 239.22 Charter amendments.
2537. § 239.23 Bylaws.
2538. § 239.24 Issuances of stock by subsidiary holding companies of mutual holding companies.
2539. § 239.25 Contents of Stock Issuance Plans.
2540. § 239.26 Shareholders.
2541. § 239.27 Board of directors.
2542. § 239.28 Officers.
2543. § 239.29 Certificates for shares and their transfer.
2544. § 239.30 Annual reports; books and records.
2545. § 239.31 Indemnification; employment contracts.
2546. Subpart D Indemnification; Employment Contracts
2547. § 239.40 Indemnification of directors, officers and employees.
2548. § 239.41 Employment contracts.
2549. Subpart E Conversions From Mutual to Stock Form
2550. § 239.50 Purpose and scope.
2551. § 239.51 Acquiring another insured stock depository institution as part of a conversion.
2552. § 239.52 Definitions.
2553. § 239.53 Prior to conversion.
2554. § 239.54 Plan of conversion.
2555. § 239.55 Filing requirements.
2556. § 239.56 Vote by members.
2557. § 239.57 Proxy solicitation.
2558. § 239.58 Offering circular.
2559. § 239.59 Offers and sales of stock.
2560. § 239.60 Completion of the offering.
2561. § 239.61 Completion of the conversion.
2562. § 239.62 Liquidation accounts.
2563. § 239.63 Post-conversion.
2564. § 239.64 Contributions to charitable organizations.
2565. § 239.65 Voluntary supervisory conversions.
2566. § 239.66 Board review of the voluntary supervisory conversion application.
2567. 0
2568. Appendix A to Part 239 Mutual Holding Company Model Charter
2569. Appendix B to Part 239 Subsidiary Holding Company of a Mutual Holding Company Model Charter
2570. Appendix C to Part 239 Mutual Holding Company Model Bylaws
2571. Appendix D to Part 239 Subsidiary Holding Company of a Mutual Holding Company Model Bylaws
2572. PART 240 RETAIL FOREIGN EXCHANGE TRANSACTIONS (REGULATION NN)
2573. § 240.1 Authority, purpose and scope.
2574. § 240.2 Definitions.
2575. § 240.3 Prohibited transactions.
2576. § 240.4 Notification.
2577. § 240.5 Application and closing out of offsetting long and short positions.
2578. § 240.6 Disclosure.
2579. § 240.7 Recordkeeping.
2580. § 240.8 Capital requirements.
2581. § 240.9 Margin requirements.
2582. § 240.10 Required reporting to customers.
2583. § 240.11 Unlawful representations.
2584. § 240.12 Authorization to trade.
2585. § 240.13 Trading and operational standards.
2586. § 240.14 Supervision.
2587. § 240.15 Notice of transfers.
2588. § 240.16 Customer dispute resolution.
2589. § 240.17 Reservation of authority.
2590. PART 241 SECURITIES HOLDING COMPANIES (REGULATION OO)
2591. § 241.1 Authority and purpose.
2592. § 241.2 Definitions.
2593. § 241.3 Registration as a supervised securities holding company.
2594. PART 242 DEFINITIONS RELATING TO TITLE I OF THE DODD-FRANK ACT (REGULATION PP)
2595. § 242.1 Authority and purpose.
2596. § 242.2 Definitions.
2597. § 242.3 Nonbank companies “predominantly engaged” in financial activities.
2598. § 242.4 Significant nonbank financial companies and significant bank holding companies.
2599. Appendix A to Part 242 Financial Activities for Purposes of Title I of the Dodd-Frank Act
2600. PART 243 RESOLUTION PLANS (REGULATION QQ)
2601. § 243.1 Authority and scope.
2602. § 243.2 Definitions.
2603. § 243.3 Critical operations.
2604. § 243.4 Resolution plan required.
2605. § 243.5 Informational content of a full resolution plan.
2606. § 243.6 Informational content of a targeted resolution plan.
2607. § 243.7 Informational content of a reduced resolution plan.
2608. § 243.8 Review of resolution plans; resubmission of deficient resolution plans.
2609. § 243.9 Failure to cure deficiencies on resubmission of a resolution plan.
2610. § 243.10 Consultation.
2611. § 243.11 No limiting effect or private right of action; confidentiality of resolution plans.
2612. § 243.12 Enforcement.
2613. § 243.13 Additional covered companies.
2614. PART 244 CREDIT RISK RETENTION (REGULATION RR)
2615. Subpart A Authority, Purpose, Scope and Definitions
2616. § 244.1 Authority, purpose, and scope.
2617. § 244.2 Definitions.
2618. Subpart B Credit Risk Retention
2619. § 244.3 Base risk retention requirement.
2620. § 244.4 Standard risk retention.
2621. § 244.5 Revolving pool securitizations.
2622. § 244.6 Eligible ABCP conduits.
2623. § 244.7 Commercial mortgage-backed securities.
2624. § 244.8 Federal National Mortgage Association and Federal Home Loan Mortgage Corporation ABS.
2625. § 244.9 Open market CLOs.
2626. § 244.10 Qualified tender option bonds.
2627. Subpart C Transfer of Risk Retention
2628. § 244.11 Allocation of risk retention to an originator.
2629. § 244.12 Hedging, transfer and financing prohibitions.
2630. Subpart D Exceptions and Exemptions
2631. § 244.13 Exemption for qualified residential mortgages.
2632. § 244.14 Definitions applicable to qualifying commercial loans, qualifying commercial real estate loans, and qualifying automobile loans.
2633. § 244.15 Qualifying commercial loans, commercial real estate loans, and automobile loans.
2634. § 244.16 Underwriting standards for qualifying commercial loans.
2635. § 244.17 Underwriting standards for qualifying CRE loans.
2636. § 244.18 Underwriting standards for qualifying automobile loans.
2637. § 244.19 General exemptions.
2638. § 244.20 Safe harbor for certain foreign-related transactions.
2639. § 244.21 Additional exemptions.
2640. § 244.22 Periodic review of the QRM definition, exempted three-to-four unit residential mortgage loans, and community-focused residential mortgage exemption.
2641. PART 246 SUPERVISION AND REGULATION ASSESSMENTS OF FEES (REGULATION TT)
2642. § 246.1 Authority, purpose and scope.
2643. § 246.2 Definitions.
2644. § 246.3 Assessed companies.
2645. § 246.4 Assessments.
2646. § 246.5 Notice of assessment and appeal.
2647. § 246.6 Collection of assessments; payment of interest.
2648. PART 248 PROPRIETARY TRADING AND CERTAIN INTERESTS IN AND RELATIONSHIPS WITH COVERED FUNDS (REGULATION VV)
2649. Subpart A Authority and Definitions
2650. § 248.1 Authority, purpose, scope, and relationship to other authorities.
2651. § 248.2 Definitions.
2652. Subpart B Proprietary Trading
2653. § 248.3 Prohibition on proprietary trading.
2654. § 248.4 Permitted underwriting and market making-related activities.
2655. § 248.5 Permitted risk-mitigating hedging activities.
2656. § 248.6 Other permitted proprietary trading activities.
2657. § 248.7 Limitations on permitted proprietary trading activities.
2658. §§ 248.8-248.9 [Reserved]
2659. Subpart C Covered Funds Activities and Investments
2660. § 248.10 Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund.
2661. § 248.11 Permitted organizing and offering, underwriting, and market making with respect to a covered fund.
2662. § 248.12 Permitted investment in a covered fund.
2663. § 248.13 Other permitted covered fund activities and investments.
2664. § 248.14 Limitations on relationships with a covered fund.
2665. § 248.15 Other limitations on permitted covered fund activities.
2666. § 248.16 Ownership of interests in and sponsorship of issuers of certain collateralized debt obligations backed by trust-preferred securities.
2667. §§ 248.17-248.19 [Reserved]
2668. Subpart D Compliance Program Requirement; Violations
2669. § 248.20 Program for compliance; reporting.
2670. § 248.21 Termination of activities or investments; penalties for violations.
2671. 0
2672. Appendix A to Part 248 Reporting and Recordkeeping Requirements for Covered Trading Activities
2673. PART 249 LIQUIDITY RISK MEASUREMENT, STANDARDS, AND MONITORING (REGULATION WW)
2674. Subpart A General Provisions
2675. § 249.1 Purpose and applicability.
2676. § 249.2 Reservation of authority.
2677. § 249.3 Definitions.
2678. § 249.4 Certain operational requirements.
2679. Subpart B Liquidity Coverage Ratio
2680. § 249.10 Liquidity coverage ratio.
2681. Subpart C High-Quality Liquid Assets
2682. § 249.20 High-quality liquid asset criteria.
2683. § 249.21 High-quality liquid asset amount.
2684. § 249.22 Requirements for eligible high-quality liquid assets.
2685. Subpart D Total Net Cash Outflow
2686. § 249.30 Total net cash outflow amount.
2687. § 249.31 Determining maturity.
2688. § 249.32 Outflow amounts.
2689. § 249.33 Inflow amounts.
2690. § 249.34 Cash flows related to Covered Federal Reserve Facility Funding.
2691. Subpart E Liquidity Coverage Shortfall
2692. § 249.40 Liquidity coverage shortfall: Supervisory framework.
2693. Subpart F Transitions
2694. § 249.50 Transitions.
2695. G Subparts G-I [Reserved]
2696. Subpart J Disclosures
2697. § 249.90 Timing, method and retention of disclosures.
2698. § 249.91 Disclosure requirements.
2699. Subpart K Net Stable Funding Ratio
2700. § 249.100 Net stable funding ratio.
2701. § 249.101 Determining maturity.
2702. § 249.102 Rules of construction.
2703. § 249.103 Calculation of available stable funding amount.
2704. § 249.104 ASF factors.
2705. § 249.105 Calculation of required stable funding amount.
2706. § 249.106 RSF factors.
2707. § 249.107 Calculation of NSFR derivatives amounts.
2708. § 249.108 Funding related to Covered Federal Reserve Facility Funding.
2709. § 249.109 Rules for consolidation.
2710. Subpart L Net Stable Funding Shortfall
2711. § 249.110 NSFR shortfall: Supervisory framework.
2712. Subpart M Transitions
2713. § 249.120 Transitions.
2714. Subpart N NSFR Public Disclosure
2715. § 249.130 Timing, method, and retention of disclosures.
2716. § 249.131 Disclosure requirements.
2717. PART 250 MISCELLANEOUS INTERPRETATIONS
2718. 1 Interpretations
2719. § 250.141 Member bank purchase of stock of “operations subsidiaries.”
2720. § 250.142 Meaning of “obligor or maker” in determining limitation on securities investments by member State banks.
2721. § 250.143 Member bank purchase of stock of foreign operations subsidiaries.
2722. § 250.160 Federal funds transactions.
2723. § 250.163 Inapplicability of amount limitations to “ineligible acceptances.”
2724. § 250.164 Bankers' acceptances.
2725. § 250.165 Bankers' acceptances: definition of participations.
2726. § 250.166 Treatment of mandatory convertible debt and subordinated notes of state member banks and bank holding companies as “capital”.
2727. § 250.180 Reports of changes in control of management.
2728. § 250.181 Reports of change in control of bank management incident to a merger.
2729. § 250.182 Terms defining competitive effects of proposed mergers.
2730. § 250.200 Investment in bank premises by holding company banks.
2731. § 250.220 Whether member bank acting as trustee is prohibited by section 20 of the Banking Act of 1933 from acquiring majority of shares of mutual fund.
2732. § 250.221 Issuance and sale of short-term debt obligations by bank holding companies.
2733. § 250.260 Miscellaneous interpretations; gold coin and bullion.
2734. 2 Interpretations of Section 32 of the Glass-Steagall Act
2735. § 250.400 Service of open-end investment company.
2736. § 250.401 Director serving member bank and closed-end investment company being organized.
2737. § 250.402 Service as officer, director, or employee of licensee corporation under the Small Business Investment Act of 1958.
2738. § 250.403 Service of member bank and real estate investment company.
2739. § 250.404 Serving as director of member bank and corporation selling own stock.
2740. § 250.405 No exception granted a special or limited partner.
2741. § 250.406 Serving member bank and investment advisor with mutual fund affiliation.
2742. § 250.407 Interlocking relationship involving securities affiliate of brokerage firm.
2743. § 250.408 Short-term negotiable notes of banks not securities under section 32, Banking Act of 1933.
2744. § 250.409 Investment for own account affects applicability of section 32.
2745. § 250.410 Interlocking relationships between bank and its commingled investment account.
2746. § 250.411 Interlocking relationships between member bank and variable annuity insurance company.
2747. § 250.412 Interlocking relationships between member bank and insurance company-mutual fund complex.
2748. § 250.413 “Bank-eligible” securities activities.
2749. PART 251 CONCENTRATION LIMIT (REGULATION XX)
2750. § 251.1 Authority, purpose, and other authorities.
2751. § 251.2 Definitions.
2752. § 251.3 Concentration limit.
2753. § 251.4 Exceptions to the concentration limit.
2754. § 251.5 No evasion.
2755. § 251.6 Reporting requirements.
2756. PART 252 ENHANCED PRUDENTIAL STANDARDS (REGULATION YY)
2757. Subpart A General Provisions
2758. § 252.1 Authority and purpose.
2759. § 252.2 Definitions.
2760. § 252.3 Reservation of authority.
2761. § 252.4 Nonbank financial companies supervised by the Board.
2762. § 252.5 Categorization of banking organizations.
2763. Subpart B Company-Run Stress Test Requirements for State Member Banks With Total Consolidated Assets Over $250 Billion
2764. § 252.10 [Reserved]
2765. § 252.11 Authority and purpose.
2766. § 252.12 Definitions.
2767. § 252.13 Applicability.
2768. § 252.14 Stress test.
2769. § 252.15 Methodologies and practices.
2770. § 252.16 Reports of stress test results.
2771. § 252.17 Disclosure of stress test results.
2772. Subpart C Risk Committee Requirement for Bank Holding Companies With Total Consolidated Assets of $50 Billion or More and Less Than $100 Billion
2773. § 252.20 [Reserved]
2774. § 252.21 Applicability.
2775. § 252.22 Risk committee requirement for bank holding companies with total consolidated assets of $50 billion or more.
2776. Subpart D Enhanced Prudential Standards for Bank Holding Companies With Total Consolidated Assets of $100 Billion or More
2777. § 252.30 Scope.
2778. § 252.31 Applicability.
2779. § 252.32 Risk-based and leverage capital and stress test requirements.
2780. § 252.33 Risk-management and risk committee requirements.
2781. § 252.34 Liquidity risk-management requirements.
2782. § 252.35 Liquidity stress testing and buffer requirements.
2783. Subpart E Supervisory Stress Test Requirements for Certain U.S. Banking Organizations With $100 Billion or More in Total Consolidated Assets and Nonbank Financial Companies Supervised by the Board
2784. § 252.40 [Reserved]
2785. § 252.41 Authority and purpose.
2786. § 252.42 Definitions.
2787. § 252.43 Applicability.
2788. § 252.44 Analysis conducted by the Board.
2789. § 252.45 Data and information required to be submitted in support of the Board's analyses.
2790. § 252.46 Review of the Board's analysis; publication of summary results.
2791. § 252.47 Corporate use of stress test results.
2792. Subpart F Company-Run Stress Test Requirements for Certain U.S. Bank Holding Companies and Nonbank Financial Companies Supervised by the Board
2793. § 252.50 [Reserved]
2794. § 252.51 Authority and purpose.
2795. § 252.52 Definitions.
2796. § 252.53 Applicability.
2797. § 252.54 Stress test.
2798. § 252.55 [Reserved]
2799. § 252.56 Methodologies and practices.
2800. § 252.57 Reports of stress test results.
2801. § 252.58 Disclosure of stress test results.
2802. Subpart G External Long-term Debt Requirement, External Total Loss-absorbing Capacity Requirement and Buffer, and Restrictions on Corporate Practices for U.S. Global Systemically Important Banking Organizations
2803. § 252.60 Applicability.
2804. § 252.61 Definitions.
2805. § 252.62 External long-term debt requirement.
2806. § 252.63 External total loss-absorbing capacity requirement and buffer.
2807. § 252.64 Restrictions on corporate practices of U.S. global systemically important banking organizations.
2808. § 252.65 Disclosure requirements.
2809. Subpart H Single-Counterparty Credit Limits
2810. § 252.70 Applicability and general provisions.
2811. § 252.71 Definitions.
2812. § 252.72 Credit exposure limits.
2813. § 252.73 Gross credit exposure.
2814. § 252.74 Net credit exposure.
2815. § 252.75 Investments in and exposures to securitization vehicles, investment funds, and other special purpose vehicles that are not subsidiaries of the covered company.
2816. § 252.76 Aggregation of exposures to more than one counterparty due to economic interdependence or control relationships.
2817. § 252.77 Exemptions.
2818. § 252.78 Compliance.
2819. Subpart I Requirements for Qualified Financial Contracts of Global Systemically Important Banking Organizations
2820. § 252.81 Definitions.
2821. § 252.82 Applicability.
2822. § 252.83 U.S. Special Resolution Regimes.
2823. § 252.84 Insolvency proceedings.
2824. § 252.85 Approval of enhanced creditor protection conditions.
2825. § 252.86 Foreign bank multi-branch master agreements.
2826. § 252.87 Identification of global systemically important foreign banking organizations.
2827. § 252.88 Exclusion of certain QFCs.
2828. J Subparts J-L [Reserved]
2829. Subpart M Risk Committee Requirement for Foreign Banking Organizations With Total Consolidated Assets of at Least $50 Billion but Less Than $100 Billion
2830. § 252.130 [Reserved]
2831. § 252.131 Applicability.
2832. § 252.132 Risk-committee requirements for foreign banking organizations with total consolidated assets of $50 billion or more but less than $100 billion.
2833. Subpart N Enhanced Prudential Standards for Foreign Banking Organizations With Total Consolidated Assets of $100 Billion or More and Combined U.S. Assets of Less Than $100 Billion
2834. § 252.140 Scope.
2835. § 252.142 Applicability.
2836. § 252.143 Risk-based and leverage capital requirements for foreign banking organizations with total consolidated assets of $250 billion or more and combined U.S. assets of less than $100 billion.
2837. § 252.144 Risk-management and risk-committee requirements for foreign banking organizations with total consolidated assets of $100 billion or more but combined U.S. assets of less than $100 billion.
2838. § 252.145 Liquidity risk-management requirements for foreign banking organizations with total consolidated assets of $250 billion or more and combined U.S. assets of less than $100 billion.
2839. § 252.146 Capital stress testing requirements for foreign banking organizations with total consolidated assets of $100 billion or more and combined U.S. assets of less than $100 billion.
2840. § 252.147 U.S. intermediate holding company requirement for foreign banking organizations with combined U.S. assets of less than $100 billion and U.S. non-branch assets of $50 billion or more.
2841. Subpart O Enhanced Prudential Standards for Foreign Banking Organizations With Total Consolidated Assets of $100 Billion or More and Combined U.S. Assets of $100 Billion or More
2842. § 252.150 Scope.
2843. § 252.151 [Reserved]
2844. § 252.152 Applicability.
2845. § 252.153 U.S. intermediate holding company requirement for foreign banking organizations with combined U.S. assets of $100 billion or more and U.S. non-branch assets of $50 billion or more.
2846. § 252.154 Risk-based and leverage capital requirements for foreign banking organizations with combined U.S. assets of $100 billion or more.
2847. § 252.155 Risk-management and risk-committee requirements for foreign banking organizations with combined U.S. assets of $100 billion or more.
2848. § 252.156 Liquidity risk-management requirements for foreign banking organizations with combined U.S. assets of $100 billion or more.
2849. § 252.157 Liquidity stress testing and buffer requirements for foreign banking organizations with combined U.S. assets of $100 billion or more.
2850. § 252.158 Capital stress testing requirements for foreign banking organizations with combined U.S. assets of $100 billion or more.
2851. Subpart P Covered IHC Long-Term Debt Requirement, Covered IHC Total Loss absorbing Capacity Requirement and Buffer, and Restrictions on Corporate Practices for Intermediate Holding Companies of Global Systemically Important Foreign Banking Organizations
2852. § 252.160 Applicability.
2853. § 252.161 Definitions.
2854. § 252.162 Covered IHC long-term debt requirement.
2855. § 252.163 Internal debt conversion order.
2856. § 252.164 Identification as a resolution Covered IHC or a non-resolution Covered IHC.
2857. § 252.165 Covered IHC total loss-absorbing capacity requirement and buffer.
2858. § 252.166 Restrictions on corporate practices of intermediate holding companies of global systemically important foreign banking organizations.
2859. § 252.167 Disclosure requirements for resolution Covered IHCs.
2860. Subpart Q Single-Counterparty Credit Limits
2861. § 252.170 Applicability and general provisions.
2862. § 252.171 Definitions.
2863. § 252.172 Credit exposure limits.
2864. § 252.173 Gross credit exposure.
2865. § 252.174 Net credit exposure.
2866. § 252.175 Investments in and exposures to securitization vehicles, investment funds, and other special purpose vehicles that are not affiliates of the covered foreign entity.
2867. § 252.176 Aggregation of exposures to more than one counterparty due to economic interdependence or control relationships.
2868. § 252.177 Exemptions.
2869. § 252.178 Compliance.
2870. R Subparts R-T [Reserved]
2871. Subpart U Debt-to-Equity Limits for U.S. Bank Holding Companies and Foreign Banking Organizations
2872. § 252.220 Debt-to-equity limits for U.S. bank holding companies.
2873. § 252.221 Debt-to-equity limits for foreign banking organizations.
2874. 0
2875. Appendix A to Part 252 Policy Statement on the Scenario Design Framework for Stress Testing
2876. Appendix B to Part 252 Stress Testing Policy Statement
2877. PART 253 REGULATIONS IMPLEMENTING THE ADJUSTABLE INTEREST RATE (LIBOR) ACT (REGULATION ZZ)
2878. § 253.1 Authority, purpose, and scope.
2879. § 253.2 Definitions.
2880. § 253.3 Applicability.
2881. § 253.4 Board-selected benchmark replacements.
2882. § 253.5 Benchmark replacement conforming changes.
2883. § 253.6 Preemption.
2884. § 253.7 Continuity of contract and safe harbor.
2885. Appendix A to Part 253 ISDA Protocol
2886. PART 261 RULES REGARDING AVAILABILITY OF INFORMATION
2887. Subpart A General
2888. § 261.1 Authority, purpose, and scope.
2889. § 261.2 Definitions.
2890. § 261.3 Custodian of records; certification; service; alternative authority.
2891. § 261.4 Prohibition against disclosure.
2892. Subpart B Published Information and Records Available to Public; Procedures for Requests
2893. § 261.10 Published information.
2894. § 261.11 Records available to the public upon request.
2895. § 261.12 Processing requests.
2896. § 261.13 Responses to requests.
2897. § 261.14 Appeals.
2898. § 261.15 Exemptions from disclosure.
2899. § 261.16 Fee schedules; waiver of fees.
2900. § 261.17 Request for confidential treatment.
2901. § 261.18 Process for addressing a submitter's request for confidential treatment.
2902. Subpart C Nonpublic Information Made Available to Supervised Financial Institutions, Governmental Agencies, and Others in Certain Circumstances
2903. § 261.20 General.
2904. § 261.21 Confidential supervisory information made available to supervised financial institutions.
2905. § 261.22 Nonpublic information made available by the Board to governmental agencies and entities exercising governmental authority.
2906. § 261.23 Other disclosure of confidential supervisory information.
2907. § 261.24 Subpoenas, orders compelling production, and other process.
2908. PART 261a RULES REGARDING ACCESS TO PERSONAL INFORMATION UNDER THE PRIVACY ACT 1974
2909. Subpart A General Provisions
2910. § 261a.1 Authority, purpose and scope.
2911. § 261a.2 Definitions.
2912. § 261a.3 Custodian of records; delegations of authority.
2913. § 261a.4 Fees.
2914. Subpart B Procedures for Requests by Individuals to Whom Record Pertains
2915. § 261a.5 Request for access to records.
2916. § 261a.6 Board procedures for responding to request for access.
2917. § 261a.7 Special procedures for medical records.
2918. § 261a.8 Request for amendment of record.
2919. § 261a.9 Board review of request for amendment of record.
2920. § 261a.10 Appeal of adverse determination of request for access or amendment.
2921. Subpart C Disclosure of Records
2922. § 261a.11 Restrictions on disclosure.
2923. § 261a.12 Exempt records.
2924. PART 261b RULES REGARDING PUBLIC OBSERVATION OF MEETINGS
2925. § 261b.1 Basis and scope.
2926. § 261b.2 Definitions.
2927. § 261b.3 Conduct of agency business.
2928. § 261b.4 Meetings open to public observation.
2929. § 261b.5 Exemptions.
2930. § 261b.6 Public announcement of meetings.
2931. § 261b.7 Meetings closed to public observation under expedited procedures.
2932. § 261b.8 Meetings closed to public observation under regular procedures.
2933. § 261b.9 Changes with respect to publicly announced meeting.
2934. § 261b.10 Certification of General Counsel.
2935. § 261b.11 Transcripts, recordings, and minutes.
2936. § 261b.12 Procedures for inspection and obtaining copies of transcriptions and minutes.
2937. § 261b.13 Fees.
2938. PART 262 RULES OF PROCEDURE
2939. Subpart A General Rules of Procedure
2940. § 262.1 Basis and scope.
2941. § 262.2 Procedure for regulations.
2942. § 262.3 Applications.
2943. § 262.4 Adjudication with formal hearing.
2944. § 262.5 Appearance and practice.
2945. § 262.6 Forms.
2946. § 262.7 Use of supervisory guidance.
2947. §§ 262.8-262.24 [Reserved]
2948. § 262.25 Policy statement regarding notice of applications; timeliness of comments; informal meetings.
2949. Subpart B Financial Data Transparency
2950. § 262.26 Definitions.
2951. §262.27 Establishment of standards.
2952. Appendix A to Part 262 Statement Clarifying the Role of Supervisory Guidance Statement Clarifying the Role of Supervisory Guidance
2953. PART 263 RULES OF PRACTICE FOR HEARINGS
2954. Subpart A Uniform Rules of Practice and Procedure
2955. § 263.1 Scope.
2956. § 263.2 Rules of construction.
2957. § 263.3 Definitions.
2958. § 263.4 Authority of the Board.
2959. § 263.5 Authority of the administrative law judge (“ALJ”).
2960. § 263.6 Appearance and practice in adjudicatory proceedings.
2961. § 263.7 Good faith certification.
2962. § 263.8 Conflicts of interest.
2963. § 263.9 Ex parte communications.
2964. § 263.10 Filing of papers.
2965. § 263.11 Service of papers.
2966. § 263.12 Construction of time limits.
2967. § 263.13 Change of time limits.
2968. § 263.14 Witness fees and expenses.
2969. § 263.15 Opportunity for informal settlement.
2970. § 263.16 The Board's right to conduct examination.
2971. § 263.17 Collateral attacks on adjudicatory proceeding.
2972. § 263.18 Commencement of proceeding and contents of notice.
2973. § 263.19 Answer.
2974. § 263.20 Amended pleadings.
2975. § 263.21 Failure to appear.
2976. § 263.22 Consolidation and severance of actions.
2977. § 263.23 Motions.
2978. § 263.24 Scope of document discovery.
2979. § 263.25 Request for document discovery from parties.
2980. § 263.26 Document subpoenas to nonparties.
2981. § 263.27 Deposition of witness unavailable for hearing.
2982. § 263.28 Interlocutory review.
2983. § 263.29 Summary disposition.
2984. § 263.30 Partial summary disposition.
2985. § 263.31 Scheduling and prehearing conferences.
2986. § 263.32 Prehearing submissions.
2987. § 263.33 Public hearings.
2988. § 263.34 Hearing subpoenas.
2989. § 263.35 Conduct of hearings.
2990. § 263.36 Evidence.
2991. § 263.37 Post-hearing filings.
2992. § 263.38 Recommended decision and filing of record.
2993. § 263.39 Exceptions to recommended decision.
2994. § 263.40 Review by the Board.
2995. § 263.41 Stays pending judicial review.
2996. Subpart B Board Local Rules Supplementing the Uniform Rules
2997. § 263.50 Purpose and scope.
2998. § 263.51 Definitions.
2999. § 263.52 Address for filing.
3000. § 263.53 Discovery depositions.
3001. § 263.54 Delegation to the Office of Financial Institution Adjudication.
3002. § 263.55 Board as Presiding Officer.
3003. § 263.56 Initial licensing proceedings.
3004. § 263.57 Sanctions relating to conduct in an adjudicatory proceeding.
3005. Subpart C Rules and Procedures for Assessment and Collection of Civil Money Penalties
3006. § 263.60 Scope.
3007. § 263.61 Opportunity for informal proceeding.
3008. § 263.62 Relevant considerations for assessment of civil penalty.
3009. § 263.63 Assessment order.
3010. § 263.64 Payment of civil penalty.
3011. § 263.65 Civil money penalty inflation adjustments.
3012. Subpart D Rules and Procedures Applicable to Suspension or Removal of an Institution-Affiliated Party Where a Felony is Charged or Proven
3013. § 263.70 Purpose and scope.
3014. § 263.71 Notice or order of suspension, removal, or prohibition.
3015. § 263.72 Request for informal hearing.
3016. § 263.73 Order for informal hearing.
3017. § 263.74 Decision of the Board.
3018. Subpart E Procedures for Issuance and Enforcement of Directives To Maintain Adequate Capital
3019. § 263.80 Purpose and scope.
3020. § 263.81 Definitions.
3021. § 263.82 Establishment of minimum capital levels.
3022. § 263.83 Issuance of capital directives.
3023. § 263.84 Enforcement of directive.
3024. § 263.85 Establishment of increased capital level for specific institutions.
3025. Subpart F Practice Before the Board
3026. § 263.90 Scope.
3027. § 263.91 Censure, suspension or debarment.
3028. § 263.92 Definitions.
3029. § 263.93 Eligibility to practice.
3030. § 263.94 Conduct warranting sanctions.
3031. § 263.95 Initiation of disciplinary proceeding.
3032. § 263.96 Conferences.
3033. § 263.97 Proceedings under this subpart.
3034. § 263.98 Effect of suspension, debarment or censure.
3035. § 263.99 Petition for reinstatement.
3036. Subpart G Rules Regarding Claims Under the Equal Access to Justice Act
3037. § 263.100 Authority and scope.
3038. § 263.101 Standards for awards.
3039. § 263.102 Prevailing party.
3040. § 263.103 Eligibility of applicants.
3041. § 263.104 Application for awards.
3042. § 263.105 Statement of net worth.
3043. § 263.106 Measure of awards.
3044. § 263.107 Statement of fees and expenses.
3045. § 263.108 Responses to application.
3046. § 263.109 Further proceedings.
3047. § 263.110 Recommended decision.
3048. § 263.111 Action by the Board.
3049. Subpart H Issuance and Review of Orders Pursuant to Prompt Corrective Action Provisions of the Federal Deposit Insurance Act
3050. § 263.201 Scope.
3051. § 263.202 Directives to take prompt regulatory action.
3052. § 263.203 Procedures for reclassifying a state member bank based on criteria other than capital.
3053. § 263.204 Order to dismiss a director or senior executive officer.
3054. § 263.205 Enforcement of directives.
3055. Subpart I Submission and Review of Safety and Soundness Compliance Plans and Issuance of Orders To Correct Safety and Soundness Deficiencies
3056. § 263.300 Scope.
3057. § 263.301 Purpose.
3058. § 263.302 Determination and notification of failure to meet safety and soundness standard and request for compliance plan.
3059. § 263.303 Filing of safety and soundness compliance plan.
3060. § 263.304 Issuance of orders to correct deficiencies and to take or refrain from taking other actions.
3061. § 263.305 Enforcement of orders.
3062. Subpart J Removal, Suspension, and Debarment of Accountants From Performing Audit Services
3063. § 263.400 Scope.
3064. § 263.401 Definitions.
3065. § 263.402 Removal, suspension, or debarment.
3066. § 263.403 Automatic removal, suspension, and debarment.
3067. § 263.404 Notice of removal, suspension, or debarment.
3068. § 263.405 Petition for reinstatement.
3069. Subpart K Formal Investigative Proceedings
3070. § 263.450 Scope.
3071. § 263.451 Definitions.
3072. § 263.452 Conduct of a formal investigative proceeding.
3073. § 263.453 Powers of the designated representative.
3074. § 263.454 Confidentiality of proceedings.
3075. § 263.455 Transcripts.
3076. § 263.456 Rights of witnesses.
3077. § 263.457 Subpoenas.
3078. Appendix A to Part 263 Rules Applicable to Proceedings Initiated Before April 1, 2024
3079. PART 264 EMPLOYEE RESPONSIBILITIES AND CONDUCT
3080. § 264.101 Cross-reference to employees' ethical conduct standards and financial disclosure regulations.
3081. PART 264a POST-EMPLOYMENT RESTRICTIONS FOR SENIOR EXAMINERS
3082. § 264a.1 What is the purpose and scope of this part?
3083. § 264a.2 Who is considered a senior examiner of the Federal Reserve?
3084. § 264a.3 What special post-employment restrictions apply to senior examiners?
3085. § 264a.4 When do these special restrictions become effective and may they be waived?
3086. § 264a.5 What are the penalties for violating these special post-employment restrictions?
3087. § 264a.6 What other definitions and rules of construction apply for purposes of this part?
3088. PART 264b RULES REGARDING FOREIGN GIFTS AND DECORATIONS
3089. § 264b.1 Purpose and scope.
3090. § 264b.2 Definitions.
3091. § 264b.3 Restrictions on acceptance of gifts and decorations.
3092. § 264b.4 Gifts of minimal value.
3093. § 264b.5 Gifts of more than minimal value.
3094. § 264b.6 Requirements for gifts of more than minimal value.
3095. § 264b.7 Decorations.
3096. § 264b.8 Disposition or retention of gifts and decorations deposited with the Office of the Secretary.
3097. § 264b.9 Enforcement.
3098. § 264b.10 Certain grants excluded.
3099. PART 265 RULES REGARDING DELEGATION OF AUTHORITY
3100. Subpart A General Provisions
3101. § 265.1 Authority, purpose, and scope.
3102. § 265.2 Delegation of functions generally.
3103. § 265.3 Board review of delegated actions.
3104. Subpart B Delegations of Authority
3105. § 265.4 Functions delegated to Board members or staff within the Division of Board Members.
3106. § 265.5 Functions delegated to the Secretary of the Board.
3107. § 265.6 Functions delegated to the General Counsel.
3108. § 265.7 Functions delegated to the Director of the Division of Supervision and Regulation.
3109. § 265.8 Functions delegated to the Director of the Division of Consumer and Community Affairs.
3110. § 265.9 Functions delegated to the Director of the Division of International Finance.
3111. § 265.10 Functions delegated to the Director of the Division of Monetary Affairs.
3112. § 265.11 Functions delegated to the Director of the Division of Reserve Bank Operations and Payment Systems.
3113. § 265.12 Functions delegated to the Secretary of the Federal Open Market Committee.
3114. § 265.13 Functions delegated to the Director of the Division of Financial Stability.
3115. §§ 265.14-265.19 [Reserved]
3116. § 265.20 Functions delegated to Federal Reserve Banks.
3117. PART 266 LIMITATIONS ON ACTIVITIES OF FORMER MEMBERS AND EMPLOYEES OF THE BOARD
3118. § 266.1 Basis and scope.
3119. § 266.2 Definitions.
3120. § 266.3 Limitations.
3121. § 266.4 Suspension of appearance privilege.
3122. § 266.5 Criminal penalties.
3123. PART 267 PROCEDURES FOR DEBT COLLECTION
3124. § 267.1 Purpose and scope.
3125. § 267.2 Definitions.
3126. § 267.3 Referral of debts for collection action, including offset.
3127. § 267.4 Administrative wage garnishment.
3128. § 267.5 Salary offset.
3129. § 267.6 Interest, penalties, and administrative costs.
3130. PART 268 RULES REGARDING EQUAL OPPORTUNITY
3131. Subpart A General Provisions and Administration
3132. § 268.1 Authority, purpose and scope.
3133. § 268.2 Definitions.
3134. Subpart B Board Program To Promote Equal Opportunity
3135. § 268.101 General policy for equal opportunity.
3136. § 268.102 Board program for equal employment opportunity.
3137. § 268.103 Complaints of discrimination covered by this part.
3138. § 268.104 Pre-complaint processing.
3139. § 268.105 Individual complaints.
3140. § 268.106 Dismissals of complaints.
3141. § 268.107 Investigation of complaints.
3142. § 268.108 Hearings.
3143. § 268.109 Final action by the Board.
3144. Subpart C Provisions Applicable to Particular Complaints
3145. § 268.201 Age Discrimination in Employment Act.
3146. § 268.202 Equal Pay Act.
3147. § 268.203 Rehabilitation Act.
3148. § 268.204 Class complaints.
3149. § 268.205 [Reserved]
3150. Subpart D Related Processes
3151. § 268.301 Negotiated grievance procedure.
3152. § 268.302 [Reserved]
3153. Subpart E Appeals to the Equal Employment Opportunity Commission
3154. § 268.401 Appeals to the Equal Employment Opportunity Commission.
3155. § 268.402 Time for appeals to the Equal Employment Opportunity Commission.
3156. § 268.403 How to appeal.
3157. § 268.404 Appellate Procedure.
3158. § 268.405 Decisions on appeals.
3159. § 268.406 Civil action: title VII, Age Discrimination in Employment Act and Rehabilitation Act.
3160. § 268.407 Civil action: Equal Pay Act.
3161. § 268.408 Effect of filing a civil action.
3162. Subpart F Remedies and Enforcement
3163. § 268.501 Remedies and relief.
3164. § 268.502 Compliance with final Commission decisions.
3165. § 268.503 Enforcement of final EEOC decisions.
3166. § 268.504 Compliance with settlement agreements and final actions.
3167. § 268.505 Interim relief.
3168. Subpart G Matters of General Applicability
3169. § 268.601 EEO group statistics.
3170. § 268.602 Reports to the Commission.
3171. § 268.603 Voluntary settlement attempts.
3172. § 268.604 Filing and computation of time.
3173. § 268.605 Representation and official time.
3174. § 268.606 Joint processing and consolidation of complaints.
3175. § 268.607 Delegation of authority.
3176. Subpart H Prohibition Against Discrimination in Board Programs and Activities Because of Physical or Mental Disability
3177. § 268.701 Purpose and application.
3178. § 268.702 Definitions.
3179. § 268.703 Notice.
3180. § 268.704 General prohibitions against discrimination.
3181. § 268.705 Employment.
3182. § 268.706 Program accessibility: Discrimination prohibited.
3183. § 268.707 Program accessibility: Existing facilities.
3184. § 268.708 Program accessibility: New construction and alterations.
3185. § 268.709 Communications.
3186. § 268.710 Compliance procedures.
3187. PART 269 POLICY ON LABOR RELATIONS FOR THE FEDERAL RESERVE BANKS
3188. § 269.1 Definition of a labor organization.
3189. § 269.2 Membership in a labor organization.
3190. § 269.3 Recognition of a labor organization and its relationship to a Federal Reserve Bank.
3191. § 269.4 Determination of appropriate bargaining unit.
3192. § 269.5 Elections.
3193. § 269.6 Unfair labor practices.
3194. § 269.7 Approval of agreement and required contents.
3195. § 269.8 Grievance procedures.
3196. § 269.9 Mediation of negotiation impasses.
3197. § 269.10 Time for internal labor organization business, consultations and negotiations.
3198. § 269.11 Federal Reserve System Labor Relations Panel.
3199. § 269.12 Amendment.
3200. PART 269a DEFINITIONS
3201. § 269a.1 Party.
3202. § 269a.2 Party in interest.
3203. § 269a.3 Intervenor.
3204. § 269a.4 Investigator.
3205. § 269a.5 Hearing officer.
3206. PART 269b CHARGES OF UNFAIR LABOR PRACTICES
3207. 3 Charges of Violations of § 269.6 (of the Policy)
3208. § 269b.110 Charges.
3209. § 269b.111 Filing of charges.
3210. § 269b.112 Contents of the charge.
3211. § 269b.113 Withdrawal or settlement.
3212. § 269b.120 Answer to a charge.
3213. § 269b.121 Contents of answer.
3214. 4 Preliminary Investigation
3215. § 269b.210 Referral to National Center for Dispute Settlement.
3216. § 269b.220 Priority; acceleration of proceedings.
3217. § 269b.230 Assessment of costs; posting of bond.
3218. § 269b.240 The investigation.
3219. 5 Appeal From the Center's Determination
3220. § 269b.310 Appeal rights.
3221. § 269b.320 Proceedings before the panel.
3222. 6 Formal Proceedings
3223. § 269b.410 Notice of hearing.
3224. § 269b.420 Designation of hearing officer.
3225. § 269b.430 Contents of notice of hearing.
3226. § 269b.440 Conduct of hearing.
3227. § 269b.441 Rights of parties.
3228. § 269b.442 Duties and powers of the hearing officer.
3229. § 269b.443 Motions before or after a hearing.
3230. § 269b.444 Objection to conduct of hearing; other motions during hearing.
3231. § 269b.450 Submission of hearing officer's report to the panel.
3232. 7 Panel Review of Hearing Officer's Report and Recommended Decision
3233. § 269b.510 Review by panel.
3234. § 269b.520 Exceptions to hearing officer's report.
3235. § 269b.530 Briefs in support of the hearing officer's report.
3236. § 269b.540 Action by the panel.
3237. 8 Compliance
3238. § 269b.610 Procedures.
3239. § 269b.620 Action by panel.
3240. 9 General Rules
3241. § 269b.710 Rules to be liberally construed.
3242. § 269b.720 Computation of time for filing papers.
3243. § 269b.730 Number of copies; form.
3244. § 269b.731 Signature.
3245. § 269b.740 Service of pleading and other paper; statement of service.
3246. § 269b.750 Requests for appearance of witnesses and production of documents.
3247. SUBCHAPTER B FEDERAL OPEN MARKET COMMITTEE
3248. PART 270 OPEN MARKET OPERATIONS OF FEDERAL RESERVE BANKS
3249. 10 Regulations Relating to Open Market Operations of Federal Reserve Banks
3250. § 270.1 Authority.
3251. § 270.2 Definitions.
3252. § 270.3 Governing principles.
3253. § 270.4 Transactions in obligations.
3254. PART 271 RULES REGARDING AVAILABILITY OF INFORMATION
3255. Subpart A General
3256. § 271.1 Authority, purpose, and scope.
3257. § 271.2 Definitions.
3258. § 271.3 Certification of record; service of subpoenas or other process.
3259. § 271.4 Prohibition against disclosure.
3260. Subpart B Published Information and Records Available to Public; Procedures for Requests
3261. § 271.10 Published information.
3262. § 271.11 Records available to the public upon request.
3263. § 271.12 Processing requests.
3264. § 271.13 Responses to requests.
3265. § 271.14 Appeals.
3266. § 271.15 Exemptions from disclosure.
3267. § 271.16 Fee schedules; waiver of fees.
3268. Subpart C Subpoenas, Orders Compelling Production, and Other Process
3269. § 271.20 Subpoenas, orders compelling production, and other process.
3270. PART 272 RULES OF PROCEDURE
3271. § 272.1 Authority.
3272. § 272.2 Functions of the Committee.
3273. § 272.3 Meetings.
3274. § 272.4 Committee actions.
3275. § 272.5 Notice and public procedure.
3276. PART 281 STATEMENTS OF POLICY
3277. § 281.1 Policy regarding the Government in the Sunshine Act.
3278. SUBCHAPTER C FEDERAL RESERVE SYSTEM LABOR RELATIONS PANEL
3279. 290-299 PARTS 290-299 [RESERVED]
3280. CHAPTER III FEDERAL DEPOSIT INSURANCE CORPORATION
3281. SUBCHAPTER A PROCEDURE AND RULES OF PRACTICE
3282. 300-301 PARTS 300-301 [RESERVED]
3283. PART 302 REGULATIONS GOVERNING BANK SUPERVISION
3284. Subpart A Use of Supervisory Guidance
3285. § 302.1 Purpose.
3286. § 302.2 Implementation of the Statement Clarifying the Role of Supervisory Guidance.
3287. § 302.3 Rule of construction.
3288. Subpart B Prohibition on Use of Reputation Risk by Regulators
3289. § 302.100 Prohibitions.
3290. 0
3291. Appendix A to Part 302 Statement Clarifying the Role of Supervisory Guidance
3292. PART 303 FILING PROCEDURES
3293. § 303.0 Scope.
3294. Subpart A Rules of General Applicability
3295. § 303.1 Scope.
3296. § 303.2 Definitions.
3297. § 303.3 General filing procedures.
3298. § 303.4 Computation of time.
3299. § 303.5 Effect of Community Reinvestment Act performance on filings.
3300. § 303.6 Investigations and examinations.
3301. § 303.7 Public notice requirements.
3302. § 303.8 Public access to filing.
3303. § 303.9 Comments.
3304. § 303.10 Hearings and other meetings.
3305. § 303.11 Decisions.
3306. § 303.12 Waivers.
3307. § 303.13 [Reserved]
3308. § 303.14 Being “engaged in the business of receiving deposits other than trust funds.”
3309. § 303.15 Certain limited liability companies deemed incorporated under State law.
3310. §§ 303.16-303.19 [Reserved]
3311. Subpart B Deposit Insurance
3312. § 303.20 Scope.
3313. § 303.21 Filing procedures.
3314. § 303.22 Processing.
3315. § 303.23 Public notice requirements.
3316. § 303.24 Application for deposit insurance for an interim institution.
3317. § 303.25 Continuation of deposit insurance upon withdrawing from membership in the Federal Reserve System.
3318. §§ 303.26-303.39 [Reserved]
3319. Subpart C Establishment and Relocation of Domestic Branches and Offices
3320. § 303.40 Scope.
3321. § 303.41 Definitions.
3322. § 303.42 Filing procedures.
3323. § 303.43 Processing.
3324. § 303.44 Special provisions.
3325. § 303.45 Financial education programs that include the provision of bank products and services.
3326. §§ 303.47-303.59 [Reserved]
3327. Subpart D Merger Transactions
3328. § 303.60 Scope.
3329. § 303.61 Definitions.
3330. § 303.62 Transactions requiring prior approval.
3331. § 303.63 Filing procedures.
3332. § 303.64 Processing.
3333. § 303.65 Public notice requirements.
3334. §§ 303.66-303.79 [Reserved]
3335. Subpart E Change in Bank Control
3336. § 303.80 Scope.
3337. § 303.81 Definitions.
3338. § 303.82 Transactions that require prior notice.
3339. § 303.83 Transactions that require notice, but not prior notice.
3340. § 303.84 Transactions that do not require notice.
3341. § 303.85 Filing procedures.
3342. § 303.86 Processing.
3343. § 303.87 Public notice requirements.
3344. § 303.88 Reporting of stock loans and changes in chief executive officers and directors.
3345. §§ 303.89-303.99 [Reserved]
3346. Subpart F Change of Director or Senior Executive Officer
3347. § 303.100 Scope.
3348. § 303.101 Definitions.
3349. § 303.102 Filing procedures and waiver of prior notice.
3350. § 303.103 Processing.
3351. §§ 303.104-303.119 [Reserved]
3352. Subpart G Activities of Insured State Banks
3353. § 303.120 Scope.
3354. § 303.121 Filing procedures.
3355. § 303.122 Processing.
3356. §§ 303.123-303.139 [Reserved]
3357. Subpart H Activities of Insured Savings Associations
3358. § 303.140 Scope.
3359. § 303.141 Filing procedures.
3360. § 303.142 Processing.
3361. §§ 303.143-303.159 [Reserved]
3362. Subpart I Mutual-To-Stock Conversions
3363. § 303.160 Scope.
3364. § 303.161 Filing procedures.
3365. § 303.162 Waiver from compliance.
3366. § 303.163 Processing.
3367. §§ 303.164-303.179 [Reserved]
3368. Subpart J International Banking
3369. § 303.180 Scope.
3370. § 303.181 Definitions.
3371. § 303.182 Establishing, moving or closing a foreign branch of an insured state nonmember bank.
3372. § 303.183 Investment by insured state nonmember banks in foreign organization.
3373. § 303.184 Moving an insured branch of a foreign bank.
3374. § 303.185 Merger transactions involving foreign banks or foreign organizations.
3375. § 303.186 Exemptions from insurance requirements for a state branch of a foreign bank.
3376. § 303.187 Approval for an insured state branch of a foreign bank to conduct activities not permissible for federal branches.
3377. §§ 303.188-303.199 [Reserved]
3378. Subpart K Prompt Corrective Action
3379. § 303.200 Scope.
3380. § 303.201 Filing procedures.
3381. § 303.202 Processing.
3382. § 303.203 Applications for capital distributions.
3383. § 303.204 Applications for acquisitions, branching, and new lines of business.
3384. § 303.205 Applications for bonuses and increased compensation for senior executive officers.
3385. § 303.206 Application for payment of principal or interest on subordinated debt.
3386. § 303.207 Restricted activities for critically undercapitalized institutions.
3387. §§ 303.208-303.219 [Reserved]
3388. Subpart L Section 19 of the Federal Deposit Insurance Act (Consent To Service of Persons Convicted of, or Who Have Program Entries for, Certain Criminal Offenses)
3389. § 303.220 What is section 19 of the Federal Deposit Insurance Act?
3390. § 303.221 Who is covered by section 19?
3391. § 303.222 Which offenses qualify as “Covered Offenses” under section 19?
3392. § 303.223 What constitutes a conviction under section 19?
3393. § 303.224 What constitutes a pretrial diversion or similar program under section 19?
3394. § 303.225 What are the types of applications that can be filed?
3395. § 303.226 When may an application be filed?
3396. § 303.227 De minimis Exemption.
3397. § 303.228 How to file an application.
3398. § 303.229 How an application is evaluated.
3399. § 303.230 What will the FDIC do if the application is denied?
3400. § 303.231 Waiting time for a subsequent application if an application is denied.
3401. Subpart M Other Filings
3402. § 303.240 General.
3403. § 303.241 Reduce or retire capital stock or capital debt instruments.
3404. § 303.242 Exercise of trust powers.
3405. § 303.243 Brokered deposits.
3406. § 303.244 Golden parachute and severance plan payments.
3407. § 303.245 Waiver of liability for commonly controlled depository institutions.
3408. § 303.246 Conversion with diminution of capital.
3409. § 303.247 Continue or resume status as an insured institution following termination under section 8 of the FDI Act.
3410. § 303.248 Truth in Lending Act—Relief from reimbursement.
3411. § 303.249 Management official interlocks.
3412. § 303.250 Modification of conditions.
3413. § 303.251 Extension of time.
3414. §§ 303.252-303.259 [Reserved]
3415. PART 304 FORMS, INSTRUCTIONS, AND REPORTS
3416. Subpart A In General
3417. § 304.1 Purpose.
3418. § 304.2 Where to obtain forms and instructions.
3419. § 304.3 Reports.
3420. §§ 304.4-304.10 [Reserved]
3421. Subpart B Implementation of Reduced Reporting Requirement
3422. § 304.11 Authority, purpose, and scope.
3423. § 304.12 Definitions.
3424. § 304.13 Reduced reporting.
3425. § 304.14 Reservation of authority.
3426. §§ 304.15-304.20 [Reserved]
3427. Subpart C Computer-Security Incident Notification
3428. § 304.21 Authority, purpose, and scope.
3429. § 304.22 Definitions.
3430. § 304.23 Notification.
3431. § 304.24 Bank service provider notification.
3432. §§ 304.25-304.29 [Reserved]
3433. Subpart D Financial Data Transparency
3434. § 304.30 Definitions.
3435. §304.31 Establishment of standards.
3436. PART 305 XXX
3437. 306 PART 306 [RESERVED]
3438. PART 307 CERTIFICATION OF ASSUMPTION OF DEPOSITS AND NOTIFICATION OF CHANGES OF INSURED STATUS
3439. § 307.1 Scope and purpose.
3440. § 307.2 Certification of assumption of deposit liabilities.
3441. § 307.3 Notice to depositors when insured status is voluntarily terminated and deposits are not assumed.
3442. Appendix A to Part 307 Transferring Institution Letterhead
3443. Appendix B to Part 307 Institution Letterhead
3444. PART 308 RULES OF PRACTICE AND PROCEDURE
3445. Subpart A Uniform Rules of Practice and Procedure
3446. § 308.0 Applicability date.
3447. § 308.1 Scope.
3448. § 308.2 Rules of construction.
3449. § 308.3 Definitions.
3450. § 308.4 Authority of the Board of Directors.
3451. § 308.5 Authority of the administrative law judge (ALJ).
3452. § 308.6 Appearance and practice in adjudicatory proceedings.
3453. § 308.7 Good faith certification.
3454. § 308.8 Conflicts of interest.
3455. § 308.9 Ex parte communications.
3456. § 308.10 Filing of papers.
3457. § 308.11 Service of papers.
3458. § 308.12 Construction of time limits.
3459. § 308.13 Change of time limits.
3460. § 308.14 Witness fees and expenses.
3461. § 308.15 Opportunity for informal settlement.
3462. § 308.16 FDIC's right to conduct examination.
3463. § 308.17 Collateral attacks on adjudicatory proceeding.
3464. § 308.18 Commencement of proceeding and contents of notice.
3465. § 308.19 Answer.
3466. § 308.20 Amended pleadings.
3467. § 308.21 Failure to appear.
3468. § 308.22 Consolidation and severance of actions.
3469. § 308.23 Motions.
3470. § 308.24 Scope of document discovery.
3471. § 308.25 Request for document discovery from parties.
3472. § 308.26 Document subpoenas to nonparties.
3473. § 308.27 Deposition of witness unavailable for hearing.
3474. § 308.28 Interlocutory review.
3475. § 308.29 Summary disposition.
3476. § 308.30 Partial summary disposition.
3477. § 308.31 Scheduling and prehearing conferences.
3478. § 308.32 Prehearing submissions.
3479. § 308.33 Public hearings.
3480. § 308.34 Hearing subpoenas.
3481. § 308.35 Conduct of hearings.
3482. § 308.36 Evidence.
3483. § 308.37 Post-hearing filings.
3484. § 308.38 Recommended decision and filing of record.
3485. § 308.39 Exceptions to recommended decision.
3486. § 308.40 Review by the Board of Directors.
3487. § 308.41 Stays pending judicial review.
3488. Subpart B General Rules of Procedure
3489. § 308.100 Applicability date.
3490. § 308.101 Scope of Local Rules.
3491. § 308.102 Authority of Board of Directors and Administrative Officer.
3492. § 308.103 Assignment of Administrative Law Judge (ALJ).
3493. § 308.104 Filings with the Board of Directors.
3494. § 308.105 Custodian of the record.
3495. § 308.106 Written testimony in lieu of oral hearing.
3496. § 308.107 Supplemental discovery rules.
3497. Subpart C Rules of Practice Before the FDIC and Standards of Conduct
3498. § 308.108 Sanctions.
3499. § 308.109 Suspension and disbarment.
3500. Subpart D Rules and Procedures Applicable to Proceedings Relating to Disapproval of Acquisition of Control
3501. § 308.110 Scope.
3502. § 308.111 Grounds for disapproval.
3503. § 308.112 Notice of disapproval.
3504. § 308.113 Answer to notice of disapproval.
3505. § 308.114 Burden of proof.
3506. Subpart E Rules and Procedures Applicable to Proceedings Relating to Assessment of Civil Penalties for Willful Violations of the Change in Bank Control Act
3507. § 308.115 Scope.
3508. § 308.116 Assessment of penalties.
3509. § 308.117 Effective date of, and payment under, an order to pay.
3510. § 308.118 Collection of penalties.
3511. Subpart F Rules and Procedures Applicable to Proceedings for Involuntary Termination of Insured Status
3512. § 308.119 Scope.
3513. § 308.120 Grounds for termination of insurance.
3514. § 308.121 Notification to primary regulator.
3515. § 308.122 Notice of intent to terminate.
3516. § 308.123 Notice to depositors.
3517. § 308.124 Involuntary termination of insured status for failure to receive deposits.
3518. § 308.125 Temporary suspension of deposit insurance.
3519. § 308.126 Special supervisory associations.
3520. Subpart G Rules and Procedures Applicable to Proceedings Relating to Cease-and-Desist Orders
3521. § 308.127 Scope.
3522. § 308.128 Grounds for cease-and-desist orders.
3523. § 308.129 Notice to state supervisory authority.
3524. § 308.130 Effective date of order and service on bank.
3525. § 308.131 Temporary cease-and-desist order.
3526. Subpart H Rules and Procedures Applicable to Proceedings Relating to Assessment and Collection of Civil Money Penalties for Violation of Cease-and-Desist Orders and of Certain Federal Statutes, Including Call Report Penalties
3527. § 308.132 Assessment of penalties.
3528. § 308.133 Effective date of, and payment under, an order to pay.
3529. Subpart I Rules and Procedures for Imposition of Sanctions Upon Municipal Securities Dealers or Persons Associated With Them and Clearing Agencies or Transfer Agents
3530. § 308.134 Scope.
3531. § 308.135 Grounds for imposition of sanctions.
3532. § 308.136 Notice to and consultation with the Securities and Exchange Commission.
3533. § 308.137 Effective date of order imposing sanctions.
3534. Subpart J Rules and Procedures Relating to Exemption Proceedings Under Section 12(h) of the Securities Exchange Act of 1934
3535. § 308.138 Scope.
3536. § 308.139 Application for exemption.
3537. § 308.140 Newspaper notice.
3538. § 308.141 Notice of hearing.
3539. § 308.142 Hearing.
3540. § 308.143 Decision of Board of Directors.
3541. Subpart K Procedures Applicable to Investigations Pursuant to Section 10(c) of the FDIA
3542. § 308.144 Scope.
3543. § 308.145 Conduct of investigation.
3544. § 308.146 Powers of person conducting investigation.
3545. § 308.147 Investigations confidential.
3546. § 308.148 Rights of witnesses.
3547. § 308.149 Service of subpoena.
3548. § 308.150 Transcripts.
3549. Subpart L Procedures and Standards Applicable to a Notice of Change in Senior Executive Officer or Director Pursuant to Section 32 of the FDIA
3550. § 308.151 Scope.
3551. § 308.152 Grounds for disapproval of notice.
3552. § 308.153 Procedures where notice of disapproval issues pursuant to § 303.103(c) of this chapter.
3553. § 308.154 Decision on review.
3554. § 308.155 Hearing.
3555. Subpart M Procedures Applicable to the Request for and Conduct of a Hearing (or the Request for Written Submissions in Lieu of a Hearing) After Denial of an Application Under Section 19 of the Federal Deposit Insurance Act
3556. § 308.156 Scope.
3557. § 308.157 Denial of applications.
3558. § 308.158 Hearings.
3559. §§ 308.159-308.160 [Reserved]
3560. Subpart N Rules and Procedures Applicable to Proceedings Relating to Suspension, Removal, and Prohibition Where a Felony ls Charged
3561. § 308.161 Scope.
3562. § 308.162 Relevant considerations.
3563. § 308.163 Notice of suspension or prohibition, and orders of removal or prohibition.
3564. § 308.164 Hearings.
3565. Subpart O Liability of Commonly Controlled Depository Institutions
3566. § 308.165 Scope.
3567. § 308.166 Grounds for assessment of liability.
3568. § 308.167 Notice of assessment of liability.
3569. § 308.168 Effective date of and payment under an order to pay.
3570. Subpart P Rules and Procedures Relating to the Recovery of Attorney Fees and Other Expenses
3571. § 308.169 Scope.
3572. § 308.170 Filing, content, and service of documents.
3573. § 308.171 Responses to application.
3574. § 308.172 Eligibility of applicants.
3575. § 308.173 Prevailing party.
3576. § 308.174 Standards for awards.
3577. § 308.175 Measure of awards.
3578. § 308.176 Application for awards.
3579. § 308.177 Statement of net worth.
3580. § 308.178 Statement of fees and expenses.
3581. § 308.179 Settlement negotiations.
3582. § 308.180 Further proceedings.
3583. § 308.181 Recommended decision.
3584. § 308.182 Board of Directors action.
3585. § 308.183 Payment of awards.
3586. Subpart Q Issuance and Review of Orders Pursuant to the Prompt Corrective Action Provisions of the Federal Deposit Insurance Act
3587. § 308.200 Scope.
3588. § 308.201 Directives to take prompt corrective action.
3589. § 308.202 Procedures for reclassifying an FDIC-supervised institution based on criteria other than capital.
3590. § 308.203 Order to dismiss a director or senior executive officer.
3591. § 308.204 Enforcement of directives.
3592. Subpart R Submission and Review of Safety and Soundness Compliance Plans and Issuance of Orders To Correct Safety and Soundness Deficiencies
3593. § 308.300 Scope.
3594. § 308.301 Purpose.
3595. § 308.302 Determination and notification of failure to meet a safety and soundness standard and request for compliance plan.
3596. § 308.303 Filing of safety and soundness compliance plan.
3597. § 308.304 Issuance of orders to correct deficiencies and to take or refrain from taking other actions.
3598. § 308.305 Enforcement of orders.
3599. Subpart S Applications for a Stay or Review of Actions of Bank Clearing Agencies
3600. § 308.400 Scope.
3601. § 308.401 Applications for stays of disciplinary sanctions or summary suspensions by a bank clearing agency.
3602. § 308.402 Applications for review of final disciplinary sanctions, denials of participation, or prohibitions or limitations of access to services imposed by bank clearing agencies.
3603. Subpart T Program Fraud Civil Remedies and Procedures
3604. § 308.500 Basis, purpose, and scope.
3605. § 308.501 Definitions.
3606. § 308.502 Basis for civil penalties and assessments.
3607. § 308.503 Investigations.
3608. § 308.504 Review by the reviewing official.
3609. § 308.505 Prerequisites for issuing a complaint.
3610. § 308.506 Complaint.
3611. § 308.507 Service of complaint.
3612. § 308.508 Answer.
3613. § 308.509 Default upon failure to file an answer.
3614. § 308.510 Referral of complaint and answer to the ALJ.
3615. § 308.511 Notice of hearing.
3616. § 308.512 Parties to the hearing.
3617. § 308.513 Separation of functions.
3618. § 308.514 Ex parte contacts.
3619. § 308.515 Disqualification of reviewing official or ALJ.
3620. § 308.516 Rights of parties.
3621. § 308.517 Authority of the ALJ.
3622. § 308.518 Prehearing conferences.
3623. § 308.519 Disclosure of documents.
3624. § 308.520 Discovery.
3625. § 308.521 Exchange of witness lists, statements, and exhibits.
3626. § 308.522 Subpoenas for attendance at hearing.
3627. § 308.523 Protective order.
3628. § 308.524 Witness fees.
3629. § 308.525 Form, filing, and service of papers.
3630. § 308.526 Computation of time.
3631. § 308.527 Motions.
3632. § 308.528 Sanctions.
3633. § 308.529 The hearing and burden of proof.
3634. § 308.530 Determining the amount of penalties and assessments.
3635. § 308.531 Location of hearing.
3636. § 308.532 Witnesses.
3637. § 308.533 Evidence.
3638. § 308.534 The record.
3639. § 308.535 Post-hearing briefs.
3640. § 308.536 Initial decision.
3641. § 308.537 Reconsideration of initial decision.
3642. § 308.538 Appeal to the Board of Directors.
3643. § 308.539 Stays ordered by the Department of Justice.
3644. § 308.540 Stay pending appeal.
3645. § 308.541 Judicial review.
3646. § 308.542 Collection of civil penalties and assessments.
3647. § 308.543 Right to administrative offset.
3648. § 308.544 Deposit in Treasury of United States.
3649. § 308.545 Compromise or settlement.
3650. § 308.546 Limitations.
3651. Subpart U Removal, Suspension, and Debarment of Accountants From Performing Audit Services
3652. § 308.600 Scope.
3653. § 308.601 Definitions.
3654. § 308.602 Removal, suspension, or debarment.
3655. § 308.603 Automatic removal, suspension, and debarment.
3656. § 308.604 Notice of removal, suspension, or debarment.
3657. § 308.605 Application for reinstatement.
3658. 0
3659. Appendix A to Part 308 Rules of Practice and Procedure
3660. PART 309 DISCLOSURE OF INFORMATION
3661. § 309.1 Purpose and scope.
3662. § 309.2 Definitions.
3663. § 309.3 Federal Register publication.
3664. § 309.4 Publicly available records.
3665. § 309.5 Procedures for requesting records.
3666. § 309.6 Disclosure of exempt records.
3667. § 309.7 Service of process.
3668. PART 310 PRIVACY ACT REGULATIONS
3669. § 310.1 Purpose and scope.
3670. § 310.2 Definitions.
3671. § 310.3 Procedures for requests pertaining to individual records in a system of records.
3672. § 310.4 Times, places, and requirements for identification of individuals making requests.
3673. § 310.5 Disclosure of requested information to individuals.
3674. § 310.6 Special procedures: Medical records.
3675. § 310.7 Request for amendment of record.
3676. § 310.8 Agency review of request for amendment of record.
3677. § 310.9 Appeal of adverse initial agency determination on access or amendment.
3678. § 310.10 Disclosure of record to person other than the individual to whom it pertains.
3679. § 310.11 Fees.
3680. § 310.12 Penalties.
3681. § 310.13 Exemptions.
3682. PART 311 RULES GOVERNING PUBLIC OBSERVATION OF MEETINGS OF THE CORPORATION'S BOARD OF DIRECTORS
3683. § 311.1 Purpose.
3684. § 311.2 Definitions.
3685. § 311.3 Meetings.
3686. § 311.4 Procedures for announcing meetings.
3687. § 311.5 Regular procedure for closing meetings.
3688. § 311.6 Expedited procedure for announcing and closing certain meetings.
3689. § 311.7 General Counsel certification.
3690. § 311.8 Transcripts and minutes of meetings.
3691. 312 PART 312 [RESERVED]
3692. PART 313 PROCEDURES FOR COLLECTION OF CORPORATE DEBT, CRIMINAL RESTITUTION DEBT, AND CIVIL MONEY PENALTY DEBT
3693. Subpart A Scope, Purpose, Definitions and Delegations of Authority
3694. § 313.1 Scope.
3695. § 313.2 Purpose.
3696. § 313.3 Definitions.
3697. § 313.4 Delegations of authority.
3698. §§ 313.5-313.19 [Reserved]
3699. Subpart B Administrative Offset
3700. § 313.20 Applicability and scope.
3701. § 313.21 Definitions.
3702. § 313.22 Collection.
3703. § 313.23 Offset prior to completion of procedures.
3704. § 313.24 Omission of procedures.
3705. § 313.25 Debtor's rights.
3706. § 313.26 Interest.
3707. § 313.27 Refunds.
3708. § 313.28 No requirement for duplicate notice.
3709. § 313.29 Requests for offset to other federal agencies.
3710. § 313.30 Requests for offset from other federal agencies.
3711. §§ 313.31-313.39 [Reserved]
3712. Subpart C Salary Offset
3713. § 313.40 Scope.
3714. § 313.41 Notice requirement where FDIC is creditor agency.
3715. § 313.42 Procedures to request a hearing.
3716. § 313.43 Failure to timely submit request for hearing.
3717. § 313.44 Procedure for hearing.
3718. § 313.45 Certification of debt by FDIC as creditor agency.
3719. § 313.46 Notice of salary offset where FDIC is the paying agency.
3720. § 313.47 Voluntary repayment agreements as alternative to salary offset where the FDIC is the creditor agency.
3721. § 313.48 Special review of repayment agreement or salary offset due to changed circumstances.
3722. § 313.49 Coordinating salary offset with other agencies.
3723. § 313.50 Interest, penalties, and administrative costs.
3724. § 313.51 Refunds.
3725. § 313.52 Request from a creditor agency for services of a hearing official.
3726. § 313.53 Non-waiver of rights by payments.
3727. § 313.54 Exception to due process procedures.
3728. § 313.55 Salary adjustments.
3729. §§ 313.56-313.79 [Reserved]
3730. Subpart D Administrative Wage Garnishment
3731. § 313.80 Scope and purpose.
3732. § 313.81 Notice.
3733. § 313.82 Debtor's rights.
3734. § 313.83 Form of hearing.
3735. § 313.84 Effect of timely request.
3736. § 313.85 Failure to timely request a hearing.
3737. § 313.86 Hearing official.
3738. § 313.87 Procedure.
3739. § 313.88 Format of hearing.
3740. § 313.89 Date of decision.
3741. § 313.90 Content of decision.
3742. § 313.91 Finality of agency action.
3743. § 313.92 Failure to appear.
3744. § 313.93 Wage garnishment order.
3745. § 313.94 Certification by employer.
3746. § 313.95 Amounts withheld.
3747. § 313.96 Exclusions from garnishment.
3748. § 313.97 Financial hardship.
3749. § 313.98 Ending garnishment.
3750. § 313.99 Prohibited actions by employer.
3751. § 313.100 Refunds.
3752. § 313.101 Right of action.
3753. §§ 313.102-313.119 [Reserved]
3754. Subpart E Tax Refund Offset
3755. § 313.120 Scope.
3756. § 313.121 Definitions.
3757. § 313.122 Notification of debt to FMS.
3758. § 313.123 Certification and referral of debt.
3759. § 313.124 Pre-offset notice and consideration of evidence.
3760. § 313.125 No requirement for duplicate notice.
3761. § 313.126 Referral of past-due, legally enforceable debt.
3762. § 313.127 Correcting and updating referral.
3763. § 313.128 Disposition of amounts collected.
3764. §§ 313.129-313.139 [Reserved]
3765. Subpart F Civil Service Retirement and Disability Fund Offset
3766. § 313.140 Future benefits.
3767. § 313.141 Notification to OPM.
3768. § 313.142 Request for administrative offset.
3769. § 313.143 Cancellation of deduction.
3770. Subpart G Mandatory Centralized Administrative Offset
3771. § 313.160 Treasury notification.
3772. § 313.161 Certification of debt.
3773. § 313.162 Compliance with 31 CFR part 285.
3774. § 313.163 Notification of debts of 180 days or less.
3775. §§ 313.164-313.180 [Reserved]
3776. Subpart H Civil Money Penalty Debt
3777. § 313.181 Scope.
3778. § 313.182 Purpose.
3779. § 313.183 Definitions.
3780. § 313.184 Collection of civil money penalty debt.
3781. §§ 313.185-313.190 [Reserved]
3782. PART 314 INDEXING OF SPECIFIED REGULATORY THRESHOLDS
3783. § 314.1 Threshold indexing.
3784. § 314.2 [Reserved]
3785. SUBCHAPTER B REGULATIONS AND STATEMENTS OF GENERAL POLICY
3786. PART 323 APPRAISALS
3787. Subpart A Appraisals Generally
3788. § 323.1 Authority, purpose, and scope.
3789. § 323.2 Definitions.
3790. § 323.3 Appraisals required; transactions requiring a State certified or licensed appraiser.
3791. § 323.4 Minimum appraisal standards.
3792. § 323.5 Appraiser independence.
3793. § 323.6 Professional association membership; competency.
3794. § 323.7 Enforcement.
3795. Subpart B Appraisal Management Company Minimum Requirements
3796. § 323.8 Authority, purpose, and scope.
3797. § 323.9 Definitions.
3798. § 323.10 Appraiser panel—annual size calculation.
3799. § 323.11 Appraisal management company registration.
3800. § 323.12 Ownership limitations for State-registered appraisal management companies.
3801. § 323.13 Requirements for Federally regulated appraisal management companies.
3802. § 323.14 Information to be presented to the Appraisal Subcommittee by participating States.
3803. Subpart C Quality Control Standards for Automated Valuation Models Used for Mortgage Lending Purposes
3804. § 323.15 Authority, purpose, and scope.
3805. § 323.16 Definitions.
3806. § 323.17 Quality control standards.
3807. PART 324 CAPITAL ADEQUACY OF FDIC-SUPERVISED INSTITUTIONS
3808. Subpart A General Provisions
3809. § 324.1 Purpose, applicability, reservations of authority, and timing.
3810. § 324.2 Definitions.
3811. § 324.3 Operational requirements for counterparty credit risk.
3812. § 324.4 Inadequate capital as an unsafe or unsound practice or condition.
3813. § 324.5 Issuance of directives.
3814. §§ 324.6-324.9 [Reserved]
3815. Subpart B Capital Ratio Requirements and Buffers
3816. § 324.10 Minimum capital requirements.
3817. § 324.11 Capital conservation buffer and countercyclical capital buffer amount.
3818. § 324.12 Community bank leverage ratio framework.
3819. §§ 324.13-324.19 [Reserved]
3820. Subpart C Definition of Capital
3821. § 324.20 Capital components and eligibility criteria for regulatory capital instruments.
3822. § 324.21 Minority interest.
3823. § 324.22 Regulatory capital adjustments and deductions.
3824. §§ 324.23-324.29 [Reserved]
3825. Subpart D Risk-Weighted Assets—Standardized Approach
3826. § 324.30 Applicability.
3827. 12 Risk-Weighted Assets for General Credit Risk
3828. § 324.31 Mechanics for calculating risk-weighted assets for general credit risk.
3829. § 324.32 General risk weights.
3830. § 324.33 Off-balance sheet exposures.
3831. § 324.34 Derivative contracts.
3832. § 324.35 Cleared transactions.
3833. § 324.36 Guarantees and credit derivatives: Substitution treatment.
3834. § 324.37 Collateralized transactions.
3835. 13 Risk-Weighted Assets for Unsettled Transactions
3836. § 324.38 Unsettled transactions.
3837. §§ 324.39-324.40 [Reserved]
3838. 14 Risk-Weighted Assets for Securitization Exposures
3839. § 324.41 Operational requirements for securitization exposures.
3840. § 324.42 Risk-weighted assets for securitization exposures.
3841. § 324.43 Simplified supervisory formula approach (SSFA) and the gross-up approach.
3842. § 324.44 Securitization exposures to which the SSFA and gross-up approach do not apply.
3843. § 324.45 Recognition of credit risk mitigants for securitization exposures.
3844. §§ 324.46-324.50 [Reserved]
3845. 15 Risk-Weighted Assets for Equity Exposures
3846. § 324.51 Introduction and exposure measurement.
3847. § 324.52 Simple risk-weight approach (SRWA).
3848. § 324.53 Equity exposures to investment funds.
3849. §§ 324.54-324.60 [Reserved]
3850. 16 Disclosures
3851. § 324.61 Purpose and scope.
3852. § 324.62 Disclosure requirements.
3853. § 324.63 Disclosures by FDIC-supervised institutions described in § 324.61.
3854. §§ 324.64-324.99 [Reserved]
3855. Subpart E Risk-Weighted Assets—Internal Ratings-Based and Advanced Measurement Approaches
3856. § 324.100 Purpose, applicability, and principle of conservatism.
3857. § 324.101 Definitions.
3858. §§ 324.102-324.120 [Reserved]
3859. 17 Qualification
3860. § 324.121 Qualification process.
3861. § 324.122 Qualification requirements.
3862. § 324.123 Ongoing qualification.
3863. § 324.124 Merger and acquisition transitional arrangements.
3864. §§ 324.125-324.130 [Reserved]
3865. 18 Risk-Weighted Assets for General Credit Risk
3866. § 324.131 Mechanics for calculating total wholesale and retail risk-weighted assets.
3867. § 324.132 Counterparty credit risk of repo-style transactions, eligible margin loans, and OTC derivative contracts.
3868. § 324.133 Cleared transactions.
3869. § 324.134 Guarantees and credit derivatives: PD substitution and LGD adjustment approaches.
3870. § 324.135 Guarantees and credit derivatives: Double default treatment.
3871. § 324.136 Unsettled transactions.
3872. §§ 324.137-324.140 [Reserved]
3873. 19 Risk-Weighted Assets for Securitization Exposures
3874. § 324.141 Operational criteria for recognizing the transfer of risk.
3875. § 324.142 Risk-weighted assets for securitization exposures.
3876. § 324.143 Supervisory formula approach (SFA).
3877. § 324.144 Simplified supervisory formula approach (SSFA).
3878. § 324.145 Recognition of credit risk mitigants for securitization exposures.
3879. §§ 324.146-324.150 [Reserved]
3880. 20 Risk-Weighted Assets for Equity Exposures
3881. § 324.151 Introduction and exposure measurement.
3882. § 324.152 Simple risk weight approach (SRWA).
3883. § 324.153 Internal models approach (IMA).
3884. § 324.154 Equity exposures to investment funds.
3885. § 324.155 Equity derivative contracts.
3886. §§ 324.161-324.160 [Reserved]
3887. 21 Risk-Weighted Assets for Operational Risk
3888. § 324.161 Qualification requirements for incorporation of operational risk mitigants.
3889. § 324.162 Mechanics of risk-weighted asset calculation.
3890. §§ 324.163-324.170 [Reserved]
3891. 22 Disclosures
3892. § 324.171 Purpose and scope.
3893. § 324.172 Disclosure requirements.
3894. § 324.173 Disclosures by certain advanced approaches FDIC-supervised institutions and Category III FDIC-supervised institutions.
3895. §§ 324.174-324.200 [Reserved]
3896. Subpart F Risk-Weighted Assets—Market Risk
3897. § 324.201 Purpose, applicability, and reservation of authority.
3898. § 324.202 Definitions.
3899. § 324.203 Requirements for application of this subpart F.
3900. § 324.204 Measure for market risk.
3901. § 324.205 VaR-based measure.
3902. § 324.206 Stressed VaR-based measure.
3903. § 324.207 Specific risk.
3904. § 324.208 Incremental risk.
3905. § 324.209 Comprehensive risk.
3906. § 324.210 Standardized measurement method for specific risk.
3907. § 324.211 Simplified supervisory formula approach (SSFA).
3908. § 324.212 Market risk disclosures.
3909. §§ 324.213-324.299 [Reserved]
3910. Subpart G Transition Provisions
3911. § 324.300 Transitions.
3912. § 324.301 Current expected credit losses (CECL) transition.
3913. § 324.302 Exposures Related the Money Market Mutual Fund Liquidity Facility.
3914. § 324.303 [Reserved]
3915. § 324.304 Temporary exclusions from total leverage exposure.
3916. § 324.305 Exposures related to the Paycheck Protection Program Lending Facility.
3917. §§ 324.306-324.399 [Reserved]
3918. Subpart H Prompt Corrective Action
3919. § 324.401 Authority, purpose, scope, other supervisory authority, disclosure of capital categories, and transition procedures.
3920. § 324.402 Notice of capital category.
3921. § 324.403 Capital measures and capital category definitions.
3922. § 324.404 Capital restoration plans.
3923. § 324.405 Mandatory and discretionary supervisory actions.
3924. PART 325 STRESS TESTING
3925. § 325.1 Authority, purpose, and reservation of authority.
3926. § 325.2 Definitions.
3927. § 325.3 Applicability.
3928. § 325.4 Periodic stress tests required.
3929. § 325.5 Methodologies and practices.
3930. § 325.6 Required reports of stress test results to the FDIC and the Board of Governors of the Federal Reserve System.
3931. § 325.7 Publication of stress test results.
3932. PART 326 MINIMUM SECURITY DEVICES AND PROCEDURES AND BANK SECRECY ACT 1 COMPLIANCE
3933. Subpart A Minimum Security Procedures
3934. § 326.0 Authority, purpose, and scope.
3935. § 326.1 Definitions.
3936. § 326.2 Designation of security officer.
3937. § 326.3 Security program.
3938. § 326.4 Reports.
3939. Subpart B Procedures for Monitoring Bank Secrecy Act Compliance
3940. § 326.8 Bank Secrecy Act compliance.
3941. PART 327 ASSESSMENTS
3942. Subpart A In General
3943. § 327.1 Purpose and scope.
3944. § 327.2 Certified statements.
3945. § 327.3 Payment of assessments.
3946. § 327.4 Assessment rates.
3947. § 327.5 Assessment base.
3948. § 327.6 Mergers and consolidations; other terminations of insurance.
3949. § 327.7 Payment of interest on assessment underpayments and overpayments.
3950. § 327.8 Definitions.
3951. § 327.9 [Reserved]
3952. § 327.10 Assessment rate schedules.
3953. § 327.11 Surcharges and assessments required to raise the reserve ratio of the DIF to 1.35 percent.
3954. § 327.12 Prepayment of quarterly risk-based assessments.
3955. § 327.13 Special assessment pursuant to March 12, 2023, systemic risk determination.
3956. § 327.15 Emergency special assessments.
3957. § 327.16 Assessment pricing methods—beginning the first assessment period after June 30, 2016, where the reserve ratio of the DIF as of the end of the prior assessment period has reached or exceeded 1.15 percent.
3958. § 327.17 Mitigating the Deposit Insurance Assessment Effect of Participation in the Money Market Mutual Fund Liquidity Facility, the Paycheck Protection Program Liquidity Facility, and the Paycheck Protection Program.
3959. Appendix A to Subpart A of Part 327 Method to Derive Pricing Multipliers and Uniform Amount
3960. Appendix B to Subpart A of Part 327 Conversion of Scorecard Measures into Score
3961. Appendix C to Subpart A of Part 327 Description of Concentration Measures
3962. Appendix D to Subpart A of Part 327 Description of the Loss Severity Measure
3963. Appendix E to Subpart A of Part 327 Mitigating the Deposit Insurance Assessment Effect of Participation in the Money Market Mutual Fund Liquidity Facility, the Paycheck Protection Program Liquidity Facility, and the Paycheck Protection Program
3964. Subpart B Implementation of One-Time Assessment Credit
3965. § 327.30 Purpose and scope.
3966. § 327.31 Definitions.
3967. § 327.32 Determination of aggregate credit amount.
3968. § 327.33 Determination of eligible institution's credit amount.
3969. § 327.34 Transferability of credits.
3970. § 327.35 Application of credits.
3971. § 327.36 Requests for review of credit amount.
3972. Subpart C Implementation of Dividend Requirements
3973. § 327.50 Dividends.
3974. PART 328 FDIC OFFICIAL SIGNS, ADVERTISEMENT OF MEMBERSHIP, FALSE ADVERTISING, MISREPRESENTATION OF INSURED STATUS, AND MISUSE OF THE FDIC'S NAME OR LOGO
3975. Subpart A FDIC Official Signs and Advertisement of Membership
3976. § 328.0 Purpose.
3977. § 328.1 Definitions.
3978. § 328.2 Official sign.
3979. § 328.3 Signs within institution premises and offering of non-deposit products within institution premises.
3980. § 328.4 Signs for automated teller machines (ATMs) and like devices.
3981. § 328.5 Signs for digital deposit-taking channels.
3982. § 328.6 Official advertising statement requirements.
3983. § 328.7 Prohibition against receiving deposits at same teller station or window as noninsured institution.
3984. § 328.8 Policies and procedures.
3985. Subpart B False Advertising, Misrepresentation of Insured Status, and Misuse of the FDIC's Name or Logo
3986. § 328.100 Scope.
3987. § 328.101 Definitions.
3988. § 328.102 Prohibition.
3989. § 328.103 Inquiries and complaints.
3990. § 328.104 Investigations of potential violations.
3991. § 328.105 Referral to appropriate authority.
3992. § 328.106 Informal resolution.
3993. § 328.107 Formal enforcement actions.
3994. § 328.108 Appeals process.
3995. § 328.109 Other actions preserved.
3996. PART 329 LIQUIDITY RISK MEASUREMENT STANDARDS
3997. Subpart A General Provisions
3998. § 329.1 Purpose and applicability.
3999. § 329.2 Reservation of authority.
4000. § 329.3 Definitions.
4001. § 329.4 Certain operational requirements.
4002. Subpart B Liquidity Coverage Ratio
4003. § 329.10 Liquidity coverage ratio.
4004. Subpart C High-Quality Liquid Assets
4005. § 329.20 High-quality liquid asset criteria.
4006. § 329.21 High-quality liquid asset amount.
4007. § 329.22 Requirements for eligible high-quality liquid assets.
4008. Subpart D Total Net Cash Outflow
4009. § 329.30 Total net cash outflow amount.
4010. § 329.31 Determining maturity.
4011. § 329.32 Outflow amounts.
4012. § 329.33 Inflow amounts.
4013. § 329.34 Cash flows related to Covered Federal Reserve Facility Funding.
4014. Subpart E Liquidity Coverage Shortfall
4015. § 329.40 Liquidity coverage shortfall: Supervisory framework.
4016. Subpart F Transitions
4017. § 329.50 Transitions.
4018. G Subparts G-J [Reserved]
4019. Subpart K Net Stable Funding Ratio
4020. § 329.100 Net stable funding ratio.
4021. § 329.101 Determining maturity.
4022. § 329.102 Rules of construction.
4023. § 329.103 Calculation of available stable funding amount.
4024. § 329.104 ASF factors.
4025. § 329.105 Calculation of required stable funding amount.
4026. § 329.106 RSF factors.
4027. § 329.107 Calculation of NSFR derivatives amounts.
4028. § 329.108 Funding related to Covered Federal Reserve Facility Funding.
4029. § 329.109 Rules for consolidation.
4030. Subpart L Net Stable Funding Shortfall
4031. § 329.110 NSFR shortfall: supervisory framework.
4032. Subpart M Transitions
4033. § 329.120 Transitions.
4034. PART 330 DEPOSIT INSURANCE COVERAGE
4035. § 330.1 Definitions.
4036. § 330.2 Purpose.
4037. § 330.3 General principles.
4038. § 330.4 Continuation of separate deposit insurance after merger of insured depository institutions.
4039. § 330.5 Recognition of deposit ownership and fiduciary relationships.
4040. § 330.6 Single ownership accounts.
4041. § 330.7 Accounts held by an agent, nominee, guardian, custodian or conservator.
4042. § 330.8 Annuity contract accounts.
4043. § 330.9 Joint ownership accounts.
4044. § 330.10 Trust accounts.
4045. § 330.11 Accounts of a corporation, partnership or unincorporated association.
4046. § 330.12 Accounts held by a depository institution as the trustee of an irrevocable trust.
4047. § 330.13 [Reserved]
4048. § 330.14 Retirement and other employee benefit plan accounts.
4049. § 330.15 Accounts held by government depositors.
4050. § 330.16 [Reserved]
4051. § 330.101 Premiums.
4052. PART 331 FEDERAL INTEREST RATE AUTHORITY
4053. § 331.1 Authority, purpose, and scope.
4054. § 331.2 Definitions.
4055. § 331.3 Application of host State law.
4056. § 331.4 Interest rate authority.
4057. PART 332 PRIVACY OF CONSUMER FINANCIAL INFORMATION
4058. § 332.1 Purpose and scope.
4059. § 332.2 Model privacy form and examples.
4060. § 332.3 Definitions.
4061. Subpart A Privacy and Opt Out Notices
4062. § 332.4 Initial privacy notice to consumers required.
4063. § 332.5 Annual privacy notice to customers required.
4064. § 332.6 Information to be included in privacy notices.
4065. § 332.7 Form of opt out notice to consumers; opt out methods.
4066. § 332.8 Revised privacy notices.
4067. § 332.9 Delivering privacy and opt out notices.
4068. Subpart B Limits on Disclosures
4069. § 332.10 Limits on disclosure of non-public personal information to nonaffiliated third parties.
4070. § 332.11 Limits on redisclosure and reuse of information.
4071. § 332.12 Limits on sharing account number information for marketing purposes.
4072. Subpart C Exceptions
4073. § 332.13 Exception to opt out requirements for service providers and joint marketing.
4074. § 332.14 Exceptions to notice and opt out requirements for processing and servicing transactions.
4075. § 332.15 Other exceptions to notice and opt out requirements.
4076. Subpart D Relation to Other Laws; Effective Date
4077. § 332.16 Protection of Fair Credit Reporting Act.
4078. § 332.17 Relation to State laws.
4079. § 332.18 Effective date; transition rule.
4080. 0
4081. Appendix A to Part 332 Model Privacy Form
4082. PART 333 EXTENSION OF CORPORATE POWERS
4083. 23 Regulations
4084. § 333.1 Classification of general character of business.
4085. § 333.2 Change in general character of business.
4086. § 333.3 Consent required for exercise of trust powers.
4087. § 333.4 Conversions from mutual to stock form.
4088. 24 Interpretations
4089. § 333.101 Prior consent not required.
4090. PART 334 FAIR CREDIT REPORTING
4091. Subpart A General Provisions
4092. § 334.1 Purpose and scope.
4093. § 334.2 Examples.
4094. § 334.3 Definitions.
4095. B Subparts B-H [Reserved]
4096. Subpart I Records Disposal
4097. §§ 334.80-334.82 [Reserved]
4098. § 334.83 Disposal of consumer information.
4099. Subpart J Identity Theft Red Flags
4100. § 334.90 Duties regarding the detection, prevention, and mitigation of identity theft.
4101. § 334.91 Duties of card issuers regarding changes of address.
4102. Appendix J to Part 334 Interagency Guidelines on Identity Theft Detection, Prevention, and Mitigation
4103. PART 335 SECURITIES OF STATE NONMEMBER BANKS AND STATE SAVINGS ASSOCIATIONS
4104. § 335.101 Scope of part, authority and OMB control number.
4105. § 335.111 Forms and schedules.
4106. § 335.121 Listing standards related to audit committees.
4107. § 335.201 Securities exempted from registration.
4108. § 335.211 Registration and reporting.
4109. § 335.221 Forms for registration of securities and cross reference to Regulation FD (Fair Disclosure).
4110. § 335.231 Certification, suspension of trading, and removal from listing by exchanges.
4111. § 335.241 Unlisted trading.
4112. § 335.251 Forms for notification of action taken by national securities exchanges.
4113. § 335.261 Exemptions, terminations, and definitions.
4114. § 335.301 Reports of issuers of securities registered pursuant to section 12.
4115. § 335.311 Forms for annual, quarterly, current, and other reports of issuers.
4116. § 335.321 Maintenance of records and issuer's representations in connection with required reports.
4117. § 335.331 Acquisition statements, acquisition of securities by issuers, and other matters.
4118. § 335.401 Solicitations of proxies.
4119. § 335.501 Tender offers.
4120. § 335.601 Requirements of section 16 of the Securities Exchange Act of 1934.
4121. § 335.611 Initial statement of beneficial ownership of securities (Form 3).
4122. § 335.612 Statement of changes in beneficial ownership of securities (Form 4).
4123. § 335.613 Annual statement of beneficial ownership of securities (Form 5).
4124. § 335.701 Filing requirements, public reference, and confidentiality.
4125. § 335.801 Inapplicable SEC regulations; FDIC substituted regulations; additional information.
4126. PART 336 FDIC EMPLOYEES
4127. Subpart A Employee Responsibilities and Conduct
4128. § 336.1 Cross-reference to employee ethical conduct standards and financial disclosure regulations.
4129. Subpart B Minimum Standards of Fitness for Employment With the Federal Deposit Insurance Corporation
4130. § 336.2 Authority, purpose and scope.
4131. § 336.3 Definitions.
4132. § 336.4 Minimum standards for appointment to a position with the FDIC.
4133. § 336.5 Minimum standards for employment with the FDIC.
4134. § 336.6 Verification of compliance.
4135. § 336.7 Employee responsibility, counseling and distribution of regulation.
4136. § 336.8 Sanctions and remedial actions.
4137. § 336.9 Finality of determination.
4138. Subpart C One-Year Restriction on Post-Employment Activities of Senior Examiners
4139. § 336.10 Purpose and scope.
4140. § 336.11 Definitions.
4141. § 336.12 One-year post-employment restriction.
4142. § 336.13 Penalties.
4143. PART 337 UNSAFE AND UNSOUND BANKING PRACTICES
4144. § 337.1 Scope.
4145. § 337.2 Standby letters of credit.
4146. § 337.3 Limits on extensions of credit to executive officers, directors, and principal shareholders of FDIC-supervised institutions.
4147. § 337.4 [Reserved]
4148. § 337.5 Exemption.
4149. § 337.6 Brokered deposits.
4150. § 337.7 Interest rate restrictions.
4151. §§ 337.8-337.9 [Reserved]
4152. § 337.10 Waiver.
4153. § 337.11 Effect on other banking practices.
4154. § 337.12 Frequency of examination.
4155. PART 338 FAIR HOUSING
4156. Subpart A Advertising
4157. § 338.1 Purpose.
4158. § 338.2 Definitions applicable to this subpart.
4159. § 338.3 Nondiscriminatory advertising.
4160. § 338.4 Fair housing poster.
4161. Subpart B Recordkeeping
4162. § 338.5 Purpose.
4163. § 338.6 Definitions applicable to this subpart.
4164. § 338.7 Recordkeeping requirements.
4165. § 338.8 Compilation of loan data in register format.
4166. § 338.9 Mortgage lending of a controlled entity.
4167. PART 339 LOANS IN AREAS HAVING SPECIAL FLOOD HAZARDS
4168. § 339.1 Authority, purpose, and scope.
4169. § 339.2 Definitions.
4170. § 339.3 Requirement to purchase flood insurance where available.
4171. § 339.4 Exemptions.
4172. § 339.5 Escrow requirement.
4173. § 339.6 Required use of standard flood hazard determination form.
4174. § 339.7 Force placement of flood insurance.
4175. § 339.8 Determination fees.
4176. § 339.9 Notice of special flood hazards and availability of Federal disaster relief assistance.
4177. § 339.10 Notice of servicer's identity.
4178. Appendix A to Part 339 Sample Form of Notice of Special Flood Hazards and Availability of Federal Disaster Relief Assistance
4179. Appendix B to Part 339 Sample Clause for Option to Escrow for Outstanding Loans
4180. PART 340 RESTRICTIONS ON SALE OF ASSETS OF A FAILED INSTITUTION BY THE FEDERAL DEPOSIT INSURANCE CORPORATION
4181. § 340.1 What is the statutory authority for the regulation, what are its purpose and scope, and can the FDIC have other policies on related topics?
4182. § 340.2 Definitions.
4183. § 340.3 What are the restrictions on the sale of assets by the FDIC if the buyer wants to finance the purchase with a loan from the FDIC?
4184. § 340.4 What are the restrictions on the sale of assets by the FDIC regardless of the method of financing?
4185. § 340.5 Can the FDIC deny a loan to a buyer who is not disqualified from purchasing assets using seller-financing under this regulation?
4186. § 340.6 What is the effect of this part on transactions that were entered into before its effective date?
4187. § 340.7 When is a certification required, and who does not have to provide a certification?
4188. § 340.8 Does this part apply in the case of a workout, resolution, or settlement of obligations?
4189. PART 341 REGISTRATION OF SECURITIES TRANSFER AGENTS
4190. § 341.1 Scope.
4191. § 341.2 Definitions.
4192. § 341.3 Registration as securities transfer agent.
4193. § 341.4 Amendments to registration.
4194. § 341.5 Withdrawal from registration.
4195. § 341.6 Reports.
4196. 342 PART 342 [RESERVED]
4197. PART 343 CONSUMER PROTECTION IN SALES OF INSURANCE
4198. § 343.10 Purpose and scope.
4199. § 343.20 Definitions.
4200. § 343.30 Prohibited practices.
4201. § 343.40 What you must disclose.
4202. § 343.50 Where insurance activities may take place.
4203. § 343.60 Qualification and licensing requirements for insurance sales personnel.
4204. Appendix A to Part 343 Consumer Grievance Process
4205. PART 344 RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS
4206. § 344.1 Purpose and scope.
4207. § 344.2 Exceptions.
4208. § 344.3 Definitions.
4209. § 344.4 Recordkeeping.
4210. § 344.5 Content and time of notification.
4211. § 344.6 Notification by agreement; alternative forms and times of notification.
4212. § 344.7 Settlement of securities transactions.
4213. § 344.8 Securities trading policies and procedures.
4214. § 344.9 Personal securities trading reporting by officers and employees of FDIC-supervised institutions.
4215. § 344.10 Waivers.
4216. PART 345 COMMUNITY REINVESTMENT
4217. Subpart A General
4218. § 345.11 Authority, purposes, and scope.
4219. § 345.12 Definitions.
4220. § 345.13 Consideration of community development loans, community development investments, and community development services.
4221. § 345.14 Community development illustrative list; Confirmation of eligibility.
4222. § 345.15 Impact and responsiveness review of community development loans, community development investments, and community development services.
4223. Subpart B Geographic Considerations
4224. § 345.16 Facility-based assessment areas.
4225. § 345.17 Retail lending assessment areas.
4226. § 345.18 Outside retail lending areas.
4227. § 345.19 Areas for eligible community development loans, community development investments, and community development services.
4228. § 345.20 [Reserved]
4229. Subpart C Standards for Assessing Performance
4230. § 345.21 Evaluation of CRA performance in general.
4231. § 345.22 Retail lending test.
4232. § 345.23 Retail services and products test.
4233. § 345.24 Community development financing test.
4234. § 345.25 Community development services test.
4235. § 345.26 Limited purpose banks.
4236. § 345.27 Strategic plan.
4237. § 345.28 Assigned conclusions and ratings.
4238. § 345.29 Small bank performance evaluation.
4239. § 345.30 Intermediate bank performance evaluation.
4240. § 345.31 Effect of CRA performance on applications.
4241. Subpart D Records, Reporting, Disclosure, and Public Engagement Requirements
4242. § 345.42 Data collection, reporting, and disclosure.
4243. § 345.43 Content and availability of public file.
4244. § 345.44 Public notice by banks.
4245. § 345.45 Publication of planned examination schedule.
4246. § 345.46 Public engagement.
4247. Subpart E Transition Rules
4248. § 345.51 Applicability dates and transition provisions.
4249. 0
4250. Appendix A to Part 345 Calculations for the Retail Lending Test
4251. Appendix B to Part 345 Calculations for the Community Development Tests
4252. Appendix C to Part 345 Performance Test Conclusions
4253. Appendix D to Part 345 Ratings
4254. Appendix E to Part 345 Small Bank and Intermediate Bank Performance Evaluation Conclusions and Ratings
4255. Appendix F to Part 345 CRA Notice
4256. Appendix G to Part 345 Community Reinvestment Regulations
4257. PART 346 DISCLOSURE AND REPORTING OF CRA-RELATED AGREEMENTS
4258. § 346.1 Purpose and scope of this part.
4259. § 346.2 Definition of covered agreement.
4260. § 346.3 CRA communications.
4261. § 346.4 Fulfillment of the CRA.
4262. § 346.5 Related agreements considered a single agreement.
4263. § 346.6 Disclosure of covered agreements.
4264. § 346.7 Annual reports.
4265. § 346.8 Release of information under FOIA.
4266. § 346.9 Compliance provisions.
4267. § 346.10 Transition provisions.
4268. § 346.11 Other definitions and rules of construction used in this part.
4269. CHAPTER III FEDERAL DEPOSIT INSURANCE CORPORATION (CONTINUED)
4270. SUBCHAPTER B REGULATIONS AND STATEMENTS OF GENERAL POLICY (CONTINUED)
4271. PART 347 INTERNATIONAL BANKING
4272. § 347.101 Authority, purpose, and scope.
4273. § 347.102 Definitions.
4274. § 347.103 Effect of state law on actions taken under this subpart.
4275. § 347.104 Insured state nonmember bank investments in foreign organizations.
4276. § 347.105 Permissible financial activities outside the United States.
4277. § 347.106 Going concerns.
4278. § 347.107 Joint ventures.
4279. § 347.108 Portfolio investments.
4280. § 347.109 Limitations on indirect investments in nonfinancial foreign organizations.
4281. § 347.110 Affiliate holdings.
4282. § 347.111 Underwriting and dealing limits applicable to foreign organizations held by insured state nonmember banks.
4283. § 347.112 Restrictions applicable to foreign organizations that act as futures commission merchants.
4284. § 347.113 Restrictions applicable to activities by a foreign organization in the United States.
4285. § 347.114 Extensions of credit to foreign organizations held by insured state nonmember banks; shares of foreign organizations held in connection with debts previously contracted.
4286. § 347.115 Permissible activities for a foreign branch of an insured state nonmember bank.
4287. § 347.116 Recordkeeping and supervision of foreign activities of insured state nonmember banks.
4288. § 347.117 General consent.
4289. § 347.118 Expedited processing.
4290. § 347.119 Specific consent.
4291. § 347.120 Computation of investment amounts.
4292. § 347.121 Requirements for insured state nonmember bank to close a foreign branch.
4293. § 347.122 Limitations applicable to the authority provided in this subpart.
4294. Subpart B Foreign Banks
4295. § 347.201 Authority, purpose, and scope.
4296. § 347.202 Definitions.
4297. § 347.203 Deposit insurance required for all branches of foreign banks engaged in domestic retail deposit activity in the same State.
4298. § 347.204 Commitment to be examined and provide information.
4299. § 347.205 Record maintenance.
4300. § 347.206 Domestic retail deposit activity requiring deposit insurance by U.S. branch of a foreign bank.
4301. § 347.207 Disclosure of supervisory information to foreign supervisors.
4302. § 347.208 Assessment base deductions by insured branch.
4303. § 347.209 Pledge of assets.
4304. § 347.210 Asset maintenance.
4305. § 347.211 Examination of branches of foreign banks.
4306. § 347.212 FDIC approval to conduct activities that are not permissible for federal branches.
4307. § 347.213 Establishment or operation of noninsured foreign branch.
4308. § 347.214 Branch established under section 5 of the International Banking Act.
4309. § 347.215 Exemptions from deposit insurance requirement.
4310. § 347.216 Depositor notification.
4311. Subpart C International Lending
4312. § 347.301 Purpose, authority, and scope.
4313. § 347.302 Definitions.
4314. § 347.303 Allocated transfer risk reserve.
4315. § 347.304 Accounting for fees on international loans.
4316. § 347.305 Reporting and disclosure of international assets.
4317. PART 348 MANAGEMENT OFFICIAL INTERLOCKS
4318. § 348.1 Purpose and scope.
4319. § 348.2 Other definitions and rules of construction.
4320. § 348.3 Prohibitions.
4321. § 348.4 Interlocking relationships permitted by statute.
4322. § 348.5 Small market share exemption.
4323. § 348.6 General exemption.
4324. § 348.7 Change in circumstances.
4325. § 348.8 Enforcement.
4326. PART 349 DERIVATIVES
4327. Subpart A Margin and Capital Requirements for Covered Swap Entities
4328. § 349.1 Authority, purpose, scope, exemptions and compliance dates.
4329. § 349.2 Definitions.
4330. § 349.3 Initial margin.
4331. § 349.4 Variation margin.
4332. § 349.5 Netting arrangements, minimum transfer amount, and satisfaction of collecting and posting requirements.
4333. § 349.6 Eligible collateral.
4334. § 349.7 Segregation of collateral.
4335. § 349.8 Initial margin models and standardized amounts.
4336. § 349.9 Cross-border application of margin requirements.
4337. § 349.10 Documentation of margin matters.
4338. § 349.11 Special rules for affiliates.
4339. § 349.12 Capital.
4340. Appendix A to Subpart A of Part 349 Standardized Minimum Initial Margin Requirements for Non-cleared Swaps and Non—cleared Security-based Swaps
4341. Appendix B to Subpart A of Part 349 Margin Values for Eligible Noncash Margin Collateral
4342. Subpart B Retail Foreign Exchange Transactions
4343. § 349.13 Authority, purpose, and scope.
4344. § 349.14 Definitions.
4345. § 349.15 Prohibited transactions.
4346. § 349.16 Filing procedures.
4347. § 349.17 Application and closing out of offsetting long and short positions.
4348. § 349.18 Disclosure.
4349. § 349.19 Recordkeeping.
4350. § 349.20 Capital requirements.
4351. § 349.21 Margin requirements.
4352. § 349.22 Required reporting to customers.
4353. § 349.23 Unlawful representations.
4354. § 349.24 Authorization to trade.
4355. § 349.25 Trading and operational standards.
4356. § 349.26 Supervision.
4357. § 349.27 Notice of transfers.
4358. § 349.28 Customer dispute resolution.
4359. 350 PART 350 [RESERVED]
4360. PART 351 PROPRIETARY TRADING AND CERTAIN INTERESTS IN AND RELATIONSHIPS WITH COVERED FUNDS
4361. Subpart A Authority and Definitions
4362. § 351.1 Authority, purpose, scope, and relationship to other authorities.
4363. § 351.2 Definitions.
4364. Subpart B Proprietary Trading
4365. § 351.3 Prohibition on proprietary trading.
4366. § 351.4 Permitted underwriting and market making-related activities.
4367. § 351.5 Permitted risk-mitigating hedging activities.
4368. § 351.6 Other permitted proprietary trading activities.
4369. § 351.7 Limitations on permitted proprietary trading activities.
4370. §§ 351.8-351.9 [Reserved]
4371. Subpart C Covered Funds Activities and Investments
4372. § 351.10 Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund.
4373. § 351.11 Permitted organizing and offering, underwriting, and market making with respect to a covered fund.
4374. § 351.12 Permitted investment in a covered fund.
4375. § 351.13 Other permitted covered fund activities and investments.
4376. § 351.14 Limitations on relationships with a covered fund.
4377. § 351.15 Other limitations on permitted covered fund activities.
4378. § 351.16 Ownership of Interests in and Sponsorship of Issuers of Certain Collateralized Debt Obligations Backed by Trust-Preferred Securities.
4379. §§ 351.17-351.19 [Reserved]
4380. Subpart D Compliance Program Requirement; Violations
4381. § 351.20 Program for compliance; reporting.
4382. § 351.21 Termination of activities or investments; penalties for violations.
4383. 0
4384. Appendix A to Part 351 Reporting and Recordkeeping Requirements for Covered Trading Activities
4385. PART 352 NONDISCRIMINATION ON THE BASIS OF DISABILITY
4386. § 352.1 Purpose.
4387. § 352.2 Application.
4388. § 352.3 Definitions.
4389. § 352.4 Nondiscrimination in any program or activity conducted by the FDIC.
4390. § 352.5 Accessibility to electronic and information technology.
4391. § 352.6 Employment.
4392. § 352.7 Accessibility of programs and activities: Existing facilities.
4393. § 352.8 Program accessibility: New construction and alterations.
4394. § 352.9 Communications.
4395. § 352.10 Compliance procedures.
4396. § 352.11 Notice.
4397. PART 353 SUSPICIOUS ACTIVITY REPORTS
4398. § 353.1 Purpose and scope.
4399. § 353.2 Definitions.
4400. § 353.3 Reports and records.
4401. PART 354 INDUSTRIAL BANKS
4402. § 354.1 Scope.
4403. § 354.2 Definitions.
4404. § 354.3 Written agreement.
4405. § 354.4 Required commitments and provisions of written agreement.
4406. § 354.5 Restrictions on industrial bank subsidiaries of Covered Companies.
4407. § 354.6 Reservation of authority.
4408. PART 357 DETERMINATION OF ECONOMICALLY DEPRESSED REGIONS
4409. § 357.1 Economically depressed regions.
4410. PART 359 GOLDEN PARACHUTE AND INDEMNIFICATION PAYMENTS
4411. § 359.0 Scope.
4412. § 359.1 Definitions.
4413. § 359.2 Golden parachute payments prohibited.
4414. § 359.3 Prohibited indemnification payments.
4415. § 359.4 Permissible golden parachute payments.
4416. § 359.5 Permissible indemnification payments.
4417. § 359.6 Filing instructions.
4418. § 359.7 Applicability in the event of receivership.
4419. PART 360 RESOLUTION AND RECEIVERSHIP RULES
4420. § 360.1 Least-cost resolution.
4421. § 360.2 Federal Home Loan banks as secured creditors.
4422. § 360.3 Priorities.
4423. § 360.4 Administrative expenses.
4424. § 360.5 Definition of qualified financial contracts.
4425. § 360.6 Treatment of financial assets transferred in connection with a securitization or participation.
4426. § 360.7 Post-insolvency interest.
4427. § 360.8 Method for determining deposit and other liability account balances at a failed insured depository institution.
4428. § 360.9 Large-bank deposit insurance determination modernization.
4429. § 360.10 Resolution plans required for insured depository institutions with $100 billion or more in total assets; informational filings required for insured depository institutions with at least $50 billion but less than $100 billion in total assets.
4430. § 360.11 Records of failed insured depository institutions.
4431. Appendix A to Part 360 Non-Monetary Transaction File Structure
4432. Appendix B to Part 360 Debit/Credit File Structure
4433. Appendix C to Part 360 Deposit File Structure
4434. Appendix D to Part 360 Sweep/Automated Credit Account File Structure
4435. Appendix E to Part 360 Hold File Structure
4436. Appendix F to Part 360 Customer File Structure
4437. Appendix G to Part 360 Deposit-Customer Join File Structure
4438. Appendix H to Part 360 Possible File Combinations for Deposit Data
4439. PART 361 MINORITY AND WOMEN OUTREACH PROGRAM CONTRACTING
4440. § 361.1 Why do minority- and women-owned businesses need this outreach regulation?
4441. § 361.2 Why does the FDIC have this outreach program?
4442. § 361.3 Who may participate in this outreach program?
4443. § 361.4 What contracts are eligible for this outreach program?
4444. § 361.5 What are the FDIC's oversight and monitoring responsibilities in administering this program?
4445. § 361.6 What outreach efforts are included in this program?
4446. PART 362 ACTIVITIES OF INSURED STATE BANKS AND INSURED SAVINGS ASSOCIATIONS
4447. Subpart A Activities of Insured State Banks
4448. § 362.1 Purpose and scope.
4449. § 362.2 Definitions.
4450. § 362.3 Activities of insured State banks.
4451. § 362.4 Subsidiaries of insured State banks.
4452. § 362.5 Approvals previously granted.
4453. Subpart B Safety and Soundness Rules Governing Insured State Nonmember Banks
4454. § 362.6 Purpose and scope.
4455. § 362.7 Definitions.
4456. § 362.8 Restrictions on activities of insured state nonmember banks affiliated with certain securities companies.
4457. Subpart C Activities of Insured State Savings Associations
4458. § 362.9 Purpose and scope.
4459. § 362.10 Definitions.
4460. § 362.11 Activities of insured savings associations.
4461. § 362.12 Service corporations of insured State savings associations.
4462. § 362.13 Approvals previously granted.
4463. Subpart D Acquiring, Establishing, or Conducting New Activities Through a Subsidiary by an Insured Savings Association
4464. § 362.14 Purpose and scope.
4465. § 362.15 Acquiring or establishing a subsidiary; conducting new activities through a subsidiary.
4466. Subpart E Financial Subsidiaries of Insured State Nonmember Banks
4467. § 362.16 Purpose and scope.
4468. § 362.17 Definitions.
4469. § 362.18 Financial subsidiaries of insured state nonmember banks.
4470. PART 363 ANNUAL INDEPENDENT AUDITS AND REPORTING REQUIREMENTS
4471. § 363.0 OMB control number.
4472. § 363.1 Scope and definitions.
4473. § 363.2 Annual reporting requirements.
4474. § 363.3 Independent public accountant.
4475. § 363.4 Filing and notice requirements.
4476. § 363.5 Audit committees.
4477. § 363.6 Discretion to exempt certain insured depository institutions from this part.
4478. Appendix A to Part 363 Guidelines and Interpretations
4479. Appendix B to Part 363 Illustrative Management Reports
4480. PART 364 STANDARDS FOR SAFETY AND SOUNDNESS
4481. § 364.100 Purpose.
4482. § 364.101 Standards for safety and soundness.
4483. Appendix A to Part 364 Interagency Guidelines Establishing Standards for Safety and Soundness
4484. Appendix B to Part 364 Interagency Guidelines Establishing Information Security Standards
4485. PART 365 REAL ESTATE LENDING STANDARDS
4486. Subpart A Real Estate Lending Standards
4487. § 365.1 Purpose and scope.
4488. § 365.2 Real estate lending standards.
4489. Appendix A to Subpart A of Part 365 Interagency Guidelines for Real Estate Lending Policies
4490. B Subpart B [Reserved]
4491. PART 366 MINIMUM STANDARDS OF INTEGRITY AND FITNESS FOR AN FDIC CONTRACTOR
4492. § 366.0 Definitions.
4493. § 366.1 What is the purpose of this part?
4494. § 366.2 What is the scope of this part?
4495. § 366.3 Who cannot perform contractual services for the FDIC?
4496. § 366.4 When is there a pattern or practice of defalcation?
4497. § 366.5 What causes a substantial loss to a federal deposit insurance fund?
4498. § 366.6 How is my ownership or control determined?
4499. § 366.7 Will the FDIC waive the prohibitions under § 366.3?
4500. § 366.8 Who can grant a waiver of a prohibition or conflict of interest?
4501. § 366.9 What other requirements could prevent me from performing contractual services for the FDIC?
4502. § 366.10 When would I have a conflict of interest?
4503. § 366.11 Will the FDIC waive a conflict of interest?
4504. § 366.12 What are the FDIC's minimum standards of ethical responsibility?
4505. § 366.13 What is my obligation regarding confidential information?
4506. § 366.14 What information must I provide the FDIC?
4507. § 366.15 What advice or determinations will the FDIC provide me on the applicability of this part?
4508. § 366.16 When may I seek a reconsideration or review of an FDIC determination?
4509. § 366.17 What are the possible consequences for violating this part?
4510. PART 367 SUSPENSION AND EXCLUSION OF CONTRACTOR AND TERMINATION OF CONTRACTS
4511. § 367.1 Authority, purpose, scope and application.
4512. § 367.2 Definitions.
4513. § 367.3 Appropriate officials.
4514. § 367.4 [Reserved]
4515. § 367.5 Exclusions.
4516. § 367.6 Causes for exclusion.
4517. § 367.7 Suspensions.
4518. § 367.8 Causes for suspension.
4519. § 367.9 Imputation of causes.
4520. §§ 367.10-367.11 [Reserved]
4521. § 367.12 Procedures.
4522. § 367.13 Notices.
4523. § 367.14 Responses.
4524. § 367.15 Additional proceedings as to disputed material facts.
4525. § 367.16 Ethics Counselor decisions.
4526. § 367.17 Duration of suspensions and exclusions.
4527. § 367.18 Abrogation of contracts.
4528. § 367.19 Exceptions to suspensions and exclusions.
4529. § 367.20 Review and reconsideration of Ethics Counselor decisions.
4530. PART 368 GOVERNMENT SECURITIES SALES PRACTICES
4531. § 368.1 Scope.
4532. § 368.2 Definitions.
4533. § 368.3 Business conduct.
4534. § 368.4 Recommendations to customers.
4535. § 368.5 Customer information.
4536. § 368.100 Obligations concerning institutional customers.
4537. PART 369 PROHIBITION AGAINST USE OF INTERSTATE BRANCHES PRIMARILY FOR DEPOSIT PRODUCTION
4538. § 369.1 Purpose and scope.
4539. § 369.2 Definitions.
4540. § 369.3 Loan-to-deposit ratio screen.
4541. § 369.4 Credit needs determination.
4542. § 369.5 Sanctions.
4543. PART 370 RECORDKEEPING FOR TIMELY DEPOSIT INSURANCE DETERMINATION
4544. § 370.1 Purpose and scope.
4545. § 370.2 Definitions.
4546. § 370.3 Information technology system requirements.
4547. § 370.4 Recordkeeping requirements.
4548. § 370.5 Actions required for certain deposit accounts with transactional features.
4549. § 370.6 Implementation.
4550. § 370.7 Accelerated implementation.
4551. § 370.8 Relief.
4552. § 370.9 Communication with the FDIC.
4553. § 370.10 Compliance.
4554. Appendix A to Part 370 Ownership Right and Capacity Codes
4555. Appendix B to Part 370 Output Files Structure
4556. Appendix C to Part 370 Credit Balance Processing File Structure
4557. PART 371 RECORDKEEPING REQUIREMENTS FOR QUALIFIED FINANCIAL CONTRACTS
4558. § 371.1 Scope, purpose, and compliance dates.
4559. § 371.2 Definitions.
4560. § 371.3 Maintenance of records.
4561. § 371.4 Content of records.
4562. § 371.5 Exemptions.
4563. § 371.6 Transition for existing records entities.
4564. § 371.7 Enforcement actions.
4565. Appendix A to Part 371 File Structure for Qualified Financial Contract (QFC) Records for Limited Scope Entities
4566. Appendix B to Part 371 File Structure for Qualified Financial Contract Records for Full Scope Entities
4567. PART 373 CREDIT RISK RETENTION
4568. Subpart A Authority, Purpose, Scope and Definitions
4569. § 373.1 Purpose and scope.
4570. § 373.2 Definitions.
4571. Subpart B Credit Risk Retention
4572. § 373.3 Base risk retention requirement.
4573. § 373.4 Standard risk retention.
4574. § 373.5 Revolving pool securitizations.
4575. § 373.6 Eligible ABCP conduits.
4576. § 373.7 Commercial mortgage-backed securities.
4577. § 373.8 Federal National Mortgage Association and Federal Home Loan Mortgage Corporation ABS.
4578. § 373.9 Open market CLOs.
4579. § 373.10 Qualified tender option bonds.
4580. Subpart C Transfer of Risk Retention
4581. § 373.11 Allocation of risk retention to an originator.
4582. § 373.12 Hedging, transfer and financing prohibitions.
4583. Subpart D Exceptions and Exemptions
4584. § 373.13 Exemption for qualified residential mortgages.
4585. § 373.14 Definitions applicable to qualifying commercial loans, qualifying commercial real estate loans, and qualifying automobile loans.
4586. § 373.15 Qualifying commercial loans, commercial real estate loans, and automobile loans.
4587. § 373.16 Underwriting standards for qualifying commercial loans.
4588. § 373.17 Underwriting standards for qualifying CRE loans.
4589. § 373.18 Underwriting standards for qualifying automobile loans.
4590. § 373.19 General exemptions.
4591. § 373.20 Safe harbor for certain foreign-related transactions.
4592. § 373.21 Additional exemptions.
4593. § 373.22 Periodic review of the QRM definition, exempted three-to-four unit residential mortgage loans, and community-focused residential mortgage exemption
4594. PART 380 ORDERLY LIQUIDATION AUTHORITY
4595. Subpart A General and Miscellaneous Provisions
4596. § 380.1 Definitions.
4597. § 380.2 [Reserved]
4598. § 380.3 Treatment of personal service agreements.
4599. § 380.4 [Reserved]
4600. § 380.5 Treatment of covered financial companies that are subsidiaries of insurance companies.
4601. § 380.6 Limitation on liens on assets of covered financial companies that are insurance companies or covered subsidiaries of insurance companies.
4602. § 380.7 Recoupment of compensation from senior executives and directors.
4603. § 380.8 Predominantly engaged in activities that are financial or incidental thereto.
4604. § 380.9 Treatment of fraudulent and preferential transfers.
4605. § 380.10 Maximum obligation limitation.
4606. § 380.11 Treatment of mutual insurance holding companies.
4607. § 380.12 Enforcement of subsidiary and affiliate contracts by the FDIC as receiver of a covered financial company.
4608. § 380.13 Restrictions on sale of assets of a covered financial company by the Federal Deposit Insurance Corporation.
4609. § 380.14 Record retention requirements.
4610. §§ 380.15-380.19 [Reserved]
4611. Subpart B Priorities
4612. § 380.20 [Reserved]
4613. § 380.21 Priorities.
4614. § 380.22 Administrative expenses of the receiver.
4615. § 380.23 Amounts owed to the United States.
4616. § 380.24 Priority of claims arising out of loss of setoff rights.
4617. § 380.25 Post-insolvency interest.
4618. § 380.26 Effect of transfer of assets and obligations to a bridge financial company.
4619. § 380.27 Treatment of similarly situated claimants.
4620. §§ 380.28-380.29 [Reserved]
4621. Subpart C Receivership Administrative Claims Process
4622. § 380.30 Receivership administrative claims process.
4623. § 380.31 Scope.
4624. § 380.32 Claims bar date.
4625. § 380.33 Notice requirements.
4626. § 380.34 Procedures for filing claim.
4627. § 380.35 Determination of claims.
4628. § 380.36 Decision period.
4629. § 380.37 Notification of determination.
4630. § 380.38 Procedures for seeking judicial determination of disallowed claim.
4631. § 380.39 Contingent claims.
4632. §§ 380.40-380.49 [Reserved]
4633. § 380.50 Determination of secured claims.
4634. § 380.51 Consent to certain actions.
4635. § 380.52 Adequate protection.
4636. § 380.53 Repudiation of secured contract.
4637. Subpart D Orderly Liquidation of Covered Brokers or Dealers
4638. § 380.60 Definitions.
4639. § 380.61 Appointment of receiver and trustee for covered broker or dealer.
4640. § 380.62 Notice and application for protective decree for covered broker or dealer.
4641. § 380.63 Bridge broker or dealer.
4642. § 380.64 Claims of customers and other creditors of a covered broker or dealer.
4643. § 380.65 Priorities for unsecured claims against a covered broker or dealer.
4644. § 380.66 Administrative expenses of SIPC.
4645. § 380.67 Qualified Financial Contracts.
4646. PART 381 RESOLUTION PLANS
4647. § 381.1 Authority and scope.
4648. § 381.2 Definitions.
4649. § 381.3 Critical operations.
4650. § 381.4 Resolution plan required.
4651. § 381.5 Informational content of a full resolution plan.
4652. § 381.6 Informational content of a targeted resolution plan.
4653. § 381.7 Informational content of a reduced resolution plan.
4654. § 381.8 Review of resolution plans; resubmission of deficient resolution plans.
4655. § 381.9 Failure to cure deficiencies on resubmission of a resolution plan.
4656. § 381.10 Consultation.
4657. § 381.11 No limiting effect or private right of action; confidentiality of resolution plans.
4658. § 381.12 Enforcement.
4659. PART 382 RESTRICTIONS ON QUALIFIED FINANCIAL CONTRACTS
4660. § 382.1 Definitions.
4661. § 382.2 Applicability.
4662. § 382.3 U.S. special resolution regimes.
4663. § 382.4 Insolvency proceedings.
4664. § 382.5 Approval of enhanced creditor protection conditions.
4665. § 382.6 [Reserved]
4666. § 382.7 Exclusion of certain QFCs.
4667. PART 390 REGULATIONS TRANSFERRED FROM THE OFFICE OF THRIFT SUPERVISION
4668. A Subparts A-P [Reserved]
4669. Subpart Q Definitions for Regulations Affecting All State Savings Associations
4670. § 390.280 When do the definitions in this subpart apply?
4671. § 390.281 Account.
4672. § 390.282 Accountholder.
4673. § 390.283 Affiliate.
4674. § 390.284 Affiliated person.
4675. § 390.285 Audit period.
4676. § 390.286 Certificate account.
4677. § 390.287 Consumer credit.
4678. § 390.288 Controlling person.
4679. § 390.289 Corporation.
4680. § 390.290 Demand accounts.
4681. § 390.291 Director.
4682. § 390.292 Financial institution.
4683. § 390.293 Immediate family.
4684. § 390.294 Land loan.
4685. § 390.295 Low-rent housing.
4686. § 390.296 Money Market Deposit Accounts.
4687. § 390.297 Negotiable Order of Withdrawal Accounts.
4688. § 390.298 Nonresidential construction loan.
4689. § 390.299 Nonwithdrawable account.
4690. § 390.300 Note account.
4691. § 390.301 [Reserved]
4692. § 390.302 Officer.
4693. § 390.303 Parent company; subsidiary.
4694. § 390.304 Political subdivision.
4695. § 390.305 Principal office.
4696. § 390.306 Public unit.
4697. § 390.307 Savings account.
4698. § 390.308 State savings association.
4699. § 390.309 Security.
4700. § 390.310 Service corporation.
4701. § 390.311 State.
4702. § 390.312 Subordinated debt security.
4703. § 390.313 Tax and loan account.
4704. § 390.314 United States Treasury General Account.
4705. § 390.315 United States Treasury Time Deposit Open Account.
4706. § 390.316 With recourse.
4707. R Subparts R-V [Reserved]
4708. Subpart W Securities Offerings
4709. § 390.410 Definitions.
4710. § 390.411 Offering circular requirement.
4711. § 390.412 Exemptions.
4712. § 390.413 Non-public offering.
4713. § 390.414 Filing and signature requirements.
4714. § 390.415 Effective date.
4715. § 390.416 Form, content, and accounting.
4716. § 390.417 Use of the offering circular.
4717. § 390.418 Escrow requirement.
4718. § 390.419 Unsafe or unsound practices.
4719. § 390.420 Withdrawal or abandonment.
4720. § 390.421 Securities sale report.
4721. § 390.422 Public disclosure and confidential treatment.
4722. § 390.423 Waiver.
4723. § 390.424 Requests for interpretive advice or waiver.
4724. § 390.425 Delayed or continuous offering and sale of securities.
4725. § 390.426 Sales of securities at an office of a State savings association.
4726. § 390.427 Current and periodic reports.
4727. § 390.428 Approval of the security.
4728. § 390.429 Form for securities sale report.
4729. § 390.430 Filing of copies of offering circulars in certain exempt offerings.
4730. X Subpart X-Z [Reserved]
4731. 391-399 PARTS 391-399 [RESERVED]
4732. CHAPTER IV EXPORT-IMPORT BANK OF THE UNITED STATES
4733. PART 400 EMPLOYEE FINANCIAL DISCLOSURE AND ETHICAL CONDUCT STANDARDS REGULATIONS
4734. § 400.101 Cross-reference to employee financial disclosure and ethical conduct standards regulations.
4735. PART 403 CLASSIFICATION, DECLASSIFICATION, AND SAFEGUARDING OF NATIONAL SECURITY INFORMATION
4736. § 403.1 General policies and definitions.
4737. § 403.2 Responsibilities.
4738. § 403.3 Classification principles and authority.
4739. § 403.4 Derivative classification.
4740. § 403.5 Declassification and downgrading.
4741. § 403.6 Systematic review for declassification.
4742. § 403.7 Mandatory review for declassification.
4743. § 403.8 Appeals.
4744. § 403.9 Fees.
4745. § 403.10 Safeguarding.
4746. § 403.11 Enforcement and investigation procedures.
4747. PART 404 INFORMATION DISCLOSURE
4748. Subpart A Procedures for Disclosure of Records Under the Freedom of Information Act
4749. § 404.1 General provisions.
4750. § 404.2 Proactive disclosures.
4751. § 404.3 Request requirements.
4752. § 404.5 Responsibility for responding to requests.
4753. § 404.6 Time for processing response to requests.
4754. § 404.7 Release of records.
4755. § 404.8 Responses to requests.
4756. § 404.9 Confidential commercial information.
4757. § 404.10 Schedule of fees.
4758. § 404.11 Fee waivers or reductions.
4759. § 404.12 Administrative appeals.
4760. § 404.13 Preservation of records.
4761. Subpart B Access to Records Under the Privacy Act of 1974
4762. § 404.14 General provisions.
4763. § 404.15 Definitions.
4764. § 404.16 Requirements of request for access.
4765. § 404.17 Initial determination.
4766. § 404.18 Schedule of fees.
4767. § 404.19 Appeal of denials of access.
4768. § 404.20 Requests for correction of records.
4769. § 404.21 Request for accounting of record disclosures.
4770. § 404.22 Notice of court-ordered and emergency disclosures.
4771. § 404.23 Submission of social security and passport numbers.
4772. § 404.24 Government contracts.
4773. § 404.25 Other rights and services.
4774. Subpart C Demands for Testimony of Current and Former Ex-Im Bank Personnel and for Production of Ex-Im Bank Records
4775. § 404.26 Exemptions: EIB-35—Office of Inspector General Investigative Records.
4776. § 404.27 Applicability.
4777. § 404.28 Definitions.
4778. § 404.29 Demand requirements.
4779. § 404.30 Notification of General Counsel required.
4780. § 404.31 Restrictions on testimony and production of records.
4781. § 404.32 Factors General Counsel may consider in determining whether to authorize testimony and/or the production of records.
4782. § 404.33 Procedure for declining to testify and/or produce records.
4783. § 404.34 Procedure in the event a decision concerning a demand is not made prior to the time a response to the demand is required.
4784. § 404.35 Procedure in the event of an adverse ruling.
4785. § 404.36 Procedure for demands for testimony or production of documents regarding confidential information.
4786. § 404.37 Procedures for requests for Ex-Im Bank employees to provide expert or opinion testimony.
4787. § 404.38 No private right of action.
4788. D Subparts D-E [Reserved]
4789. 405 PART 405 [RESERVED]
4790. PART 407 REGULATIONS GOVERNING PUBLIC OBSERVATION OF EXIMBANK MEETINGS
4791. § 407.1 Purpose, scope and definitions.
4792. § 407.2 Closing meetings.
4793. § 407.3 Procedures applicable to regularly scheduled meetings.
4794. § 407.4 Procedures applicable to other meetings.
4795. § 407.5 Certification by General Counsel.
4796. § 407.6 Transcripts, recordings and minutes of closed meetings.
4797. § 407.7 Relationship to Freedom of Information Act.
4798. PART 408 PROCEDURES FOR COMPLIANCE WITH THE NATIONAL ENVIRONMENTAL POLICY ACT
4799. Subpart A General
4800. § 408.1 Background.
4801. § 408.2 Purpose.
4802. § 408.3 Applicability.
4803. Subpart B Eximbank Implementing Procedures
4804. § 408.4 Early involvement in foreign activities for which Eximbank financing may be requested.
4805. § 408.5 Ensuring environmental documents are actually considered in Agency decision-making.
4806. § 408.6 Typical classes of action.
4807. § 408.7 Environmental information.
4808. PART 410 ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY EXPORT-IMPORT BANK OF THE UNITED STATES
4809. § 410.101 Purpose.
4810. § 410.102 Application.
4811. § 410.103 Definitions.
4812. §§ 410.104-410.109 [Reserved]
4813. § 410.110 Self-evaluation.
4814. § 410.111 Notice.
4815. §§ 410.112-410.129 [Reserved]
4816. § 410.130 General prohibitions against discrimination.
4817. §§ 410.131-410.139 [Reserved]
4818. § 410.140 Employment.
4819. §§ 410.141-410.148 [Reserved]
4820. § 410.149 Program accessibility: Discrimination prohibited.
4821. § 410.150 Program accessibility: Existing facilities.
4822. § 410.151 Program accessibility: New construction and alterations.
4823. §§ 410.152-410.159 [Reserved]
4824. § 410.160 Communications.
4825. §§ 410.161-410.169 [Reserved]
4826. § 410.170 Compliance procedures.
4827. §§ 410.171-410.999 [Reserved]
4828. PART 411 NEW RESTRICTIONS ON LOBBYING
4829. Subpart A General
4830. § 411.100 Conditions on use of funds.
4831. § 411.105 Definitions.
4832. § 411.110 Certification and disclosure.
4833. Subpart B Activities by Own Employees
4834. § 411.200 Agency and legislative liaison.
4835. § 411.205 Professional and technical services.
4836. § 411.210 Reporting.
4837. Subpart C Activities by Other Than Own Employees
4838. § 411.300 Professional and technical services.
4839. Subpart D Penalties and Enforcement
4840. § 411.400 Penalties.
4841. § 411.405 Penalty procedures.
4842. § 411.410 Enforcement.
4843. Subpart E Exemptions
4844. § 411.500 Secretary of Defense.
4845. Subpart F Agency Reports
4846. § 411.600 Semi-annual compilation.
4847. § 411.605 Inspector General report.
4848. 0
4849. Appendix A to Part 411 Certification Regarding Lobbying
4850. PART 412 ACCEPTANCE OF PAYMENT FROM A NON-FEDERAL SOURCE FOR TRAVEL EXPENSES
4851. § 412.1 Authority.
4852. § 412.3 General.
4853. § 412.5 Policy.
4854. § 412.7 Conditions for acceptance.
4855. § 412.9 Conflict of interest analysis.
4856. § 412.11 Payment guidelines.
4857. § 412.13 Limitations and penalties.
4858. PART 414 CONFERENCE AND OTHER FEES
4859. § 414.1 Collection of conference and other fees.
4860. 415-499 PARTS 415-499 [RESERVED]
4861. 0 CHAPTER V [RESERVED]
4862. CHAPTER VI FARM CREDIT ADMINISTRATION
4863. SUBCHAPTER A ADMINISTRATIVE PROVISIONS
4864. PART 600 ORGANIZATION AND FUNCTIONS
4865. Subpart A Farm Credit Administration
4866. § 600.1 The Farm Credit Act.
4867. § 600.2 Farm Credit Administration.
4868. § 600.3 Farm Credit Administration Board.
4869. § 600.4 Organization of the Farm Credit Administration.
4870. Subpart B Rules and Procedures for Service Upon the Farm Credit Administration
4871. § 600.10 Service of Process.
4872. PART 601 EMPLOYEE RESPONSIBILITIES AND CONDUCT
4873. § 601.100 Cross-references to employee ethical conduct standards and financial disclosure regulations.
4874. PART 602 RELEASING INFORMATION
4875. Subpart A Information and Records Generally
4876. § 602.1 Purpose and scope.
4877. § 602.2 Disclosing reports of examination and other non-public information.
4878. Subpart B Availability of Records of the Farm Credit Administration
4879. § 602.3 Definitions.
4880. § 602.4 How to make a request.
4881. § 602.5 FCA response to requests for records.
4882. § 602.6 FOIA exemptions.
4883. § 602.7 Confidential business information.
4884. § 602.8 Appeals.
4885. § 602.9 Current FOIA index.
4886. Subpart C FOIA Fees
4887. § 602.10 Definitions.
4888. § 602.11 Fees by type of requester.
4889. § 602.12 Fees.
4890. § 602.13 Fee waiver.
4891. § 602.14 Advance payments—notice.
4892. § 602.15 Interest on unpaid fees.
4893. § 602.16 Combining requests.
4894. Subpart D Testimony and Production of Documents in Legal Proceedings in Which FCA is Not a Named Party
4895. § 602.17 Policy.
4896. § 602.18 Definitions.
4897. § 602.19 Request for testimony or production of documents.
4898. § 602.20 Testimony of FCA employees.
4899. § 602.21 Production of FCA documents.
4900. § 602.22 Fees.
4901. § 602.23 Responses to demands served on FCA employees.
4902. § 602.24 Responses to demands served on non-FCA employees or entities.
4903. Subpart E Release of Records in Public Rulemaking Files
4904. § 602.25 General.
4905. PART 603 PRIVACY ACT REGULATIONS
4906. § 603.300 Purpose and scope.
4907. § 603.305 Definitions.
4908. § 603.310 Procedures for requests pertaining to individual records in a record system.
4909. § 603.315 Times, places, and requirements for identification of individuals making requests.
4910. § 603.320 Disclosure of requested information to individuals.
4911. § 603.325 Special procedures for medical records.
4912. § 603.330 Request for amendment to record.
4913. § 603.335 Agency review of request for amendment of record.
4914. § 603.340 Appeal of an initial adverse determination of a request to amend a record.
4915. § 603.345 Fees for providing copies of records.
4916. § 603.350 Criminal penalties.
4917. § 603.355 Exemptions.
4918. PART 604 FARM CREDIT ADMINISTRATION BOARD MEETINGS
4919. § 604.400 Definitions.
4920. § 604.405 Notice of public observation.
4921. § 604.410 Scope of application.
4922. § 604.415 Open meetings.
4923. § 604.420 Exemptive provisions.
4924. § 604.425 Announcement of meetings.
4925. § 604.430 Closure of meetings.
4926. § 604.435 Record of closed meetings or closed portion of a meeting.
4927. § 604.440 Requests for information.
4928. PART 605 INFORMATION
4929. § 605.500 Policy.
4930. § 605.501 Information Security Officer.
4931. § 605.502 Program and procedures.
4932. PART 606 ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE FARM CREDIT ADMINISTRATION
4933. § 606.601 Purpose.
4934. § 606.602 Application.
4935. § 606.603 Definitions.
4936. §§ 606.604-606.609 [Reserved]
4937. § 606.610 Self-evaluation.
4938. § 606.611 Notice.
4939. §§ 606.612-606.629 [Reserved]
4940. § 606.630 General prohibitions against discrimination.
4941. §§ 606.631-606.639 [Reserved]
4942. § 606.640 Employment.
4943. §§ 606.641-606.648 [Reserved]
4944. § 606.649 Program accessibility: Discrimination prohibited.
4945. § 606.650 Program accessibility: Existing facilities.
4946. § 606.651 Program accessibility: New construction and alterations.
4947. §§ 606.652-606.659 [Reserved]
4948. § 606.660 Communications.
4949. §§ 606.661-606.669 [Reserved]
4950. § 606.670 Compliance procedures.
4951. §§ 606.671-606.999 [Reserved]
4952. PART 607 ASSESSMENT AND APPORTIONMENT OF ADMINISTRATIVE EXPENSES
4953. § 607.1 Purpose and scope.
4954. § 607.2 Definitions.
4955. § 607.3 Assessment of banks, associations, and designated other System entities.
4956. § 607.4 Assessment of other System entities.
4957. § 607.5 Notice of assessment.
4958. § 607.6 Payment of assessment.
4959. § 607.7 Late-payment charges on assessments.
4960. § 607.8 Reimbursements for services to non-System entities.
4961. § 607.9 Reimbursable billings.
4962. § 607.10 Adjustments for overpayment or underpayment of assessments.
4963. § 607.11 Report of assessments and expenses.
4964. PART 608 COLLECTION OF CLAIMS OWED THE UNITED STATES
4965. Subpart A Administrative Collection of Claims
4966. § 608.801 Authority.
4967. § 608.802 Applicability.
4968. § 608.803 Definitions.
4969. § 608.804 Delegation of authority.
4970. § 608.805 Responsibility for collection.
4971. § 608.806 Demand for payment.
4972. § 608.807 Right to inspect and copy records.
4973. § 608.808 Right to offer to repay claim.
4974. § 608.809 Right to agency review.
4975. § 608.810 Review procedures.
4976. § 608.811 Special review.
4977. § 608.812 Charges for interest, administrative costs, and penalties.
4978. § 608.813 Contracting for collection services.
4979. § 608.814 Reporting of credit information.
4980. § 608.815 Credit report.
4981. Subpart B Administrative Offset
4982. § 608.820 Applicability.
4983. § 608.821 Collection by offset.
4984. § 608.822 Notice requirements before offset.
4985. § 608.823 Right to review of claim.
4986. § 608.824 Waiver of procedural requirements.
4987. § 608.825 Coordinating offset with other Federal agencies.
4988. § 608.826 Stay of offset.
4989. § 608.827 Offset against amounts payable from Civil Service Retirement and Disability Fund.
4990. Subpart C Offset Against Salary
4991. § 608.835 Purpose.
4992. § 608.836 Applicability of regulations.
4993. § 608.837 Definitions.
4994. § 608.838 Waiver requests and claims to the General Accounting Office.
4995. § 608.839 Procedures for salary offset.
4996. § 608.840 Refunds.
4997. § 608.841 Requesting current paying agency to offset salary.
4998. § 608.842 Responsibility of the FCA as the paying agency.
4999. § 608.843 Nonwaiver of rights by payments.
5000. SUBCHAPTER B FARM CREDIT SYSTEM
5001. PART 609 CYBER RISK MANAGEMENT
5002. Subpart A General Rules
5003. § 609.905 In general.
5004. Subpart B Standards for Boards and Management
5005. § 609.930 Cyber risk management.
5006. § 609.935 Business planning.
5007. § 609.945 Records retention.
5008. Subpart D General Requirements for Electronic Communications
5009. § 609.950 Electronic communications.
5010. PART 610 REGISTRATION OF MORTGAGE LOAN ORIGINATORS
5011. § 610.101 Cross reference.
5012. PART 611 ORGANIZATION
5013. Subpart A General
5014. § 611.100 Definitions.
5015. § 611.110 Meetings of stockholders.
5016. Subpart B Bank and Association Board of Directors
5017. § 611.210 Director qualifications and training.
5018. § 611.220 Outside directors.
5019. Subpart C Election of Directors and Other Voting Procedures
5020. § 611.310 Eligibility for membership on bank and association boards and subsequent employment.
5021. § 611.320 Impartiality in the election of directors.
5022. § 611.325 Bank and association nominating committees.
5023. § 611.326 Floor nominations for open Farm Credit bank and association director positions.
5024. § 611.330 Disclosures of Farm Credit bank and association director-nominees.
5025. § 611.340 Confidentiality and security in voting.
5026. § 611.350 Application of cooperative principles to the election of directors.
5027. § 611.360 [Reserved]
5028. Subpart D Compensation Practices of Farm Credit Banks and Associations
5029. § 611.400 Compensation of bank board members.
5030. § 611.410 [Reserved]
5031. Subpart E Transfer of Authorities
5032. § 611.500 General.
5033. § 611.501 Procedures.
5034. § 611.505 Farm Credit Administration review.
5035. § 611.510 Approval procedures.
5036. § 611.515 Information statement.
5037. § 611.520 Plan of transfer.
5038. § 611.525 Stockholder reconsideration.
5039. Subpart F Bank Mergers, Consolidations and Charter Amendments
5040. § 611.1000 General authority.
5041. § 611.1010 Farm Credit bank charter amendment procedures.
5042. § 611.1020 Requirements for mergers or consolidations of Farm Credit banks.
5043. § 611.1030 [Reserved]
5044. § 611.1040 Creation of new associations.
5045. Subpart G Mergers, Consolidations, and Charter Amendments of Associations
5046. § 611.1120 General authority.
5047. § 611.1121 Association charter amendment procedures.
5048. § 611.1122 Requirements for association mergers or consolidations.
5049. § 611.1123 Association merger or consolidation agreements.
5050. § 611.1124 Territorial adjustments.
5051. § 611.1125 Treatment of associations not approving districtwide mergers.
5052. § 611.1126 Reconsiderations of mergers and consolidations.
5053. Subpart H Rules for Inter-System Fund Transfers
5054. § 611.1130 Inter-System transfer of funds and equities.
5055. Subpart I Service Corporations
5056. § 611.1135 Incorporation of service corporations.
5057. § 611.1136 Regulation and examination of service corporations.
5058. § 611.1137 Title VIII service corporations.
5059. Subpart J Unincorporated Business Entities
5060. § 611.1150 Purpose and scope.
5061. § 611.1151 Definitions.
5062. § 611.1152 Authority over equity investments in UBEs for business activity.
5063. § 611.1153 General restrictions and prohibitions on the use of UBEs.
5064. § 611.1154 Notice of equity investments in UBEs.
5065. § 611.1155 Approval of equity investments in UBEs.
5066. § 611.1156 Ongoing requirements.
5067. § 611.1157 Disclosure and reporting requirements.
5068. § 611.1158 Grandfather provision.
5069. K Subparts K-O [Reserved]
5070. Subpart P Termination of System Institution Status
5071. § 611.1200 Applicability of this subpart.
5072. § 611.1205 Definitions that apply in this subpart.
5073. § 611.1210 Advance notices—commencement resolution and notice to equity holders.
5074. § 611.1211 Special requirements.
5075. § 611.1215 Communications with the public and equity holders.
5076. § 611.1216 Public availability of documents related to the termination.
5077. § 611.1217 Plain language requirements.
5078. § 611.1218 Role of directors.
5079. § 611.1219 Prohibited acts.
5080. § 611.1220 Termination resolution.
5081. § 611.1221 Submission to FCA of plan of termination and disclosure information; other required submissions.
5082. § 611.1223 Plan of termination—contents.
5083. § 611.1230 FCA review and approval—plan of termination.
5084. § 611.1235 Plan of termination—distribution.
5085. § 611.1240 Voting record date and stockholder approval.
5086. § 611.1245 Stockholder reconsideration.
5087. § 611.1246 Filing of termination application and its contents.
5088. § 611.1247 FCA review and approval—termination.
5089. § 611.1250 Preliminary exit fee estimate.
5090. § 611.1255 Exit fee calculation.
5091. § 611.1260 Payment of debts and assessments—terminating association.
5092. § 611.1265 Retirement of a terminating association's investment in its affiliated bank.
5093. § 611.1270 Repayment of obligations—terminating bank.
5094. § 611.1275 Retirement of equities held by other System institutions.
5095. § 611.1280 Dissenting stockholders' rights.
5096. § 611.1285 Loan refinancing by borrowers.
5097. § 611.1290 Continuation of borrower rights.
5098. PART 612 STANDARDS OF CONDUCT AND REFERRAL OF KNOWN OR SUSPECTED CRIMINAL VIOLATIONS
5099. Subpart A Standards of Conduct
5100. § 612.2130 Definitions.
5101. § 612.2135 Standards of conduct—core principles.
5102. § 612.2137 Elements of a Standards of Conduct Program.
5103. § 612.2140 [Reserved]
5104. § 612.2145 Disclosing and reporting conflicts of interest.
5105. § 612.2150 Prohibited conduct.
5106. §§ 612.2155-612.2165 [Reserved]
5107. § 612.2170 Standards of Conduct Official.
5108. § 612.2180 Standards of conduct for agents.
5109. §§ 612.2260-612.2270 [Reserved]
5110. Subpart B Referral of Known or Suspected Criminal Violations
5111. § 612.2300 Purpose and scope.
5112. § 612.2301 Referrals.
5113. § 612.2302 Notification of board of directors and bonding company.
5114. § 612.2303 Institution responsibilities.
5115. PART 613 ELIGIBILITY AND SCOPE OF FINANCING
5116. Subpart A Financing Under Titles I and II of the Farm Credit Act
5117. § 613.3000 Financing for farmers, ranchers, and aquatic producers or harvesters.
5118. § 613.3005 Lending objective.
5119. § 613.3010 Financing for processing or marketing operations.
5120. § 613.3020 Financing for farm-related service businesses.
5121. § 613.3030 Rural home financing.
5122. Subpart B Financing for Banks Operating Under Title III of the Farm Credit Act
5123. § 613.3100 Domestic lending.
5124. § 613.3200 International lending.
5125. Subpart C Similar Entity Authority Under Sections 3.1(11)(B) and 4.18A of the Act
5126. § 613.3300 Participations and other interests in loans to similar entities.
5127. PART 614 LOAN POLICIES AND OPERATIONS
5128. Subpart A Lending Authorities
5129. § 614.4000 Farm Credit Banks.
5130. § 614.4010 Agricultural credit banks.
5131. § 614.4020 Banks for cooperatives.
5132. § 614.4030 Federal land credit associations.
5133. § 614.4040 Production credit associations.
5134. § 614.4050 Agricultural credit associations.
5135. § 614.4055 Federal Agricultural Mortgage Corporation loan participations.
5136. § 614.4060 Affiliates established pursuant to section 8.5(e)(1) of the Farm Credit Act of 1971.
5137. Subpart B Chartered Territories
5138. § 614.4070 Loans and chartered territory—Farm Credit Banks, agricultural credit banks, Federal land bank associations, Federal land credit associations, production credit associations, and agricultural credit associations.
5139. § 614.4080 Loans and chartered territory—banks for cooperatives.
5140. Subpart C Bank/Association Lending Relationship
5141. § 614.4100 Policies governing lending through Federal land bank associations.
5142. § 614.4110 Transfer of direct lending authority to Federal land bank associations and agricultural credit associations.
5143. § 614.4120 Policies governing extensions of credit to direct lender associations and OFIs.
5144. § 614.4125 Funding and discount relationships between Farm Credit Banks or agricultural credit banks and direct lender associations.
5145. § 614.4130 Funding and discount relationships between Farm Credit Banks or agricultural credit banks and OFIs.
5146. Subpart D General Loan Policies for Banks and Associations
5147. § 614.4150 Lending policies and loan underwriting standards.
5148. § 614.4155 Interest rates.
5149. § 614.4160 Differential interest rate programs.
5150. § 614.4165 Young, beginning, and small farmers and ranchers.
5151. § 614.4170 General.
5152. § 614.4175 Uninsured voluntary and involuntary accounts.
5153. Subpart E Loan Terms and Conditions
5154. § 614.4200 General requirements.
5155. § 614.4231 Certain seasonal commodity loans to cooperatives.
5156. § 614.4232 Loans to domestic lessors.
5157. § 614.4233 International loans.
5158. Subpart F Collateral Evaluation Requirements
5159. § 614.4240 Collateral definitions.
5160. § 614.4245 Collateral evaluation policies.
5161. § 614.4250 Collateral evaluation standards.
5162. § 614.4255 Independence requirements.
5163. § 614.4260 Evaluation requirements.
5164. § 614.4265 Real property evaluations.
5165. § 614.4266 Personal and intangible property evaluations.
5166. § 614.4267 Professional association membership; competency.
5167. G Subpart G [Reserved]
5168. Subpart H Loan Purchases and Sales
5169. § 614.4325 Purchase and sale of interests in loans.
5170. § 614.4330 Loan participations.
5171. § 614.4335 Borrower stock requirements.
5172. § 614.4337 Disclosure to borrowers.
5173. Subpart I Loss-Sharing Agreements
5174. § 614.4340 General.
5175. § 614.4345 Guaranty agreements.
5176. Subpart J Lending and Leasing Limits
5177. § 614.4350 Definitions.
5178. § 614.4351 Computation of lending and leasing limit base.
5179. § 614.4352 Farm Credit Banks and agricultural credit banks.
5180. § 614.4353 Direct lender associations.
5181. § 614.4354 [Reserved]
5182. § 614.4355 Banks for cooperatives.
5183. § 614.4356 Farm Credit Leasing Services Corporation.
5184. § 614.4357 Banks for cooperatives look-through notes.
5185. § 614.4358 Computation of obligations.
5186. § 614.4359 Attribution rules.
5187. § 614.4360 Lending and leasing limit violations.
5188. § 614.4361 Transition.
5189. § 614.4362 Loan and lease concentration risk mitigation policy.
5190. K Subparts K-L [Reserved]
5191. Subpart M Loan Approval Requirements
5192. § 614.4450 General requirements.
5193. § 614.4460 Loan approval responsibility.
5194. § 614.4470 Loans subject to bank approval.
5195. N Subpart N [Reserved]
5196. Subpart O Special Lending Programs
5197. § 614.4525 General.
5198. § 614.4530 Special loans, production credit associations and agricultural credit associations.
5199. Subpart P Farm Credit Bank and Agricultural Credit Bank Financing of Other Financing Institutions
5200. § 614.4540 Other financing institution access to Farm Credit Banks and agricultural credit banks for funding, discount, and other similar financial assistance.
5201. § 614.4550 Place of discount.
5202. § 614.4560 Requirements for OFI funding relationships.
5203. § 614.4570 Recourse and security.
5204. § 614.4580 Limitation on the extension of funding, discount and other similar financial assistance to an OFI.
5205. § 614.4590 Equitable treatment of OFIs and Farm Credit System associations.
5206. § 614.4595 Public disclosure about OFIs.
5207. § 614.4600 Insolvency of an OFI.
5208. Subpart Q Banks for Cooperatives and Agricultural Credit Banks Financing International Trade
5209. § 614.4700 Financing foreign trade receivables.
5210. § 614.4710 [Reserved]
5211. § 614.4720 Letters of credit.
5212. § 614.4800 Guarantees and contracts of suretyship.
5213. § 614.4810 Standby letters of credit.
5214. § 614.4900 Foreign exchange.
5215. Subpart R Secondary Market Authorities
5216. § 614.4910 Basic authorities.
5217. Subpart S Flood Insurance Requirements
5218. § 614.4920 Purpose and scope.
5219. § 614.4925 Definitions.
5220. § 614.4930 Requirement to purchase flood insurance where available.
5221. § 614.4932 Exemptions.
5222. § 614.4935 Escrow requirement.
5223. § 614.4940 Required use of standard flood hazard determination form.
5224. § 614.4945 Force placement of flood insurance.
5225. § 614.4950 Determination fees.
5226. § 614.4955 Notice of special flood hazards and availability of Federal disaster relief assistance.
5227. § 614.4960 Notice of servicer's identity.
5228. Appendix A to Subpart S of Part 614 Sample Form of Notice of Special Flood Hazards and Availability of Federal Disaster Relief Assistance
5229. Appendix B to Subpart S of Part 614 Sample Clause for Option to Escrow for Outstanding Loans
5230. PART 615 FUNDING AND FISCAL AFFAIRS, LOAN POLICIES AND OPERATIONS, AND FUNDING OPERATIONS
5231. Subpart A Funding
5232. § 615.5000 General responsibilities.
5233. § 615.5010 Funding Corporation.
5234. § 615.5030 Borrowings from commercial banks.
5235. § 615.5040 Borrowings from financial institutions other than commercial banks.
5236. Subpart B Collateral
5237. § 615.5045 Definitions.
5238. § 615.5050 Collateral requirements.
5239. § 615.5060 Special collateral requirement.
5240. § 615.5090 Reduction in carrying value of collateral.
5241. Subpart C Issuance of Bonds, Notes, Debentures and Similar Obligations
5242. § 615.5100 Authority to issue.
5243. § 615.5101 Requirements for issuance.
5244. § 615.5102 Issuance of debt obligations through the Funding Corporation.
5245. §§ 615.5103-615.5104 [Reserved]
5246. § 615.5105 Consolidated Systemwide notes.
5247. Subpart D Other Funding
5248. § 615.5110 Authority to issue (other funding).
5249. § 615.5120 Purchase eligibility requirement.
5250. § 615.5130 Procedures.
5251. Subpart E Investment Management
5252. § 615.5131 Definitions.
5253. § 615.5132 Investment purposes.
5254. § 615.5133 Investment management.
5255. § 615.5134 Liquidity reserve.
5256. § 615.5136 Emergencies impeding normal access of Farm Credit banks to capital markets.
5257. § 615.5140 Eligible investments.
5258. § 615.5142 [Reserved]
5259. § 615.5143 Management of ineligible investments and reservation of authority to require divestiture.
5260. § 615.5144 Banks for cooperatives and agricultural credit banks.
5261. Subpart F Property, Transfers of Capital, and Other Investments
5262. § 615.5170 Real and personal property.
5263. § 615.5171 Transfer of capital from banks to associations.
5264. § 615.5172 Production credit association and agricultural credit association investment in farmers' notes given to cooperatives and dealers.
5265. § 615.5173 Stock of the Federal Agricultural Mortgage Corporation.
5266. § 615.5174 Farmer Mac securities.
5267. § 615.5175 Investments in Farm Credit System institution preferred stock.
5268. Subpart G Risk Assessment and Management
5269. § 615.5180 Bank interest rate risk management program.
5270. § 615.5182 Interest rate risk management by associations and other Farm Credit System institutions other than banks.
5271. Subpart H Capital Adequacy
5272. § 615.5200 Capital planning.
5273. § 615.5201 Definitions.
5274. § 615.5205 Minimum permanent capital standards.
5275. § 615.5206 Permanent capital ratio computation.
5276. § 615.5207 Capital adjustments and associated reductions to assets.
5277. § 615.5208 Allotment of allocated investments.
5278. §§ 615.5209-615.5212 [Reserved]
5279. § 615.5215 Distribution of earnings.
5280. § 615.5216 [Reserved]
5281. Subpart I Issuance of Equities
5282. § 615.5220 Capitalization bylaws.
5283. § 615.5230 Implementation of cooperative principles.
5284. § 615.5240 Regulatory capital requirements.
5285. § 615.5245 Limitations on association preferred stock.
5286. § 615.5250 Disclosure requirements for sales of borrower stock.
5287. § 615.5255 Disclosure and review requirements for sales of other equities.
5288. Subpart J Retirement of Equities and Payment of Dividends
5289. § 615.5260 Retirement of eligible borrower stock.
5290. § 615.5270 Retirement of other equities.
5291. § 615.5280 Retirement in event of default.
5292. § 615.5290 Retirement of capital stock and participation certificates in event of restructuring.
5293. § 615.5295 Payment of dividends.
5294. K Subpart K [Reserved]
5295. Subpart L Establishment of Minimum Capital Ratios for an Individual Institution
5296. § 615.5350 General—Applicability.
5297. § 615.5351 Standards for determination of appropriate individual institution minimum capital ratios.
5298. § 615.5352 Procedures.
5299. § 615.5353 Relation to other actions.
5300. § 615.5354 Enforcement.
5301. Subpart M Issuance of a Capital Directive
5302. § 615.5355 Purpose and scope.
5303. § 615.5356 Notice of intent to issue a capital directive.
5304. § 615.5357 Response to notice.
5305. § 615.5358 Decision.
5306. § 615.5359 Issuance of a capital directive.
5307. § 615.5360 Reconsideration based on change in circumstances.
5308. § 615.5361 Relation to other administrative actions.
5309. N Subpart N [Reserved]
5310. Subpart O Book-Entry Procedures for Farm Credit Securities
5311. § 615.5450 Definitions.
5312. § 615.5451 Book-entry and definitive securities.
5313. § 615.5452 Law governing rights and obligations of Federal Reserve Banks, Farm Credit banks, and Funding Corporation; rights of any person against Federal Reserve Banks, Farm Credit banks, and Funding Corporation.
5314. § 615.5453 Law governing other interests.
5315. § 615.5454 Creation of participant's security entitlement; security interests.
5316. § 615.5455 Obligations of the Farm Credit banks and the Funding Corporation; no adverse claims.
5317. § 615.5456 Authority of Federal Reserve Banks.
5318. § 615.5457 Withdrawal of eligible book-entry securities for conversion to definitive form.
5319. § 615.5458 Waiver of regulations.
5320. § 615.5459 Liability of Farm Credit banks, Funding Corporation and Federal Reserve Banks.
5321. § 615.5460 Additional provisions.
5322. § 615.5461 Lost, stolen, destroyed, mutilated or defaced Farm Credit securities, including coupons.
5323. § 615.5462 Restrictive endorsement of bearer securities.
5324. Subpart P Global Debt Securities
5325. § 615.5500 Definitions.
5326. § 615.5502 Issuance of global debt securities.
5327. Subpart Q Bankers' Acceptances
5328. § 615.5550 Bankers' acceptances.
5329. R Subpart R [Reserved]
5330. Subpart S Federal Agricultural Mortgage Corporation Securities
5331. § 615.5570 Book-entry procedures for Federal Agricultural Mortgage Corporation Securities.
5332. PART 616 LEASING
5333. § 616.600 Definitions.
5334. § 616.6100 Purchase and sale of interests in leases.
5335. § 616.6200 Out-of-territory leasing.
5336. § 616.6300 Leasing policies, procedures, and underwriting standards.
5337. § 616.6400 Documentation.
5338. § 616.6500 Investment in leased assets.
5339. § 616.6600 Leasing limit.
5340. § 616.6700 Stock purchase requirements.
5341. § 616.6800 Disclosure requirements.
5342. PART 617 BORROWER RIGHTS
5343. Subpart A General
5344. § 617.7000 Definitions.
5345. § 617.7005 When may electronic communications be used in the borrower rights process?
5346. § 617.7010 May borrower rights be waived?
5347. § 617.7015 What happens to borrower rights when a loan is sold?
5348. Subpart B Disclosure of Effective Interest Rates
5349. § 617.7100 Who must make and who is entitled to receive an effective interest rate disclosure?
5350. § 617.7105 When must a qualified lender disclose the effective interest rate to a borrower?
5351. § 617.7110 How should a qualified lender disclose the cost of borrower stock or participation certificates?
5352. § 617.7115 How should a qualified lender disclose loan origination charges?
5353. § 617.7120 How should a qualified lender present the disclosures to a borrower?
5354. § 617.7125 How should a qualified lender determine the effective interest rate?
5355. § 617.7130 What initial disclosures must a qualified lender make to a borrower?
5356. § 617.7135 What subsequent disclosures must a qualified lender make to a borrower?
5357. Subpart C Disclosure of Differential Interest Rates
5358. § 617.7200 What disclosures must a qualified lender make to a borrower on loans offered with more than one rate of interest?
5359. Subpart D Actions on Applications; Review of Credit Decisions
5360. § 617.7300 When acting on a loan application, what are the notice requirements and review rights?
5361. § 617.7305 What is a CRC and who are the members?
5362. § 617.7310 What is the review process of the CRC?
5363. § 617.7315 What records must the qualified lender maintain on behalf of the CRC?
5364. Subpart E Distressed Loan Restructuring; State Agricultural Loan Mediation Programs
5365. § 617.7400 What protections exist for borrowers who meet all loan obligations?
5366. § 617.7405 On what policies are loan restructurings based?
5367. § 617.7410 When and how does a qualified lender notify a borrower of the right to seek loan restructuring?
5368. § 617.7415 How does a qualified lender decide to restructure a loan?
5369. § 617.7420 How will a decision on an application for restructuring be issued?
5370. § 617.7425 What type of notice should be given to a borrower before foreclosure?
5371. § 617.7430 Are institutions required to participate in state agricultural loan mediation programs?
5372. Subpart F Distressed Loan Restructuring Directive
5373. § 617.7500 What is a directive used for and what may it require?
5374. § 617.7505 How will the qualified lender know when FCA is considering issuing a distressed loan restructuring directive?
5375. § 617.7510 What should the qualified lender do when it receives notice of a distressed loan restructuring directive?
5376. § 617.7515 How does the FCA decide whether to issue a directive?
5377. § 617.7520 How does the FCA issue a directive and when will it be effective?
5378. § 617.7525 May FCA use other enforcement actions?
5379. Subpart G Right of First Refusal
5380. § 617.7600 What are the definitions used in this subpart?
5381. § 617.7605 How should System institutions document whether the borrower had the financial resources to avoid foreclosure?
5382. § 617.7610 What should the System institution do when it decides to sell acquired agricultural real estate?
5383. § 617.7615 What should the System institution do when it decides to lease acquired agricultural real estate?
5384. § 617.7620 What should the System institution do when it decides to sell acquired agricultural real estate at a public auction?
5385. § 617.7625 Whom should the System institution notify?
5386. § 617.7630 Does this Federal requirement affect any state property laws?
5387. PART 618 GENERAL PROVISIONS
5388. Subpart A Related Services
5389. § 618.8000 Definitions.
5390. § 618.8005 Eligibility.
5391. § 618.8010 Related services authorization process.
5392. § 618.8015 Policy guidelines.
5393. § 618.8020 Feasibility requirements.
5394. § 618.8025 Feasibility reviews.
5395. § 618.8030 Out-of-territory related services.
5396. Subpart B Member Insurance
5397. § 618.8040 Authorized insurance services.
5398. C Subparts C-F [Reserved]
5399. Subpart G Releasing Information
5400. § 618.8300 General regulation.
5401. § 618.8310 Lists of borrowers and stockholders.
5402. § 618.8320 Data regarding borrowers and loan applicants.
5403. § 618.8325 Disclosure of loan documents.
5404. § 618.8330 Production of documents and testimony during litigation.
5405. § 618.8340 [Reserved]
5406. Subpart H Disposition of Obsolete Records
5407. § 618.8360 [Reserved]
5408. § 618.8370 [Reserved]
5409. I Subpart I [Reserved]
5410. Subpart J Internal Controls
5411. § 618.8430 Internal controls.
5412. § 618.8440 Planning.
5413. PART 619 DEFINITIONS
5414. § 619.9000 The Act.
5415. § 619.9010 Additional security.
5416. § 619.9015 Agricultural credit associations.
5417. § 619.9020 Agricultural credit banks.
5418. § 619.9025 Agricultural land.
5419. § 619.9050 Associations.
5420. § 619.9060 Bank for cooperatives.
5421. § 619.9110 Consolidation.
5422. § 619.9130 Differential interest rates.
5423. § 619.9135 Direct lender.
5424. § 619.9140 Farm Credit bank(s).
5425. § 619.9145 Farm Credit Bank.
5426. § 619.9146 Farm Credit institutions.
5427. § 619.9155 Federal land credit association.
5428. § 619.9170 Fixed interest rate.
5429. § 619.9180 Fixed interest spread.
5430. § 619.9185 Funding Corporation.
5431. § 619.9195 [Reserved]
5432. § 619.9200 Loss-sharing agreements.
5433. § 619.9210 Merger.
5434. § 619.9230 Open-end mortgage loan plans.
5435. § 619.9235 Outside director.
5436. § 619.9240 Participation agreement.
5437. § 619.9250 Participation certificates.
5438. § 619.9260 Primary security.
5439. § 619.9270 Qualified Public Accountant or External Auditor.
5440. § 619.9310 Senior officer.
5441. § 619.9320 Shareholder or stockholder.
5442. § 619.9330 Speculative purposes.
5443. § 619.9335 Supplemental retirement plan or supplemental executive retirement plan.
5444. § 619.9338 Unincorporated business entities.
5445. § 619.9340 Variable interest rate.
5446. PART 620 DISCLOSURE TO SHAREHOLDERS
5447. Subpart A General
5448. § 620.1 Definitions.
5449. § 620.2 Preparing and filing reports.
5450. § 620.3 Accuracy of reports and assessment of internal control over financial reporting.
5451. Subpart B Annual Report to Shareholders
5452. § 620.4 Preparing and providing the annual report.
5453. § 620.5 Contents of the annual report to shareholders.
5454. § 620.6 Disclosures in the annual report to shareholders relating to directors and senior officers.
5455. Subpart C Quarterly Report
5456. § 620.10 Preparing the quarterly report.
5457. § 620.11 Content of quarterly report to shareholders.
5458. Subpart D Notice to Shareholders
5459. § 620.15 Notice of significant or material events.
5460. § 620.17 Special notice provisions for events related to noncompliance with minimum regulatory capital ratios.
5461. Subpart E Annual Meeting Information Statements and Other Information To Be Furnished in Connection with Annual Meetings and Director Elections
5462. § 620.20 Preparing and distributing the information statement.
5463. § 620.21 Contents of the information statement.
5464. Subpart F Bank and Association Audit and Compensation Committees
5465. § 620.30 Audit committees.
5466. § 620.31 Compensation committees.
5467. PART 621 ACCOUNTING AND REPORTING REQUIREMENTS
5468. Subpart A Purpose and Definitions
5469. § 621.1 Purpose and applicability.
5470. § 621.2 Definitions.
5471. Subpart B General Rules
5472. § 621.3 Application of generally accepted accounting principles.
5473. § 621.4 Audit by qualified public accountant.
5474. § 621.5 Accounting for the allowance for credit losses and chargeoffs.
5475. Subpart C Loan Performance and Valuation Assessment
5476. § 621.6 Categorizing high-risk loans and other property owned.
5477. § 621.7 Rule of aggregation.
5478. § 621.8 Application of payments and income recognition on nonaccrual loans.
5479. § 621.9 Reinstatement to accrual status.
5480. § 621.10 Monitoring of performance categories and other property owned.
5481. Subpart D -Reports of Condition and Performance and Accounts and Exposures
5482. § 621.12 Reports of condition and performance.
5483. § 621.13 Content and standards—general rules.
5484. § 621.14 Certification of correctness.
5485. § 621.15 Reports of accounts and exposures.
5486. Subpart E Auditor Independence
5487. § 621.30 General.
5488. § 621.31 Non-audit services.
5489. § 621.32 Conflicts of interest and rotation.
5490. PART 622 RULES OF PRACTICE AND PROCEDURE
5491. Subpart A Rules Applicable to Formal Hearings
5492. § 622.1 Scope of regulations.
5493. § 622.2 Definitions.
5494. § 622.3 Appearance and practice.
5495. § 622.4 Commencement of proceedings.
5496. § 622.5 Answer.
5497. § 622.6 Opportunity for informal settlement.
5498. § 622.7 Conduct of hearings.
5499. § 622.8 Rules of evidence.
5500. § 622.9 Subpoenas.
5501. § 622.10 Depositions.
5502. § 622.11 Motions.
5503. § 622.12 Proposed findings and conclusions; recommended decision.
5504. § 622.13 Exceptions.
5505. § 622.14 Briefs.
5506. § 622.15 Oral argument before the Board.
5507. § 622.16 Notice of submission to the Board.
5508. § 622.17 Decision of the Board.
5509. § 622.18 Filing.
5510. § 622.19 Service.
5511. § 622.20 Documents in proceedings confidential.
5512. § 622.21 Computing time.
5513. § 622.22 Retained authority.
5514. §§ 622.23-622.50 [Reserved]
5515. Subpart B Rules and Procedures for Assessment and Collection of Civil Money Penalties
5516. § 622.51 Definitions.
5517. § 622.52 Purpose and scope.
5518. §§ 622.53-622.54 [Reserved]
5519. § 622.55 Notice of assessment of civil money penalty.
5520. § 622.56 Request for formal hearing on assessment.
5521. § 622.57 Waiver of hearing; consent.
5522. § 622.58 Hearing on assessment.
5523. § 622.59 Assessment order.
5524. § 622.60 Payment of civil money penalty.
5525. § 622.61 Adjustment of civil money penalties by the rate of inflation under the Federal Civil Penalties Inflation Adjustment Act of 1990, as amended.
5526. §§ 622.62-622.75 [Reserved]
5527. Subpart C Rules and Procedures Applicable to Suspension or Removal of an Individual Where Certain Crimes Are Charged or Proven
5528. § 622.76 Definitions.
5529. § 622.77 Purpose and scope.
5530. § 622.78 Suspension, prohibition or removal.
5531. § 622.79 Petition for informal hearing.
5532. § 622.80 Informal hearing.
5533. § 622.81 Default.
5534. § 622.82 Decision of the Board.
5535. §§ 622.83-622.100 [Reserved]
5536. Subpart D Rules and Procedures Applicable to Formal Investigations
5537. § 622.101 Definitions.
5538. § 622.102 Scope.
5539. § 622.103 Formal investigations are confidential.
5540. § 622.104 Order to conduct formal investigation.
5541. § 622.105 Conduct of investigation.
5542. § 622.106 Service of subpoena and payment of witness fees.
5543. § 622.107 Transcripts.
5544. PART 623 PRACTICE BEFORE THE FARM CREDIT ADMINISTRATION
5545. § 623.1 Scope of part.
5546. § 623.2 Definitions.
5547. § 623.3 Who may practice.
5548. § 623.4 Suspension and debarment.
5549. § 623.5 Reinstatement.
5550. § 623.6 Duty to file information concerning adverse judicial or administrative action.
5551. § 623.7 Proceeding under this part.
5552. PART 624 MARGIN AND CAPITAL REQUIREMENTS FOR COVERED SWAP ENTITIES
5553. § 624.1 Authority, purpose, scope, exemptions and compliance dates.
5554. § 624.2 Definitions.
5555. § 624.3 Initial margin.
5556. § 624.4 Variation margin.
5557. § 624.5 Netting arrangements, minimum transfer amount and satisfaction of collecting and posting requirements.
5558. § 624.6 Eligible collateral.
5559. § 624.7 Segregation of collateral.
5560. § 624.8 Initial margin models and standardized amounts.
5561. § 624.9 Cross-border application of margin requirements.
5562. § 624.10 Documentation of margin matters.
5563. § 624.11 Special rules for affiliates.
5564. § 624.12 Capital.
5565. Appendix A to Part 624 Standardized Minimum Initial Margin Requirements for Non-Cleared Swaps and Non—Cleared Security-Based Swaps
5566. Appendix B to Part 624 Margin Values for Eligible Noncash Margin Collateral
5567. PART 625 APPLICATION FOR AWARD OF FEES AND OTHER EXPENSES UNDER THE EQUAL ACCESS TO JUSTICE ACT
5568. Subpart A General Provisions
5569. § 625.1 Purpose.
5570. § 625.2 Proceedings covered.
5571. § 625.3 Eligibility of applicants.
5572. § 625.4 Standards for awards.
5573. § 625.5 Allowable fees and expenses.
5574. § 625.6 Rulemaking on maximum rates for attorney fees.
5575. § 625.7 Awards against other agencies.
5576. Subpart B Applicant Information Required
5577. § 625.10 Contents of application.
5578. § 625.11 Net worth exhibit.
5579. § 625.12 Documentation of fees and expenses.
5580. § 625.13 When an application may be filed.
5581. Subpart C Procedures for Considering Applications
5582. § 625.20 Settlement.
5583. § 625.21 Filing and service of documents.
5584. § 625.22 Answer to application.
5585. § 625.23 Reply.
5586. § 625.24 Comments by other parties.
5587. § 625.25 Further proceedings.
5588. § 625.26 Recommended decision.
5589. § 625.27 Board decision.
5590. § 625.28 Judicial review.
5591. § 625.29 Payment of award.
5592. PART 626 NONDISCRIMINATION IN LENDING
5593. § 626.6000 Definitions.
5594. § 626.6005 Nondiscrimination in lending and other services.
5595. § 626.6010 Nondiscrimination in applications.
5596. § 626.6015 Nondiscriminatory appraisal.
5597. § 626.6020 Nondiscriminatory advertising.
5598. § 626.6025 Equal housing lender poster.
5599. § 626.6030 Complaints.
5600. PART 627 TITLE IV CONSERVATORS, RECEIVERS, BRIDGE SYSTEM BANKS, AND VOLUNTARY LIQUIDATIONS
5601. Subpart A General Provisions
5602. § 627.1 Applicability.
5603. § 627.2 Definitions.
5604. § 627.3 Grounds for appointing FCSIC as conservator or receiver.
5605. § 627.4 Action for the removal of the conservator or receiver.
5606. Subpart B Conservator and Conservatorships
5607. § 627.10 FCSIC as Conservator.
5608. Subpart C Receiver and Receiverships
5609. § 627.20 FCSIC as receiver.
5610. Subpart D Voluntary Liquidation
5611. § 627.40 Voluntary liquidation.
5612. § 627.41 Preservation of equity.
5613. PART 628 CAPITAL ADEQUACY OF SYSTEM INSTITUTIONS
5614. Subpart A General Provisions
5615. § 628.1 Purpose, applicability, and reservations of authority.
5616. § 628.2 Definitions.
5617. § 628.3 Operational requirements for certain exposures.
5618. §§ 628.4-628.9 [Reserved]
5619. Subpart B Capital Ratio Requirements and Buffers
5620. § 628.10 Minimum capital requirements.
5621. § 628.11 Capital buffer amounts.
5622. §§ 628.12-628.19 [Reserved]
5623. Subpart C Definition of Capital
5624. § 628.20 Capital components and eligibility criteria for tier 1 and tier 2 capital instruments.
5625. § 628.21 Capital bylaw or board resolution to include equities in tier 1 and tier 2 capital.
5626. § 628.22 Regulatory capital adjustments and deductions.
5627. § 628.23 Limit on inclusion of third-party capital in total (tier 1 and tier 2) capital.
5628. §§ 628.24-628.29 [Reserved]
5629. Subpart D Risk-Weighted Assets—Standardized Approach
5630. § 628.30 Applicability.
5631. 6 Risk-Weighted Assets for General Credit Risk
5632. § 628.31 Mechanics for calculating risk-weighted assets for general credit risk.
5633. § 628.32 General risk weights.
5634. § 628.33 Off-balance sheet exposures.
5635. § 628.34 OTC derivative contracts.
5636. § 628.35 Cleared transactions.
5637. § 628.36 Guarantees and credit derivatives: Substitution treatment.
5638. § 628.37 Collateralized transactions.
5639. 7 Risk-Weighted Assets for Unsettled Transactions
5640. § 628.38 Unsettled transactions.
5641. §§ 628.39-628.40 [Reserved]
5642. 8 Risk-Weighted Assets for Securitization Exposures
5643. § 628.41 Operational requirements for securitization exposures.
5644. § 628.42 Risk-weighted assets for securitization exposures.
5645. § 628.43 Simplified supervisory formula approach (SSFA) and the gross-up approach.
5646. § 628.44 Securitization exposures to which the SSFA and gross-up approach do not apply.
5647. § 628.45 Recognition of credit risk mitigants for securitization exposures.
5648. §§ 628.46-628.50 [Reserved]
5649. 9 Risk-Weighted Assets for Equity Exposures
5650. § 628.51 Introduction and exposure measurement.
5651. § 628.52 Simple risk-weight approach (SRWA).
5652. § 628.53 Equity exposures to investment funds.
5653. §§ 628.54-628.60 [Reserved]
5654. 10 Disclosures
5655. § 628.61 Purpose and scope.
5656. § 628.62 Disclosure requirements.
5657. § 628.63 Disclosures.
5658. §§ 628.64-628.99 [Reserved]
5659. E Subparts E-F [Reserved]
5660. Subpart G Transition Provisions
5661. § 628.300 Transitions.
5662. § 628.301 Initial compliance and reporting requirements.
5663. Appendix A to Part 628 Loan-to-Value Limits for High Volatility Commercial Real Estate Exposures
5664. PART 630 DISCLOSURE TO INVESTORS IN SYSTEMWIDE AND CONSOLIDATED BANK DEBT OBLIGATIONS OF THE FARM CREDIT SYSTEM
5665. Subpart A General
5666. § 630.1 Purpose.
5667. § 630.2 Definitions.
5668. § 630.3 Publishing and filing the report to investors.
5669. § 630.4 Responsibilities for preparing the report to investors.
5670. § 630.5 Accuracy of reports and assessment of internal control over financial reporting.
5671. § 630.6 Funding Corporation committees.
5672. Subpart B Annual Report to Investors
5673. § 630.20 Contents of the annual report to investors.
5674. Subpart C Quarterly Reports to Investors
5675. § 630.40 Contents of the quarterly report to investors.
5676. Appendix A to Part 630 Supplemental Information Disclosure Guidelines
5677. PART 650 FEDERAL AGRICULTURAL MORTGAGE CORPORATION GENERAL PROVISIONS
5678. Subpart A Regulation, Examination and Enforcement
5679. § 650.1 Definitions.
5680. § 650.2 Regulatory authority.
5681. § 650.3 Supervision and enforcement.
5682. § 650.4 Access to Corporation records and personnel.
5683. § 650.5 Reports of examination.
5684. § 650.6 Criminal referrals.
5685. Subpart B Conservators, Receivers, and Liquidations
5686. § 650.10 Voluntary liquidation.
5687. § 650.13 Grounds for appointment of a receiver or conservator.
5688. § 650.14 Action for removal of receiver or conservator.
5689. § 650.15 Appointment of a receiver.
5690. § 650.20 Powers and duties of the receiver.
5691. § 650.25 Report to Congress.
5692. § 650.30 Preservation of equity.
5693. § 650.35 Notice to stockholders.
5694. § 650.40 Creditor claims.
5695. § 650.45 Priority of claims.
5696. § 650.50 Payment of claims.
5697. § 650.55 Inventory, audit, and reports.
5698. § 650.60 Final discharge and release of the receiver.
5699. § 650.65 Appointment of a conservator.
5700. § 650.70 Powers and duties of the conservator.
5701. § 650.75 Inventory, examination, and reports to stockholders.
5702. § 650.80 Final discharge and release of the conservator.
5703. PART 651 FEDERAL AGRICULTURAL MORTGAGE CORPORATION GOVERNANCE
5704. Subpart A General
5705. § 651.1 Definitions.
5706. § 651.2 [Reserved]
5707. Subpart B Standards of Conduct
5708. § 651.21 [Reserved]
5709. § 651.22 Conflict-of-interest policy.
5710. § 651.23 Implementation of policy.
5711. § 651.24 Director, officer, employee, and agent responsibilities.
5712. Subpart C Board Governance
5713. § 651.30 [Reserved]
5714. § 651.35 [Reserved]
5715. § 651.40 [Reserved]
5716. § 651.50 Committees of the Corporation's board of directors.
5717. PART 652 FEDERAL AGRICULTURAL MORTGAGE CORPORATION FUNDING AND FISCAL AFFAIRS
5718. Subpart A Investment Management
5719. § 652.1 Purpose.
5720. § 652.5 Definitions.
5721. § 652.10 Investment management.
5722. § 652.15 Non-program investment purposes and limitation.
5723. § 652.20 Eligible non-program investments.
5724. § 652.23 Other non-program investments.
5725. § 652.25 Ineligible investments.
5726. § 652.27 Reservation of authority for investment activities.
5727. § 652.30 Interest rate risk management.
5728. § 652.35 Liquidity management.
5729. § 652.40 Liquidity reserve requirement and supplemental liquidity.
5730. § 652.45 Temporary regulatory waivers or modifications for extraordinary situations.
5731. Subpart B Risk-Based Capital Requirements
5732. § 652.50 Definitions.
5733. § 652.55 General.
5734. § 652.60 Corporate business planning.
5735. § 652.61 Capital planning.
5736. § 652.62 Notice to OSMO of capital distributions.
5737. § 652.65 Risk-based capital stress test.
5738. § 652.70 Risk-based capital level.
5739. § 652.75 Your responsibility for determining the risk-based capital level.
5740. § 652.80 When you must determine the risk-based capital level.
5741. § 652.85 When to report the risk-based capital level.
5742. § 652.90 How to report your risk-based capital determination.
5743. § 652.95 Failure to meet capital requirements.
5744. § 652.100 Audit of the risk-based capital stress test.
5745. Appendix A to Subpart B of Part 652 Risk-Based Capital Stress Test
5746. PART 653 FEDERAL AGRICULTURAL MORTGAGE CORPORATION RISK MANAGEMENT
5747. § 653.1 Definitions.
5748. § 653.2 General.
5749. § 653.3 Risk management.
5750. § 653.4 Internal controls.
5751. 654 PART 654 [RESERVED]
5752. PART 655 FEDERAL AGRICULTURAL MORTGAGE CORPORATION DISCLOSURE AND REPORTING REQUIREMENTS
5753. Subpart A General
5754. § 655.1 Definitions.
5755. Subpart B Reports of Condition of the Federal Agricultural Mortgage Corporation
5756. § 655.10 Reports of condition.
5757. § 655.15 Interim reports, notices, and proxy statements.
5758. Subpart C Reports Relating to Securities Activities of the Federal Agricultural Mortgage Corporation
5759. § 655.20 Securities not registered under the Securities Act.
5760. § 655.21 Filings and communications with the U.S. Treasury, the SEC, and NYSE.
5761. 656-699 PARTS 656-699 [RESERVED]
5762. CHAPTER VII NATIONAL CREDIT UNION ADMINISTRATION
5763. SUBCHAPTER A REGULATIONS AFFECTING CREDIT UNIONS
5764. PART 700 DEFINITIONS
5765. § 700.1 Scope.
5766. § 700.2 Definitions.
5767. PART 701 ORGANIZATION AND OPERATION OF FEDERAL CREDIT UNIONS
5768. § 701.1 Federal credit union chartering, field of membership modifications, and conversions.
5769. § 701.2 Federal credit union bylaws.
5770. § 701.3 Member inspection of credit union books, records, and minutes.
5771. § 701.4 General authorities and duties of Federal credit union directors.
5772. § 701.5 Preemption.
5773. § 701.6 Fees paid by Federal credit unions.
5774. §§ 701.7-701.13 [Reserved]
5775. § 701.14 Change in official or senior executive officer in credit unions that are newly chartered or are in troubled condition.
5776. §§ 701.15-701.18 [Reserved]
5777. § 701.19 Benefits for employees of Federal credit unions.
5778. § 701.20 Suretyship and guaranty.
5779. § 701.21 Loans to members and lines of credit to members.
5780. § 701.22 Loan participations.
5781. § 701.23 Purchase, sale, and pledge of eligible obligations.
5782. § 701.24 Refund of interest.
5783. § 701.25 Loans to credit unions.
5784. § 701.26 [Reserved]
5785. §§ 701.27-701.29 [Reserved]
5786. § 701.30 Services for nonmembers within the field of membership.
5787. § 701.31 Nondiscrimination requirements.
5788. § 701.32 Payment on shares by public units and nonmembers.
5789. § 701.33 Reimbursement, insurance, and indemnification of officials and employees.
5790. § 701.34 Designation of low income status.
5791. § 701.35 Share, share draft, and share certificate accounts.
5792. § 701.36 Federal credit union occupancy and disposal of acquired and abandoned premises.
5793. § 701.37 Treasury tax and loan depositaries; depositaries and financial agents of the Government.
5794. § 701.38 Borrowed funds.
5795. § 701.39 Statutory lien.
5796. Appendix A to Part 701 Federal Credit Union Bylaws
5797. Appendix B to Part 701 Chartering and Field of Membership Manual
5798. PART 702 CAPITAL ADEQUACY
5799. § 702.1 Authority, purpose, scope, and other supervisory authority.
5800. § 702.2 Definitions.
5801. Subpart A Prompt Corrective Action
5802. § 702.101 Capital measures, capital adequacy, effective date of classification, and notice to NCUA.
5803. § 702.102 Capital classification.
5804. § 702.103 Applicability of risk-based capital measures.
5805. § 702.104 Risk-based capital ratio.
5806. § 702.105 Derivative contracts.
5807. § 702.106 Prompt corrective action for adequately capitalized credit unions.
5808. § 702.107 Prompt corrective action for undercapitalized credit unions.
5809. § 702.108 Prompt corrective action for significantly undercapitalized credit unions.
5810. § 702.109 Prompt corrective action for critically undercapitalized credit unions.
5811. § 702.110 Consultation with state officials on proposed prompt corrective action.
5812. § 702.111 Net worth restoration plans (NWRP).
5813. § 702.112 Reserves.
5814. § 702.113 Full and fair disclosure of financial condition.
5815. § 702.114 Payment of dividends.
5816. Subpart B Alternative Prompt Corrective Action for New Credit Unions
5817. § 702.201 Scope and definition.
5818. § 702.202 Net worth categories for new credit unions.
5819. § 702.203 Prompt corrective action for adequately capitalized new credit unions.
5820. § 702.204 Prompt corrective action for moderately capitalized, marginally capitalized, or minimally capitalized new credit unions.
5821. § 702.205 Prompt corrective action for uncapitalized new credit unions.
5822. § 702.206 Revised business plans (RBP) for new credit unions.
5823. § 702.207 Consideration of Subordinated Debt and Grandfathered Secondary Capital for new credit unions.
5824. § 702.208 Incentives for new credit unions.
5825. § 702.209 Reserves.
5826. § 702.210 Full and fair disclosure of financial condition.
5827. § 702.211 Payment of dividends.
5828. Subpart C Capital Planning and Stress Testing
5829. § 702.301 Authority, purpose, and reservation of authority.
5830. § 702.302 Definitions.
5831. § 702.303 Capital policy.
5832. § 702.304 Capital planning.
5833. § 702.305 NCUA action on capital plans.
5834. § 702.306 Annual supervisory stress testing.
5835. Subpart D Subordinated Debt, Grandfathered Secondary Capital, and Regulatory Capital
5836. § 702.401 Purpose and scope.
5837. § 702.402 Definitions.
5838. § 702.403 Eligibility.
5839. § 702.404 Requirements of the Subordinated Debt Note.
5840. § 702.405 Disclosures.
5841. § 702.406 Requirements related to the offer, sale, and issuance of Subordinated Debt Notes.
5842. § 702.407 Discounting of amount treated as Regulatory Capital.
5843. § 702.408 Preapproval to issue Subordinated Debt.
5844. § 702.409 Preapproval for federally insured, state-chartered credit unions to issue Subordinated Debt.
5845. § 702.410 Interest payments on Subordinated Debt.
5846. § 702.411 Prior written approval to prepay Subordinated Debt.
5847. § 702.412 Effect of a merger or dissolution on the treatment of Subordinated Debt as Regulatory Capital.
5848. § 702.413 Repudiation safe harbor.
5849. § 702.414 Regulations governing Grandfathered Secondary Capital.
5850. Appendix A to Subpart D of Part 702 Disclosure and Acknowledgement Form
5851. E Subparts E-F [Reserved]
5852. Subpart G CECL Transition Provisions
5853. § 702.701 Authority, purpose, and scope.
5854. § 702.702 Definitions.
5855. § 702.703 CECL transition provisions.
5856. Appendix A to Part 702 Gross-Up Approach, and Look-Through Approaches
5857. PART 703 INVESTMENT AND DEPOSIT ACTIVITIES
5858. Subpart A General Investment and Deposit Activities
5859. § 703.1 Purpose and scope.
5860. § 703.2 Definitions.
5861. § 703.3 Investment policies.
5862. § 703.4 Recordkeeping and documentation requirements.
5863. § 703.5 Discretionary control over investments and investment advisers.
5864. § 703.6 Credit analysis.
5865. § 703.7 Notice of non-compliant investments.
5866. § 703.8 Broker-dealers.
5867. § 703.9 Safekeeping of investments.
5868. § 703.10 Monitoring non-security investments.
5869. § 703.11 Valuing securities.
5870. § 703.12 Monitoring securities.
5871. § 703.13 Permissible investment activities.
5872. § 703.14 Permissible investments.
5873. § 703.15 Prohibited investment activities.
5874. § 703.16 Prohibited investments.
5875. § 703.17 Conflicts of interest.
5876. § 703.18 Grandfathered investments.
5877. § 703.19 Investment pilot program.
5878. § 703.20 Request for additional authority.
5879. Subpart B Derivatives
5880. § 703.101 Purpose and scope.
5881. § 703.102 Definitions.
5882. § 703.103 Requirements related to the characteristics of permissible Interest Rate Risk Derivatives.
5883. § 703.104 Requirements for Counterparty agreements, collateral and Margining.
5884. § 703.105 Reporting requirements.
5885. § 703.106 Operational support requirements.
5886. § 703.107 External service providers.
5887. § 703.108 Notification and application requirements.
5888. § 703.109 Regulatory violation or unsafe and unsound condition.
5889. PART 704 CORPORATE CREDIT UNIONS
5890. § 704.1 Scope.
5891. § 704.2 Definitions.
5892. § 704.3 Corporate credit union capital.
5893. § 704.4 Prompt corrective action.
5894. § 704.5 Investments.
5895. § 704.6 Credit risk management.
5896. § 704.7 Lending.
5897. § 704.8 Asset and liability management.
5898. § 704.9 Liquidity management.
5899. § 704.10 Investment action plan.
5900. § 704.11 Credit Union Service Organizations (CUSOs).
5901. § 704.12 Permissible services.
5902. § 704.13 Board responsibilities.
5903. § 704.14 Representation.
5904. § 704.15 Audit and reporting requirements.
5905. § 704.16 Contracts/written agreements.
5906. § 704.17 State-chartered corporate credit unions.
5907. § 704.18 Fidelity bond coverage.
5908. § 704.19 Disclosure of executive compensation.
5909. § 704.20 [Reserved]
5910. § 704.21 Enterprise risk management.
5911. § 704.22 Membership fees.
5912. Appendix A to Part 704 Capital Prioritization and Model Forms
5913. Appendix B to Part 704 Expanded Authorities and Requirements
5914. Appendix C to Part 704 Risk-Based Capital Credit Risk-Weight Categories
5915. PART 705 COMMUNITY DEVELOPMENT REVOLVING LOAN FUND ACCESS FOR CREDIT UNIONS
5916. § 705.1 Authority, purpose, and scope.
5917. § 705.2 Definitions.
5918. § 705.3 Eligibility requirements.
5919. § 705.4 Permissible uses of loan funds.
5920. § 705.5 Terms and conditions for loans.
5921. § 705.6 Terms and conditions for technical assistance grants.
5922. § 705.7 Application and award processes.
5923. § 705.8 Urgency.
5924. § 705.9 Reporting and monitoring.
5925. § 705.10 Appeals.
5926. 706 PART 706 [RESERVED]
5927. PART 707 TRUTH IN SAVINGS
5928. § 707.1 Authority, purpose, coverage and effect on State laws.
5929. § 707.2 Definitions.
5930. § 707.3 General disclosure requirements.
5931. § 707.4 Account disclosures.
5932. § 707.5 Subsequent disclosures.
5933. § 707.6 Periodic statement disclosures.
5934. § 707.7 Payment of dividends.
5935. § 707.8 Advertising.
5936. § 707.9 Enforcement and record retention.
5937. § 707.10 [Reserved]
5938. § 707.11 Additional disclosure requirements for overdraft services.
5939. Appendix A to Part 707 Annual Percentage Yield Calculation
5940. Appendix B to Part 707 Model Clauses and Sample Forms
5941. Appendix C to Part 707 Official Staff Interpretations
5942. PART 708a BANK CONVERSIONS AND MERGERS
5943. Subpart A Conversion of Insured Credit Unions to Mutual Savings Banks
5944. § 708a.101 Definitions.
5945. § 708a.102 Authority to convert.
5946. § 708a.103 Board of directors' approval and members' opportunity to comment.
5947. § 708a.104 Disclosures and communications to members.
5948. § 708a.105 Notice to NCUA.
5949. § 708a.106 Membership approval of a proposal to convert.
5950. § 708a.107 Certification of vote on conversion proposal.
5951. § 708a.108 NCUA oversight of methods and procedures of membership vote.
5952. § 708a.109 Other regulatory oversight of methods and procedures of membership vote.
5953. § 708a.110 Completion of conversion.
5954. § 708a.111 Limit on compensation of officials.
5955. § 708a.112 Voting incentives.
5956. § 708a.113 Voting guidelines.
5957. B Subpart B [Reserved]
5958. Subpart C Merger of Insured Credit Unions Into Banks
5959. § 708a.301 Definitions.
5960. § 708a.302 Authority to merge.
5961. § 708a.303 Board of directors' approval and members' opportunity to comment.
5962. § 708a.304 Notice to NCUA and request to proceed with member vote.
5963. § 708a.305 Disclosures and communications to members.
5964. § 708a.306 Membership approval of a proposal to merge.
5965. § 708a.307 Certification of vote on merger proposal.
5966. § 708a.308 NCUA approval of the merger.
5967. § 708a.309 Completion of merger.
5968. § 708a.310 Limits on compensation of officials.
5969. § 708a.311 Voting incentives.
5970. § 708a.312 Voting guidelines.
5971. PART 708b MERGERS OF INSURED CREDIT UNIONS INTO OTHER CREDIT UNIONS; VOLUNTARY TERMINATION OR CONVERSION OF INSURED STATUS
5972. § 708b.1 Scope.
5973. § 708b.2 Definitions.
5974. Subpart A Mergers
5975. § 708b.101 Mergers generally.
5976. § 708b.102 Special provisions for federal insurance.
5977. § 708b.103 Preparation of merger plan.
5978. § 708b.104 Submission of merger proposal to the NCUA.
5979. § 708b.105 Approval of merger proposal by the NCUA.
5980. § 708b.106 Approval of the merger proposal by members.
5981. § 708b.107 Certification of vote on merger proposal.
5982. § 708b.108 Completion of merger.
5983. Subpart B Voluntary Termination or Conversion of Insured Status
5984. § 708b.201 Termination of insurance.
5985. § 708b.202 Notice to members of proposal to terminate insurance.
5986. § 708b.203 Conversion of insurance.
5987. § 708b.204 Notice to members of proposal to convert insurance.
5988. § 708b.205 Modifications to notice and ballot.
5989. § 708b.206 Share insurance communications to members.
5990. Subpart C Forms
5991. § 708b.301 Conversion of insurance (State Chartered Credit Union).
5992. § 708b.302 Conversion of insurance (Federal Credit Union).
5993. § 708b.303 Conversion of insurance through merger.
5994. § 708b.304 Merger of a federally insured credit union into another federally insured credit union.
5995. PART 709 INVOLUNTARY LIQUIDATION OF FEDERAL CREDIT UNIONS AND ADJUDICATION OF CREDITOR CLAIMS INVOLVING FEDERALLY INSURED CREDIT UNIONS IN LIQUIDATION
5996. § 709.0 Scope.
5997. § 709.1 Definitions.
5998. § 709.2 NCUA Board as liquidating agent.
5999. § 709.3 Challenge to revocation of charter and involuntary liquidation.
6000. § 709.4 Powers and duties of liquidating agent.
6001. § 709.5 Payout priorities in involuntary liquidation.
6002. § 709.6 Initial determination of creditor claims by the liquidating agent.
6003. § 709.7 Procedures for agency review or judicial determination of claims.
6004. § 709.8 Expedited determination of creditor claims.
6005. § 709.9 Treatment of financial assets transferred in connection with a securitization or participation.
6006. § 709.10 Treatment by conservator or liquidating agent of collateralized public funds.
6007. § 709.11 Prepayment fees to Federal Home Loan Bank.
6008. § 709.12 Treatment of swap agreements in liquidation or conservatorship.
6009. PART 710 VOLUNTARY LIQUIDATION
6010. § 710.0 Scope.
6011. § 710.1 Definitions.
6012. § 710.2 Responsibility for conducting voluntary liquidation.
6013. § 710.3 Approval of the liquidation proposal by members.
6014. § 710.4 Transaction of business during liquidation.
6015. § 710.5 Notice of liquidation to creditors.
6016. § 710.6 Distribution of assets.
6017. § 710.7 Retention of records.
6018. § 710.8 Certificate of dissolution and liquidation.
6019. § 710.9 Federally insured state-chartered credit unions.
6020. PART 711 MANAGEMENT OFFICIAL INTERLOCKS
6021. § 711.1 Authority, purpose, and scope.
6022. § 711.2 Definitions.
6023. § 711.3 Prohibitions.
6024. § 711.4 Interlocking relationships permitted by statute.
6025. § 711.5 Small market share exemption.
6026. § 711.6 General exemption.
6027. § 711.7 Change in circumstances.
6028. § 711.8 Enforcement.
6029. PART 712 CREDIT UNION SERVICE ORGANIZATIONS (CUSOs)
6030. § 712.1 What does this part cover?
6031. § 712.2 How much can an FCU invest in or loan to CUSOs, and what parties may participate?
6032. § 712.3 What are the characteristics of and what requirements apply to CUSOs?
6033. § 712.4 What must a FICU and a CUSO do to maintain separate corporate identities?
6034. § 712.5 What activities and services are preapproved for CUSOs?
6035. § 712.6 What activities and services are prohibited for CUSOs?
6036. § 712.8 What transaction and compensation limits might apply to individuals related to both an FCU and a CUSO?
6037. § 712.9 [Reserved]
6038. § 712.10 How can a state supervisory authority obtain an exemption for FISCUs from compliance with § 712.3(d)(1), (2), and (3)?
6039. § 712.11 What requirements apply to subsidiary CUSOs?
6040. PART 713 FIDELITY BOND AND INSURANCE COVERAGE FOR FEDERALLY INSURED CREDIT UNIONS
6041. § 713.1 What is the scope of this section?
6042. § 713.2 What are the responsibilities of a federally insured credit union's board of directors under this section?
6043. § 713.3 What bond coverage must a federally insured credit union have?
6044. § 713.4 What bond forms may a federally insured credit union use?
6045. § 713.5 What is the required minimum dollar amount of coverage?
6046. § 713.6 What is the permissible deductible?
6047. § 713.7 May the NCUA Board require a federally insured credit union to secure additional insurance coverage?
6048. PART 714 LEASING
6049. § 714.1 What does this part cover?
6050. § 714.2 What are the permissible leasing arrangements?
6051. § 714.3 Must you own the leased property in an indirect leasing arrangement?
6052. § 714.4 What are the lease requirements?
6053. § 714.5 What is required if you rely on an estimated residual value greater than 25% of the original cost of the leased property?
6054. § 714.6 Are you required to retain salvage powers over the leased property?
6055. § 714.7 What are the insurance requirements applicable to leasing?
6056. § 714.8 Are the early payment provisions, or interest rate provisions, applicable in leasing arrangements?
6057. § 714.9 [Reserved]
6058. § 714.10 What other laws must you comply with when engaged in leasing?
6059. PART 715 SUPERVISORY COMMITTEE AUDITS AND VERIFICATIONS
6060. § 715.1 Scope of this part.
6061. § 715.2 Definitions used in this part.
6062. § 715.3 General responsibilities of the Supervisory Committee.
6063. § 715.4 Audit responsibility of the Supervisory Committee.
6064. § 715.5 Audit of Federal Credit Unions.
6065. § 715.6 Audit of Federally-insured State-chartered credit unions.
6066. § 715.7 Supervisory Committee audit alternatives to a financial statement audit.
6067. § 715.8 Requirements for verification of accounts and passbooks.
6068. § 715.9 Assistance from outside, compensated person.
6069. § 715.10 Audit report and working paper maintenance and access.
6070. § 715.11 Sanctions for failure to comply with this part.
6071. § 715.12 Statutory audit remedies for Federal credit unions.
6072. Appendix A to Part 715 Supervisory Committee Audit—Minimum Procedures
6073. PART 716 PRIVACY OF CONSUMER FINANCIAL INFORMATION
6074. § 716.1 Cross reference.
6075. PART 717 FAIR CREDIT REPORTING
6076. A Subparts A-H [Reserved]
6077. Subpart I Duties of Users of Consumer Reports Regarding Address Discrepancies and Records Disposal
6078. §§ 717.80-717.81 [Reserved]
6079. § 717.82 Duties of users regarding address discrepancies.
6080. § 717.83 Disposal of consumer information.
6081. Subpart J Identity Theft Red Flags
6082. § 717.90 Duties regarding the detection, prevention, and mitigation of identity theft.
6083. § 717.91 Duties of card issuers regarding changes of address.
6084. Appendix E to Part 717 Interagency Guidelines Concerning the Accuracy and Integrity of Information Furnished to Consumer Reporting Agencies
6085. Appendix J to Part 717 Interagency Guidelines on Identity Theft Detection, Prevention, and Mitigation
6086. PART 721 INCIDENTAL POWERS
6087. § 721.1 What does this part cover?
6088. § 721.2 What is an incidental powers activity?
6089. § 721.3 What categories of activities are preapproved as incidental powers necessary or requisite to carry on a credit union's business?
6090. § 721.4 How may a credit union apply to engage in an activity that is not preapproved as within a credit union's incidental powers?
6091. § 721.5 What limitations apply to a credit union engaging in activities approved under this part?
6092. § 721.6 May a credit union derive income from activities approved under this part?
6093. § 721.7 What are the potential conflicts of interest for officials and employees when credit unions engage in activities approved under this part?
6094. PART 722 APPRAISALS
6095. Subpart A Appraisals Generally
6096. § 722.101 Authority, purpose, and scope.
6097. § 722.102 Definitions.
6098. § 722.103 Appraisals and written estimates of market value requirements for real estate-related financial transactions.
6099. § 722.104 Minimum appraisal standards.
6100. § 722.105 Appraiser independence.
6101. § 722.106 Professional association membership; competency.
6102. § 722.107 Enforcement.
6103. Subpart B Quality Control Standards for Automated Valuation Models Used for Mortgage Lending Purposes
6104. § 722.201 Authority, purpose, and scope.
6105. § 722.202 Definitions.
6106. § 722.203 Quality control standards.
6107. PART 723 MEMBER BUSINESS LOANS; COMMERCIAL LENDING
6108. § 723.1 Purpose and scope.
6109. § 723.2 Definitions.
6110. § 723.3 Board of directors and management responsibilities.
6111. § 723.4 Commercial loan policy.
6112. § 723.5 Collateral and security.
6113. § 723.6 Construction and development loans.
6114. § 723.7 Prohibited activities.
6115. § 723.8 Aggregate member business loan limit; exclusions and exceptions.
6116. § 723.9 Transitional provisions.
6117. § 723.10 State regulation of business lending.
6118. PART 724 TRUSTEES AND CUSTODIANS OF CERTAIN TAX-ADVANTAGED SAVINGS PLANS
6119. § 724.1 Federal credit unions acting as trustees and custodians of certain tax-advantaged savings plans.
6120. § 724.2 Self-directed plans.
6121. § 724.3 Appointment of successor trustee or custodian.
6122. PART 725 NATIONAL CREDIT UNION ADMINISTRATION CENTRAL LIQUIDITY FACILITY
6123. § 725.1 Scope.
6124. § 725.2 Definitions.
6125. § 725.3 Regular membership.
6126. § 725.4 Agent membership.
6127. § 725.5 Capital stock.
6128. § 725.6 Termination of membership.
6129. § 725.7 Special share accounts in federally chartered agent members.
6130. §§ 725.8-725.16 [Reserved]
6131. § 725.17 Applications for extensions of credit.
6132. § 725.18 Creditworthiness.
6133. § 725.19 Collateral requirements.
6134. § 725.20 Repayment, security and credit reporting agreements; other terms and conditions.
6135. § 725.21 Modification of agreements.
6136. § 725.22 Advances to insurance organizations.
6137. § 725.23 Other advances.
6138. PART 740 ACCURACY OF ADVERTISING AND NOTICE OF INSURED STATUS
6139. § 740.0 Scope.
6140. § 740.1 Definitions.
6141. § 740.2 Accuracy of advertising.
6142. § 740.3 Advertising of excess insurance.
6143. § 740.4 Requirements for the official sign.
6144. § 740.5 Requirements for the official advertising statement.
6145. PART 741 REQUIREMENTS FOR INSURANCE
6146. § 741.0 Scope.
6147. Subpart A Regulations That Apply to Both Federal Credit Unions and Federally Insured State-Chartered Credit Unions and That Are Not Codified Elsewhere in NCUA's Regulations
6148. § 741.1 Examination.
6149. § 741.2 Maximum borrowing authority.
6150. § 741.3 Criteria.
6151. § 741.4 Insurance premium and one percent deposit.
6152. § 741.5 Notification of termination of excess insurance coverage.
6153. § 741.6 Financial and statistical and other reports.
6154. § 741.7 Conversion to a state-chartered credit union.
6155. § 741.8 Purchase of assets and assumption of liabilities.
6156. § 741.9 Uninsured membership shares.
6157. § 741.10 [Reserved]
6158. § 741.11 Foreign branching.
6159. § 741.12 Liquidity and contingency funding plans.
6160. Subpart B Regulations Codified Elsewhere in NCUA's Regulations as Applying to Federal Credit Unions That Also Apply to Federally Insured State-Chartered Credit Unions
6161. § 741.201 Minimum fidelity bond requirements.
6162. § 741.202 Audit and verification requirements.
6163. § 741.203 Minimum loan policy requirements.
6164. § 741.204 Maximum public unit and nonmember accounts, and low-income designation.
6165. § 741.205 Reporting requirements for credit unions that are newly chartered or in troubled condition.
6166. § 741.206 Corporate credit unions.
6167. § 741.207 Community development revolving loan program for credit unions.
6168. § 741.208 Mergers of federally insured credit unions: voluntary termination or conversion of insured status.
6169. § 741.209 Management official interlocks.
6170. § 741.210 Central liquidity facility.
6171. § 741.211 Advertising.
6172. § 741.212 Share insurance.
6173. § 741.213 Administrative actions, adjudicative hearings, rules of practice and procedure.
6174. § 741.214 Report of crime or catastrophic act and Bank Secrecy Act compliance.
6175. § 741.215 Records preservation program.
6176. § 741.216 Flood insurance.
6177. § 741.217 Truth in savings.
6178. § 741.218 Involuntary liquidation and creditor claims.
6179. § 741.219 Investment requirements.
6180. § 741.220 Privacy of consumer financial information.
6181. § 741.221 Suretyship and guaranty requirements.
6182. § 741.222 Credit union service organizations.
6183. § 741.223 Registration of residential mortgage loan originators.
6184. § 741.224 Golden parachute and indemnification payments.
6185. § 741.225 Loan participations.
6186. § 741.226 Subordinated Debt.
6187. § 741.227 Loans to credit unions.
6188. § 741.228 Succession planning.
6189. Appendix A to Part 741 Guidance for an Interest Rate Risk Policy and an Effective Program
6190. Appendix B to Part 741 Loan Workouts, Nonaccrual Policy, and Regulatory Reporting of Troubled Debt Restructured Loans
6191. PART 745 SHARE INSURANCE AND APPENDIX
6192. Subpart A Clarification and Definition of Account Insurance Coverage
6193. § 745.0 Scope.
6194. § 745.1 Definitions.
6195. § 745.2 General principles applicable in determining insurance of accounts.
6196. § 745.3 Single ownership accounts.
6197. § 745.4 Revocable trust accounts.
6198. § 745.5 Accounts held by executors or administrators.
6199. § 745.6 Accounts held by a corporation, partnership, or unincorporated association.
6200. § 745.7 Shares accepted in a foreign currency.
6201. § 745.8 Joint ownership accounts.
6202. § 745.9-1 Trust accounts.
6203. § 745.9-2 Retirement and other employee benefit plan accounts.
6204. § 745.10 Accounts held by government depositors.
6205. § 745.11 Accounts evidenced by negotiable instruments.
6206. § 745.12 Account obligations for payment of items forwarded for collection by depository institution acting as agent.
6207. § 745.13 Notification to members/shareholders.
6208. § 745.14 Interest on lawyers trust accounts and other similar escrow accounts.
6209. Subpart B Payment of Share Insurance and Appeals
6210. § 745.200 General.
6211. § 745.201 Processing of insurance claims.
6212. § 745.202 Judicial review.
6213. Appendix to Part 745 Examples of Insurance Coverage Afforded Accounts in Credit Unions Insured by the National Credit Union Share Insurance Fund
6214. PART 746 APPEALS PROCEDURES
6215. Subpart A Procedures for Appealing Material Supervisory Determinations
6216. § 746.101 Authority, purpose, and scope.
6217. § 746.102 Definitions.
6218. § 746.103 Material supervisory determinations.
6219. § 746.104 General provisions.
6220. § 746.105 Procedures for reconsideration from the appropriate program office.
6221. § 746.106 Procedures for requesting review by the Director of the Office of Examination and Insurance.
6222. § 746.107 Procedures for appealing to the Supervisory Review Committee.
6223. § 746.108 Composition of Supervisory Review Committee.
6224. § 746.109 Procedures for appealing to the NCUA Board.
6225. § 746.110 Administration of the appeal.
6226. § 746.111 Oral hearing.
6227. § 746.112 Retaliation prohibited.
6228. § 746.113 Coordination with State supervisory authority.
6229. Subpart B Appeals Procedures That Do Not by Law Require a Board Hearing
6230. § 746.201 Authority, purpose, and scope.
6231. § 746.202 Definitions.
6232. § 746.203 Request for reconsideration.
6233. § 746.204 Appeal to the Board.
6234. § 746.205 Preliminary considerations regarding the appeal.
6235. § 746.206 Administration of the appeal.
6236. § 746.207 Procedures for oral hearing.
6237. PART 747 ADMINISTRATIVE ACTIONS, ADJUDICATIVE HEARINGS, RULES OF PRACTICE AND PROCEDURE, AND INVESTIGATIONS
6238. § 747.0 Scope of this part.
6239. Subpart A Uniform Rules of Practice and Procedure
6240. § 747.1 Scope.
6241. § 747.2 Rules of construction.
6242. § 747.3 Definitions.
6243. § 747.4 Authority of the NCUA Board.
6244. § 747.5 Authority of the administrative law judge (ALJ).
6245. § 747.6 Appearance and practice in adjudicatory proceedings.
6246. § 747.7 Good faith certification.
6247. § 747.8 Conflicts of interest.
6248. § 747.9 Ex parte communications.
6249. § 747.10 Filing of papers.
6250. § 747.11 Service of papers.
6251. § 747.12 Construction of time limits.
6252. § 747.13 Change of time limits.
6253. § 747.14 Witness fees and expenses.
6254. § 747.15 Opportunity for informal settlement.
6255. § 747.16 The NCUA's right to conduct examination.
6256. § 747.17 Collateral attacks on adjudicatory proceeding.
6257. § 747.18 Commencement of proceeding and contents of notice.
6258. § 747.19 Answer.
6259. § 747.20 Amended pleadings
6260. § 747.21 Failure to appear.
6261. § 747.22 Consolidation and severance of actions.
6262. § 747.23 Motions.
6263. § 747.24 Scope of document discovery.
6264. § 747.25 Request for document discovery from parties.
6265. § 747.26 Document subpoenas to nonparties.
6266. § 747.27 Deposition of witness unavailable for hearing.
6267. § 747.28 Interlocutory review.
6268. § 747.29 Summary disposition.
6269. § 747.30 Partial summary disposition.
6270. § 747.31 Scheduling and prehearing conferences.
6271. § 747.32 Prehearing submissions.
6272. § 747.33 Public hearings.
6273. § 747.34 Hearing subpoenas.
6274. § 747.35 Conduct of hearings.
6275. § 747.36 Evidence.
6276. § 747.37 Post-hearing filings.
6277. § 747.38 Recommended decision and filing of record.
6278. § 747.39 Exceptions to recommended decision.
6279. § 747.40 Review by the NCUA Board.
6280. § 747.41 Stays pending judicial review.
6281. Subpart B Local Rules of Practice and Procedure
6282. § 747.100 Discovery limitations.
6283. Subpart C Local Rules and Procedures Applicable to Proceedings for the Involuntary Termination of Insured Status
6284. § 747.201 Scope.
6285. § 747.202 Grounds for termination of insurance.
6286. § 747.203 Notice of charges.
6287. § 747.204 Notice of intention to terminate insured status.
6288. § 747.205 Order terminating insured status.
6289. § 747.206 Consent to termination of insured status.
6290. § 747.207 Notice of termination of insured status.
6291. § 747.208 Duties after termination.
6292. Subpart D Local Rules and Procedures Applicable to Suspensions and Prohibitions Where Felony Charged
6293. § 747.301 Scope.
6294. § 747.302 Rules of practice; remainder of board of directors.
6295. § 747.303 Notice of suspension or prohibition.
6296. § 747.304 Removal or permanent prohibition.
6297. § 747.305 Effectiveness of suspension or removal until completion of hearing.
6298. § 747.306 Notice of opportunity for hearing.
6299. § 747.307 Hearing.
6300. § 747.308 Waiver of hearing; failure to request hearing or review based on written submissions; failure to appear.
6301. § 747.309 Decision of the NCUA Board.
6302. § 747.310 Reconsideration by the NCUA Board.
6303. § 747.311 Relevant considerations.
6304. Subpart E Local Rules and Procedures Applicable to Proceedings Relating to the Suspension or Revocation of Charters and to Involuntary Liquidations Under Title I
6305. § 747.401 Scope.
6306. § 747.402 Grounds for suspension or revocation of charter and for involuntary liquidation.
6307. § 747.403 Notice of intent to suspend or revoke charter; notice of suspension.
6308. § 747.404 Notice of hearing.
6309. § 747.405 Issuance of order.
6310. § 747.406 Cancellation of charter.
6311. Subpart F Local Rules and Procedures Applicable to Proceedings Relating to the Termination of Membership in the Central Liquidity Facility [Reserved]
6312. Subpart G Local Rules and Procedures Applicable to Recovery of Attorneys Fees and Other Expenses Under the Equal Access to Justice Act in NCUA Board Adjudications
6313. § 747.601 Purpose and scope.
6314. § 747.602 Eligibility of applicants.
6315. § 747.603 Prevailing party.
6316. § 747.604 Standards for award.
6317. § 747.605 Allowable fees and expenses.
6318. § 747.606 Contents of application.
6319. § 747.607 Statement of net worth.
6320. § 747.608 Documentation of fees and expenses.
6321. § 747.609 Filing and service of applications.
6322. § 747.610 Answer to application.
6323. § 747.611 Comments by other parties.
6324. § 747.612 Settlement.
6325. § 747.613 Further proceedings.
6326. § 747.614 Recommended decision.
6327. § 747.615 Decision of the NCUA Board.
6328. § 747.616 Payment of award.
6329. Subpart H Local Rules and Procedures Applicable to Investigations
6330. § 747.701 Applicability.
6331. § 747.702 Information obtained in investigations.
6332. § 747.703 Authority to conduct investigations.
6333. Subpart I Local Rules Applicable to Formal Investigative Proceedings
6334. § 747.801 Applicability.
6335. § 747.802 Non-public formal investigative proceedings.
6336. § 747.803 Subpoenas.
6337. § 747.804 Oath; false statements.
6338. § 747.805 Self-incrimination; immunity.
6339. § 747.806 Transcripts.
6340. § 747.807 Rights of witnesses.
6341. J Subpart J [Reserved]
6342. Subpart K Inflation Adjustment of Civil Monetary Penalties
6343. § 747.1001 Adjustment of civil monetary penalties by the rate of inflation.
6344. Subpart L Issuance, Review and Enforcement of Orders Imposing Prompt Corrective Action
6345. § 747.2001 Scope.
6346. § 747.2002 Review of orders imposing discretionary supervisory action.
6347. § 747.2003 Review of order reclassifying a credit union on safety and soundness criteria.
6348. § 747.2004 Review of order to dismiss a director or senior executive officer.
6349. § 747.2005 Enforcement of orders.
6350. Subpart M Issuance, Review and Enforcement of Orders Imposing Prompt Corrective Action on Corporate Credit Unions
6351. § 747.3001 Scope.
6352. § 747.3002 Review of orders imposing discretionary supervisory action.
6353. § 747.3003 Review of order reclassifying a corporate credit union on safety and soundness criteria.
6354. § 747.3004 Review of order to dismiss a director or senior executive officer.
6355. § 747.3005 Enforcement of directives.
6356. § 747.3006 Conservatorship or liquidation of critically undercapitalized corporate credit union.
6357. PART 748 SECURITY PROGRAM, SUSPICIOUS TRANSACTIONS, CATASTROPHIC ACTS, CYBER INCIDENTS, AND BANK SECRECY ACT COMPLIANCE
6358. § 748.0 Security program.
6359. § 748.1 Filing of reports.
6360. § 748.2 Procedures for monitoring Bank Secrecy Act (BSA) compliance.
6361. Appendix A to Part 748 Guidelines for Safeguarding Member Information
6362. Appendix B to Part 748 Guidance on Response Programs for Unauthorized Access to Member Information and Member Notice
6363. PART 749 VITAL RECORDS PRESERVATION PROGRAM
6364. § 749.0 Purpose and scope.
6365. § 749.1 Definitions.
6366. § 749.2 Vital records preservation program.
6367. § 749.3 Vital records center and third-party service providers.
6368. § 749.4 Format for vital records preservation.
6369. § 749.5 Format for records required by other NCUA regulations.
6370. PART 750 GOLDEN PARACHUTE AND INDEMNIFICATION PAYMENTS
6371. § 750.0 Scope.
6372. § 750.1 Definitions.
6373. § 750.2 Golden parachute payments prohibited.
6374. § 750.3 Prohibited indemnification payments.
6375. § 750.4 Permissible golden parachute payments.
6376. § 750.5 Permissible indemnification payments.
6377. § 750.6 Filing instructions; appeal.
6378. § 750.7 Applicability in the event of liquidation or conservatorship.
6379. PART 752 CONSENT TO SERVICE OF PERSONS CONVICTED OF, OR WHO HAVE PROGRAM ENTRIES FOR, CERTAIN CRIMINAL OFFENSES
6380. § 752.1. What is section 205(d) of the Federal Credit Union Act?
6381. § 752.2 Who is covered by section 205(d)?
6382. § 752.3 Which offenses qualify as “Covered Offenses” under section 205(d)?
6383. § 752.4 What constitutes a conviction under section 205(d)?
6384. § 752.5 What constitutes a pretrial diversion or similar program under section 205(d)?
6385. § 752.6 What are the types of applications that can be filed?
6386. § 752.7 When may an application be filed?
6387. § 752.8 What is the de minimis exemption?
6388. § 752.9 How does an individual or a credit union file an application?
6389. § 752.10 How will the NCUA evaluate an application?
6390. § 752.11 What will the NCUA do if the application is denied?
6391. 753 PART 753 FINANCIAL DATA TRANSPARENCY
6392. § 753.1 Definitions.
6393. § 753.2 Establishment of standards.
6394. PART 760 LOANS IN AREAS HAVING SPECIAL FLOOD HAZARDS
6395. § 760.1 Authority, purpose, and scope.
6396. § 760.2 Definitions.
6397. § 760.3 Requirement to purchase flood insurance where available.
6398. § 760.4 Exemptions.
6399. § 760.5 Escrow requirement.
6400. § 760.6 Required use of standard flood hazard determination form.
6401. § 760.7 Force placement of flood insurance.
6402. § 760.8 Determination fees.
6403. § 760.9 Notice of special flood hazards and availability of Federal disaster relief assistance.
6404. § 760.10 Notice of servicer's identity.
6405. Appendix A to Part 760 Sample Form of Notice of Special Flood Hazards and Availability of Federal Disaster Relief Assistance
6406. Appendix B to Part 760 Sample Clause for Option to Escrow for Outstanding Loans
6407. PART 761 REGISTRATION OF RESIDENTIAL MORTGAGE LOAN ORIGINATORS
6408. § 761.1 Cross reference.
6409. SUBCHAPTER B REGULATIONS AFFECTING THE OPERATIONS OF THE NATIONAL CREDIT UNION ADMINISTRATION
6410. PART 790 DESCRIPTION OF NCUA; REQUESTS FOR AGENCY ACTION
6411. § 790.1 Scope.
6412. § 790.2 Central and field office organization.
6413. § 790.3 Requests for action.
6414. PART 791 RULES OF NCUA BOARD PROCEDURE; PROMULGATION OF NCUA RULES AND REGULATIONS; PUBLIC OBSERVATION OF NCUA
6415. Subpart A Rules of NCUA Board Procedure
6416. § 791.1 Scope.
6417. § 791.2 Number of votes required for board action.
6418. § 791.3 Voting by proxy.
6419. § 791.4 Methods of acting.
6420. § 791.5 Scheduling of board meetings.
6421. § 791.6 Subject matter of a meeting.
6422. Subpart B Promulgation of NCUA Rules and Regulations
6423. § 791.7 Scope.
6424. § 791.8 Promulgation of NCUA rules and regulations.
6425. Subpart C Public Observation of NCUA Board Meetings Under the Sunshine Act
6426. § 791.9 Scope.
6427. § 791.10 Definitions.
6428. § 791.11 Open meetings.
6429. § 791.12 Exemptions.
6430. § 791.13 Public announcement of meetings.
6431. § 791.14 Regular procedure for closing meeting discussions or limiting the disclosure of information.
6432. § 791.15 Requests for open meeting.
6433. § 791.16 General counsel certification.
6434. § 791.17 Maintenance of meeting records.
6435. § 791.18 Public availability of meeting records and other documents.
6436. Subpart D Use of Supervisory Guidance
6437. § 791.19 Purpose.
6438. § 791.20 Implementation of the Interagency Statement.
6439. § 791.21 Rule of construction.
6440. Subpart E Prohibition on Use of Reputation Risk by NCUA
6441. § 791.22 Prohibitions.
6442. Appendix A to Subpart D Statement Clarifying the Role of Supervisory Guidance
6443. PART 792 REQUESTS FOR INFORMATION UNDER THE FREEDOM OF INFORMATION ACT AND PRIVACY ACT, AND BY SUBPOENA; SECURITY PROCEDURES FOR CLASSIFIED INFORMATION
6444. Subpart A The Freedom of Information Act
6445. 20 General Purpose
6446. § 792.01 What is the purpose of this subpart?
6447. 21 Records Publicly Available
6448. § 792.02 What records does NCUA make available to the public for inspection and copying?
6449. § 792.03 How will I know which records to request?
6450. § 792.04 How can I obtain these records?
6451. § 792.05 What is the significance of records made available and indexed?
6452. 22 Records Available Upon Request
6453. § 792.06 Can I obtain other records?
6454. § 792.07 Where do I send my request?
6455. § 792.08 What must I include in my request?
6456. § 792.09 What if my request does not meet the requirements of this subpart?
6457. § 792.10 What will NCUA do with my request?
6458. § 792.11 What kind of records are exempt from public disclosure?
6459. § 792.12 How will I know what records NCUA has determined to be exempt?
6460. § 792.13 Can I get the records in different forms or formats?
6461. § 792.14 Who is responsible for responding to my request?
6462. § 792.15 How long will it take to process my request?
6463. § 792.16 What unusual circumstances can delay NCUA's response?
6464. § 792.17 What can I do if the time limit passes and I still have not received a response?
6465. 23 Expedited Processing
6466. § 792.18 What if my request is urgent and I cannot wait for the records?
6467. 24 Fees
6468. § 792.19 How does NCUA calculate the fees for processing my request?
6469. § 792.20 What are the charges for each fee category?
6470. § 792.21 Will NCUA provide a fee estimate?
6471. § 792.22 What will NCUA charge for other services?
6472. § 792.23 Can I avoid charges by sending multiple, small requests?
6473. § 792.24 Can NCUA charge me interest if I fail to pay my bill?
6474. § 792.25 Will NCUA charge me if the records are not found or are determined to be exempt?
6475. § 792.26 Will I be asked to pay fees in advance?
6476. 25 Fee Waiver or Reduction
6477. § 792.27 Can fees be reduced or waived?
6478. 26 Appeals
6479. § 792.28 What if I am not satisfied with the response I receive?
6480. 27 Submitter Notice
6481. § 792.29 If I send NCUA confidential commercial information, can it be disclosed under FOIA?
6482. 28 Release of Exempt Information
6483. § 792.30 Is there a prohibition against disclosure of exempt records?
6484. § 792.31 Can exempt records be disclosed to credit unions, financial institutions and state or federal agencies?
6485. § 792.32 Can exempt records be disclosed to investigatory agencies?
6486. B Subpart B [Reserved]
6487. Subpart C Production of Nonpublic Records and Testimony of NCUA Employees in Legal Proceedings
6488. § 792.40 What does this subpart prohibit?
6489. § 792.41 When does this subpart apply?
6490. § 792.42 How do I request nonpublic records or testimony?
6491. § 792.43 What must my written request contain?
6492. § 792.44 When should I make a request?
6493. § 792.45 Where do I send my request?
6494. § 792.46 What will the NCUA do with my request?
6495. § 792.47 If my request is granted, what fees apply?
6496. § 792.48 If my request is granted, what restrictions apply?
6497. § 792.49 Definitions.
6498. Subpart D Security Procedures for Classified Information
6499. § 792.50 Program.
6500. § 792.51 Procedures.
6501. Subpart E The Privacy Act
6502. § 792.52 Scope.
6503. § 792.53 Definitions.
6504. § 792.54 Procedures for requests pertaining to individual records in a system of records.
6505. § 792.55 Times, places, and requirements for identification of individuals making requests and identification of records requested.
6506. § 792.56 Notice of existence of records, access decisions and disclosure of requested information; time limits.
6507. § 792.57 Special procedures: Information furnished by other agencies; medical records.
6508. § 792.58 Requests for correction or amendment to a record; administrative review of requests.
6509. § 792.59 Appeal of initial determination.
6510. § 792.60 Disclosure of record to person other than the individual to whom it pertains.
6511. § 792.61 Accounting for disclosures.
6512. § 792.62 Requests for accounting for disclosures.
6513. § 792.63 Collection of information from individuals; information forms.
6514. § 792.64 Contracting for the operation of a system of records.
6515. § 792.65 Fees.
6516. § 792.66 Exemptions.
6517. § 792.67 Security of systems of records.
6518. § 792.68 Use and collection of Social Security numbers.
6519. § 792.69 Training and employee standards of conduct with regard to privacy.
6520. PART 793 TORT CLAIMS AGAINST THE GOVERNMENT
6521. Subpart A General
6522. § 793.1 Scope of regulations.
6523. Subpart B Procedures
6524. § 793.2 Administrative claim; when presented; place of filing.
6525. § 793.3 Administrative claim; who may file.
6526. § 793.4 Administrative claims; evidence and information to be submitted.
6527. § 793.5 Investigation, examination, and determination of claims.
6528. § 793.6 Final denial of claim.
6529. § 793.7 Payment of approved claims.
6530. § 793.8 Release.
6531. § 793.9 Penalties.
6532. § 793.10 Limitation on National Credit Union Administration's authority.
6533. PART 794 ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE NATIONAL CREDIT UNION ADMINISTRATION
6534. § 794.101 Purpose.
6535. § 794.102 Application.
6536. § 794.103 Definitions.
6537. §§ 794.104-794.109 [Reserved]
6538. § 794.110 Self-evaluation.
6539. § 794.111 Notice.
6540. §§ 794.112-794.129 [Reserved]
6541. § 794.130 General prohibitions against discrimination.
6542. §§ 794.131-794.139 [Reserved]
6543. § 794.140 Employment.
6544. §§ 794.141-794.148 [Reserved]
6545. § 794.149 Program accessibility: Discrimination prohibited.
6546. § 794.150 Program accessibility: Existing facilities.
6547. § 794.151 Program accessibility: New construction and alterations.
6548. §§ 794.152-794.159 [Reserved]
6549. § 794.160 Communications.
6550. §§ 794.161-794.169 [Reserved]
6551. § 794.170 Compliance procedures.
6552. §§ 794.171-794.999 [Reserved]
6553. PART 796 POST-EMPLOYMENT RESTRICTIONS FOR CERTAIN NCUA EXAMINERS
6554. § 796.1 What is the purpose and scope of this part?
6555. § 796.2 Who is considered a senior examiner of the NCUA?
6556. § 796.3 What special post-employment restrictions apply to senior examiners?
6557. § 796.4 When do these special restrictions become effective and may they be waived?
6558. § 796.5 What are the penalties for violating these special post-employment restrictions?
6559. § 796.6 What other definitions and rules of construction apply for purposes of this part?
6560. PART 797 PROCEDURES FOR DEBT COLLECTION
6561. Subpart A Scope, Purpose, Definitions and Delegation of Authority
6562. § 797.1 Scope.
6563. § 797.2 Purpose.
6564. § 797.3 Definitions.
6565. § 797.4 Delegation of authority.
6566. Subpart B Administrative Offset
6567. § 797.5 Authority and scope.
6568. § 797.6 Administrative offset prior to completion of procedures.
6569. § 797.7 Procedures.
6570. § 797.8 Right to agency review.
6571. § 797.9 Review procedures.
6572. § 797.10 Special review.
6573. § 797.11 Interest, administrative costs, and penalties.
6574. § 797.12 Refunds.
6575. § 797.13 Requests for administrative offset where NCUA is the creditor agency.
6576. § 797.14 Requests for administrative offset from other federal agencies where NCUA is the paying agency.
6577. § 797.15 Administrative offset against amounts payable from Civil Service Retirement and Disability Fund.
6578. § 797.16 Stay of offset.
6579. Subpart C Salary Offset
6580. § 797.17 Authority and scope.
6581. § 797.18 Notice requirements where NCUA is the creditor agency.
6582. § 797.19 Review of NCUA records related to the debt.
6583. § 797.20 Procedures to request a hearing.
6584. § 797.21 Hearing procedures.
6585. § 797.22 Voluntary repayment agreement.
6586. § 797.23 Certification where NCUA is the creditor agency.
6587. § 797.24 Certification where NCUA is the paying agency.
6588. § 797.25 Recovery from final check or other payments due a separated employee.
6589. 798-799 PARTS 798-799 [RESERVED]
6590. CHAPTER VIII FEDERAL FINANCING BANK
6591. 800-899 PARTS 800-899 [RESERVED]
6592. IX [RESERVED] CHAPTER IX [RESERVED]
6593. CHAPTER X CONSUMER FINANCIAL PROTECTION BUREAU
6594. 1000 PART 1000 [RESERVED]
6595. PART 1001 FINANCIAL PRODUCTS OR SERVICES
6596. § 1001.1 Authority and purpose.
6597. § 1001.2 Definitions.
6598. PART 1002 EQUAL CREDIT OPPORTUNITY ACT (REGULATION B)
6599. Subpart A General
6600. § 1002.1 Authority, scope and purpose.
6601. § 1002.2 Definitions.
6602. § 1002.3 Limited exceptions for certain classes of transactions.
6603. § 1002.4 General rules.
6604. § 1002.5 Rules concerning requests for information.
6605. § 1002.6 Rules concerning evaluation of applications.
6606. § 1002.7 Rules concerning extensions of credit.
6607. § 1002.8 Special purpose credit programs.
6608. § 1002.9 Notifications.
6609. § 1002.10 Furnishing of credit information.
6610. § 1002.11 Relation to state law.
6611. § 1002.12 Record retention.
6612. § 1002.13 Information for monitoring purposes.
6613. § 1002.14 Rules on providing appraisals and other valuations.
6614. § 1002.15 Incentives for self-testing and self-correction.
6615. § 1002.16 Enforcement, penalties and liabilities.
6616. Subpart B Small Business Lending Data Collection
6617. § 1002.101 Authority, purpose, and scope.
6618. § 1002.102 Definitions.
6619. § 1002.103 Covered applications.
6620. § 1002.104 Covered credit transactions and excluded transactions.
6621. § 1002.105 Covered financial institutions and exempt institutions.
6622. § 1002.106 Business and small business.
6623. § 1002.107 Compilation of reportable data.
6624. § 1002.108 Firewall.
6625. § 1002.109 Reporting of data to the Bureau.
6626. § 1002.110 Publication of data and other disclosures.
6627. § 1002.111 Recordkeeping.
6628. § 1002.112 Enforcement.
6629. § 1002.113 Severability.
6630. § 1002.114 Effective date, compliance date, and special transitional rules.
6631. Appendix A to Part 1002 Federal Agencies To Be Listed in Adverse Action Notices
6632. Appendix B to Part 1002 Model Application Forms
6633. Appendix C to Part 1002 Sample Notification Forms
6634. Appendix D to Part 1002 Issuance of Official Interpretations
6635. Appendix E to Part 1002 Sample Form for Collecting Certain Applicant-Provided Data Under Subpart B of This Part
6636. Appendix F to Part 1002 Tolerances for Bona Fide Errors in Data Reported Under Subpart B of This Part
6637. Supplement I to Part 1002 Official Interpretations
6638. PART 1003 HOME MORTGAGE DISCLOSURE (REGULATION C)
6639. § 1003.1 Authority, purpose, and scope.
6640. § 1003.2 Definitions.
6641. § 1003.3 Exempt institutions and excluded and partially exempt transactions.
6642. § 1003.4 Compilation of reportable data.
6643. § 1003.5 Disclosure and reporting.
6644. § 1003.6 Enforcement.
6645. Appendix B to Part 1003 Form and Instructions for Data Collection on Ethnicity, Race, and Sex
6646. Appendix C to Part 1003 Procedures for Generating a Check Digit and Validating a ULI
6647. Supplement I to Part 1003 Official Interpretations
6648. PART 1004 ALTERNATIVE MORTGAGE TRANSACTION PARITY (REGULATION D)
6649. § 1004.1 Authority, purpose, and scope.
6650. § 1004.2 Definitions.
6651. § 1004.3 Preemption of State law.
6652. § 1004.4 Requirements for alternative mortgage transactions.
6653. Appendix A to Part 1004 Official Commentary on Regulation D
6654. PART 1005 ELECTRONIC FUND TRANSFERS (REGULATION E)
6655. Subpart A General
6656. § 1005.1 Authority and purpose.
6657. § 1005.2 Definitions.
6658. § 1005.3 Coverage.
6659. § 1005.4 General disclosure requirements; jointly offered services.
6660. § 1005.5 Issuance of access devices.
6661. § 1005.6 Liability of consumer for unauthorized transfers.
6662. § 1005.7 Initial disclosures.
6663. § 1005.8 Change in terms notice; error resolution notice.
6664. § 1005.9 Receipts at electronic terminals; periodic statements.
6665. § 1005.10 Preauthorized transfers.
6666. § 1005.11 Procedures for resolving errors.
6667. § 1005.12 Relation to other laws.
6668. § 1005.13 Administrative enforcement; record retention.
6669. § 1005.14 Electronic fund transfer service provider not holding consumer's account.
6670. § 1005.15 Electronic fund transfer of government benefits.
6671. § 1005.16 Disclosures at automated teller machines.
6672. § 1005.17 Requirements for overdraft services.
6673. § 1005.18 Requirements for financial institutions offering prepaid accounts.
6674. § 1005.19 Internet posting of prepaid account agreements.
6675. § 1005.20 Requirements for gift cards and gift certificates.
6676. Subpart B Requirements for Remittance Transfers
6677. § 1005.30 Remittance transfer definitions.
6678. § 1005.31 Disclosures.
6679. § 1005.32 Estimates.
6680. § 1005.33 Procedures for resolving errors.
6681. § 1005.34 Procedures for cancellation and refund of remittance transfers.
6682. § 1005.35 Acts of agents.
6683. § 1005.36 Transfers scheduled before the date of transfer.
6684. Appendix A to Part 1005 Model Disclosure Clauses and Forms
6685. Appendix C to Part 1005 Issuance of Official Interpretations
6686. Supplement I to Part 1005 Official Interpretations
6687. PART 1006 DEBT COLLECTION PRACTICES (REGULATION F)
6688. Subpart A General
6689. § 1006.1 Authority, purpose, and coverage.
6690. § 1006.2 Definitions.
6691. Subpart B Rules for FDCPA Debt Collectors
6692. § 1006.6 Communications in connection with debt collection.
6693. § 1006.10 Acquisition of location information.
6694. § 1006.14 Harassing, oppressive, or abusive conduct.
6695. § 1006.18 False, deceptive, or misleading representations or means.
6696. § 1006.22 Unfair or unconscionable means.
6697. § 1006.26 Collection of time-barred debts.
6698. § 1006.30 Other prohibited practices.
6699. § 1006.34 Notice for validation of debts.
6700. § 1006.38 Disputes and requests for original-creditor information.
6701. § 1006.42 Sending required disclosures.
6702. C Subpart C [Reserved]
6703. Subpart D Miscellaneous
6704. § 1006.100 Record retention.
6705. § 1006.104 Relation to State laws.
6706. § 1006.108 Exemption for State regulation.
6707. Appendix A to Part 1006 Procedures for State Application for Exemption From the Provisions of the Act
6708. Appendix B to Part 1006 Model Forms
6709. Appendix C to Part 1006 Issuance of Advisory Opinions
6710. Supplement I to Part 1006 Official Interpretations
6711. PART 1007 S.A.F.E. MORTGAGE LICENSING ACT—FEDERAL REGISTRATION OF RESIDENTIAL MORTGAGE LOAN ORIGINATORS (REGULATION G)
6712. § 1007.101 Authority, purpose, and scope.
6713. § 1007.102 Definitions.
6714. § 1007.103 Registration of mortgage loan originators.
6715. § 1007.104 Policies and procedures.
6716. § 1007.105 Use of unique identifier.
6717. Appendix A to Part 1007 Examples of Mortgage Loan Originator Activities
6718. PART 1008 S.A.F.E. MORTGAGE LICENSING ACT—STATE COMPLIANCE AND BUREAU REGISTRATION SYSTEM (REGULATION H)
6719. § 1008.1 Purpose.
6720. § 1008.3 Confidentiality of information.
6721. Subpart A General
6722. § 1008.20 Scope of this subpart.
6723. § 1008.23 Definitions.
6724. Subpart B Determination of State Compliance With the S.A.F.E. Act
6725. § 1008.101 Scope of this subpart.
6726. § 1008.103 Individuals required to be licensed by states.
6727. § 1008.105 Minimum loan originator license requirements.
6728. § 1008.107 Minimum annual license renewal requirements.
6729. § 1008.109 Effective date of state requirements imposed on individuals.
6730. § 1008.111 Other minimum requirements for state licensing systems.
6731. § 1008.113 Performance standards.
6732. § 1008.115 Determination of noncompliance.
6733. Subpart C The Bureau's Loan Originator Licensing System and Nationwide Mortgage Licensing and Registry System
6734. § 1008.201 Scope of this subpart.
6735. § 1008.203 The Bureau's establishment of loan originator licensing system.
6736. § 1008.205 The Bureau's establishment of nationwide mortgage licensing system and registry.
6737. Subpart D Minimum Requirements for Administration of the NMLSR
6738. § 1008.301 Scope of this subpart.
6739. § 1008.303 Financial reporting.
6740. § 1008.305 Data security.
6741. § 1008.307 Fees.
6742. § 1008.309 Absence of liability for good-faith administration.
6743. Subpart E Enforcement of the Bureau's Licensing System
6744. § 1008.401 The Bureau's authority to examine loan originator records.
6745. §§ 1008.403-1008.405 [Reserved]
6746. 0
6747. Appendix A to Part 1008 Examples of Mortgage Loan Originator Activities
6748. Appendix B to Part 1008 Engaging in the Business of a Loan Originator: Commercial Context and Habitualness
6749. Appendix C to Part 1008 Independent Contractors and Loan Processor and Underwriter Activities That Require a State Mortgage Loan Originator License
6750. Appendix D to Part 1008 Attorneys: Circumstances That Require a State Mortgage Loan Originator License
6751. PART 1009 DISCLOSURE REQUIREMENTS FOR DEPOSITORY INSTITUTIONS LACKING FEDERAL DEPOSIT INSURANCE (REGULATION I)
6752. § 1009.1 Scope.
6753. § 1009.2 Definitions.
6754. § 1009.3 Disclosures in periodic statements and account records.
6755. § 1009.4 Disclosures in advertising and on the premises.
6756. § 1009.5 Disclosure acknowledgment.
6757. § 1009.6 Exception for certain depository institutions.
6758. § 1009.7 Enforcement.
6759. PART 1010 LAND REGISTRATION (REGULATION J)
6760. Subpart A General Requirements
6761. § 1010.1 Definitions.
6762. § 1010.2 [Reserved]
6763. § 1010.3 General applicability.
6764. § 1010.4 Exemptions—general.
6765. § 1010.5 Statutory exemptions.
6766. § 1010.6 One hundred lot exemption.
6767. § 1010.7 Twelve lot exemption.
6768. § 1010.8 Scattered site subdivisions.
6769. § 1010.9 Twenty acre lots.
6770. § 1010.10 Single-family residence exemption.
6771. § 1010.11 Manufactured home exemption.
6772. § 1010.12 Intrastate exemption.
6773. § 1010.13 Metropolitan Statistical Area (MSA) exemption.
6774. § 1010.14 Regulatory exemptions.
6775. § 1010.15 Regulatory exemption—multiple site subdivision—determination required.
6776. § 1010.16 Regulatory exemption—determination required.
6777. § 1010.17 Advisory opinion.
6778. § 1010.18 No Action Letter.
6779. § 1010.19 [Reserved]
6780. § 1010.20 Requirements for registering a subdivision—Statement of Record—filing and form.
6781. § 1010.21 Effective dates.
6782. § 1010.22 Statement of record—initial or consolidated.
6783. § 1010.23 Amendment—filing and form.
6784. §§ 1010.24-1010.28 [Reserved]
6785. § 1010.29 Use of property report—misstatements, omissions, or representation of Bureau approval prohibited.
6786. § 1010.35 Payment of fees.
6787. § 1010.45 Suspensions.
6788. Subpart B Reporting Requirements
6789. § 1010.100 Statement of Record—format.
6790. § 1010.101 [Reserved]
6791. § 1010.102 General instructions for completing the Statement of Record.
6792. § 1010.103 Developer obligated improvements.
6793. § 1010.104 [Reserved]
6794. § 1010.105 Cover page.
6795. § 1010.106 Table of contents.
6796. § 1010.107 Risks of buying land.
6797. § 1010.108 General information.
6798. § 1010.109 Title to the property and land use.
6799. § 1010.110 Roads.
6800. § 1010.111 Utilities.
6801. § 1010.112 Financial information.
6802. § 1010.113 Local services.
6803. § 1010.114 Recreational facilities.
6804. § 1010.115 Subdivision characteristics and climate.
6805. § 1010.116 Additional information.
6806. § 1010.117 Cost sheet, signature of Senior Executive Officer.
6807. § 1010.118 Receipt, agent certification, and cancellation page.
6808. § 1010.200 Instructions for Statement of Record, Additional Information and Documentation.
6809. §§ 1010.201-1010.207 [Reserved]
6810. § 1010.208 General information.
6811. § 1010.209 Title and land use.
6812. § 1010.210 Roads.
6813. § 1010.211 Utilities.
6814. § 1010.212 Financial information.
6815. § 1010.214 Recreational facilities.
6816. § 1010.215 Subdivision characteristics and climate.
6817. § 1010.216 Additional information.
6818. § 1010.219 Affirmation.
6819. § 1010.310 Annual report of activity.
6820. Subpart C Certification of Substantially Equivalent State Law
6821. § 1010.500 General.
6822. § 1010.503 Notice of certification.
6823. § 1010.504 Cooperation among certified states and between certified states and the Director.
6824. § 1010.505 Withdrawal of state certification.
6825. § 1010.506 State/Federal filing requirements.
6826. § 1010.507 Effect of suspension or withdrawal of certification granted under 15 U.S.C. 1708(a)(1): Full disclosure requirement.
6827. § 1010.508 Effect of suspension of certification granted under 15 U.S.C. 1708(a)(2): Sufficient protection requirement.
6828. § 1010.552 Previously accepted state filings.
6829. § 1010.556 Previously accepted state filings—amendments and consolidations.
6830. § 1010.558 Previously accepted state filings—notice of revocation rights on property report cover page.
6831. § 1010.559 Previously accepted state filings—notice of revocation rights in contracts and agreements.
6832. 0
6833. Appendix A to Part 1010 Standard and Model Forms and Clauses
6834. PART 1011 PURCHASERS' REVOCATION RIGHTS, SALES PRACTICES AND STANDARDS (REGULATION K)
6835. Subpart A Purchasers' Revocation Rights
6836. § 1011.1 General.
6837. § 1011.2 Revocation regardless of registration.
6838. § 1011.4 Contract requirements and revocation.
6839. § 1011.5 Reimbursement.
6840. Subpart B Sales Practices and Standards
6841. § 1011.10 General.
6842. § 1011.15 Unlawful sales practices—statutory provisions.
6843. § 1011.20 Unlawful sales practices—regulatory provisions.
6844. § 1011.25 Misleading sales practices.
6845. § 1011.27 Fair housing.
6846. § 1011.30 Persons to whom subpart B is inapplicable.
6847. Subpart C Advertising Disclaimers
6848. § 1011.50 Advertising disclaimers; subdivisions registered and effective with the Bureau.
6849. PART 1012 SPECIAL RULES OF PRACTICE (REGULATION L)
6850. A Subpart A [Reserved]
6851. Subpart B Filing Assistance
6852. § 1012.30 Scope of this subpart.
6853. § 1012.35 Prefiling assistance.
6854. § 1012.40 Processing of filings.
6855. C Subpart C [Reserved]
6856. Subpart D Adjudicatory Proceedings
6857. §§ 1012.105-1012.200 [Reserved]
6858. § 1012.205 Suspension notice prior to effective date.
6859. § 1012.210 Hearings—suspension notice prior to effective date.
6860. § 1012.215 Notice of proceedings subsequent to effective date.
6861. § 1012.220 Hearings—notice of proceedings subsequent to effective date.
6862. § 1012.225 Suspension order for failure to cooperate.
6863. § 1012.230 Suspension order pending amendments.
6864. § 1012.235 Hearings—suspension orders for failure to cooperate and pending amendments.
6865. § 1012.236 Notice of proceedings to withdraw a State's certification.
6866. § 1012.237 Hearings—notice of proceedings pursuant to withdrawal of state certification.
6867. § 1012.238 Notices of proceedings to terminate exemptions.
6868. § 1012.239 Hearings—notice of proceedings pursuant to exemptions.
6869. PART 1013 CONSUMER LEASING (REGULATION M)
6870. § 1013.1 Authority, scope, purpose, and enforcement.
6871. § 1013.2 Definitions.
6872. § 1013.3 General disclosure requirements.
6873. § 1013.4 Content of disclosures.
6874. § 1013.5 Renegotiations, extensions, and assumptions.
6875. § 1013.6 [Reserved]
6876. § 1013.7 Advertising.
6877. § 1013.8 Record retention.
6878. § 1013.9 Relation to state laws.
6879. Appendix A to Part 1013 Model Forms
6880. Appendix C to Part 1013 Issuance of Official Interpretations
6881. Supplement I to Part 1013 Official Interpretations
6882. PART 1014 MORTGAGE ACTS AND PRACTICES—ADVERTISING (REGULATION N)
6883. § 1014.1 Scope of regulations in this part.
6884. § 1014.2 Definitions.
6885. § 1014.3 Prohibited representations.
6886. § 1014.4 Waiver not permitted.
6887. § 1014.5 Recordkeeping requirements.
6888. § 1014.6 Actions by states.
6889. § 1014.7 Severability.
6890. PART 1015 MORTGAGE ASSISTANCE RELIEF SERVICES (REGULATION O)
6891. § 1015.1 Scope of regulations in this part.
6892. § 1015.2 Definitions.
6893. § 1015.3 Prohibited representations.
6894. § 1015.4 Disclosures required in commercial communications.
6895. § 1015.5 Prohibition on collection of advance payments and related disclosures.
6896. § 1015.6 Assisting and facilitating.
6897. § 1015.7 Exemptions.
6898. § 1015.8 Waiver not permitted.
6899. § 1015.9 Recordkeeping and compliance requirements.
6900. § 1015.10 Actions by states.
6901. § 1015.11 Severability.
6902. PART 1016 PRIVACY OF CONSUMER FINANCIAL INFORMATION (REGULATION P)
6903. § 1016.1 Purpose and scope.
6904. § 1016.2 Model privacy form and examples.
6905. § 1016.3 Definitions.
6906. Subpart A Privacy and Opt Out Notices
6907. § 1016.4 Initial privacy notice to consumers required.
6908. § 1016.5 Annual privacy notice to customers required.
6909. § 1016.6 Information to be included in privacy notices.
6910. § 1016.7 Form of opt out notice to consumers; opt out methods.
6911. § 1016.8 Revised privacy notices.
6912. § 1016.9 Delivering privacy and opt out notices.
6913. Subpart B Limits on Disclosures
6914. § 1016.10 Limits on disclosure of nonpublic personal information to nonaffiliated third parties.
6915. § 1016.11 Limits on redisclosure and reuse of information.
6916. § 1016.12 Limits on sharing account number information for marketing purposes.
6917. Subpart C Exceptions
6918. § 1016.13 Exception to opt out requirements for service providers and joint marketing.
6919. § 1016.14 Exceptions to notice and opt out requirements for processing and servicing transactions.
6920. § 1016.15 Other exceptions to notice and opt out requirements.
6921. Subpart D Relation to Other Laws
6922. § 1016.16 Protection of Fair Credit Reporting Act.
6923. § 1016.17 Relation to state laws.
6924. Appendix to Part 1016 Model Privacy Form
6925. PART 1022 FAIR CREDIT REPORTING (REGULATION V)
6926. Subpart A General Provisions
6927. § 1022.1 Purpose, scope, and model forms and disclosures.
6928. § 1022.2 Examples.
6929. § 1022.3 Definitions.
6930. B Subpart B [Reserved]
6931. Subpart C Affiliate Marketing
6932. § 1022.20 Coverage and definitions.
6933. § 1022.21 Affiliate marketing opt-out and exceptions.
6934. § 1022.22 Scope and duration of opt-out.
6935. § 1022.23 Contents of opt-out notice; consolidated and equivalent notices.
6936. § 1022.24 Reasonable opportunity to opt out.
6937. § 1022.25 Reasonable and simple methods of opting out.
6938. § 1022.26 Delivery of opt-out notices.
6939. § 1022.27 Renewal of opt-out.
6940. Subpart D Medical Information
6941. § 1022.30 Obtaining or using medical information in connection with a determination of eligibility for credit.
6942. § 1022.31 Limits on redisclosure of information.
6943. § 1022.32 Sharing medical information with affiliates.
6944. §§ 1022.33-1022.37 [Reserved]
6945. § 1022.38 Duty of consumer reporting agencies regarding medical debt information.
6946. Subpart E Duties of Furnishers of Information
6947. § 1022.40 Scope.
6948. § 1022.41 Definitions.
6949. § 1022.42 Reasonable policies and procedures concerning the accuracy and integrity of furnished information.
6950. § 1022.43 Direct disputes.
6951. Subpart F Duties of Users Regarding Obtaining and Using Consumer Reports
6952. §§ 1022.50-1022.53 [Reserved]
6953. § 1022.54 Duties of users making written firm offers of credit or insurance based on information contained in consumer files.
6954. §§ 1022.55-1022.59 [Reserved]
6955. G Subpart G [Reserved]
6956. Subpart H Duties of Users Regarding Risk-Based Pricing
6957. § 1022.70 Scope.
6958. § 1022.71 Definitions.
6959. § 1022.72 General requirements for risk-based pricing notices.
6960. § 1022.73 Content, form, and timing of risk-based pricing notices.
6961. § 1022.74 Exceptions.
6962. § 1022.75 Rules of construction.
6963. Subpart I Duties of Users of Consumer Reports Regarding Identity Theft
6964. §§ 1022.80-1022.81 [Reserved]
6965. § 1022.82 Duties of users regarding address discrepancies.
6966. J Subparts J-L [Reserved]
6967. Subpart M Duties of Consumer Reporting Agencies Regarding Identity Theft
6968. § 1022.120 [Reserved]
6969. § 1022.121 Active duty alerts.
6970. § 1022.122 [Reserved]
6971. § 1022.123 Appropriate proof of identity.
6972. §§ 1022.124-1022.129 [Reserved]
6973. Subpart N Duties of Consumer Reporting Agencies Regarding Disclosures to Consumers
6974. § 1022.130 Definitions.
6975. §§ 1022.131-1022.135 [Reserved]
6976. § 1022.136 Centralized source for requesting annual file disclosures from nationwide consumer reporting agencies.
6977. § 1022.137 Streamlined process for requesting annual file disclosures from nationwide specialty consumer reporting agencies.
6978. § 1022.138 Prevention of deceptive marketing of free credit reports.
6979. § 1022.139 [Reserved]
6980. Subpart O Miscellaneous Duties of Consumer Reporting Agencies
6981. § 1022.140 Prohibition against circumventing or evading treatment as a consumer reporting agency.
6982. § 1022.141 Reasonable charges for certain disclosures.
6983. § 1022.142 Prohibition on inclusion of adverse information in consumer reporting in cases of human trafficking.
6984. 0
6985. Appendix B to Part 1022 Model Notices of Furnishing Negative Information
6986. Appendix C to Part 1022 Model Forms for Opt-Out Notices
6987. Appendix D to Part 1022 Model Forms for Firm Offers of Credit or Insurance
6988. Appendix E to Part 1022 Interagency Guidelines Concerning the Accuracy and Integrity of Information Furnished to Consumer Reporting Agencies
6989. Appendix H to Part 1022 Model Forms for Risk-Based Pricing and Credit Score Disclosure Exception Notices
6990. Appendix I to Part 1022 Summary of Consumer Identity Theft Rights
6991. Appendix K to Part 1022 Summary of Consumer Rights
6992. Appendix M to Part 1022 Notice of Furnisher Responsibilities
6993. Appendix N to Part 1022 Notice of User Responsibilities
6994. Appendix O to Part 1022 Reasonable Charges for Certain Disclosures
6995. PART 1024 REAL ESTATE SETTLEMENT PROCEDURES ACT (REGULATION X)
6996. Subpart A General Provisions
6997. § 1024.1 Designation.
6998. § 1024.2 Definitions.
6999. § 1024.3 E-Sign applicability.
7000. § 1024.4 Reliance upon rule, regulation, or interpretation by the Bureau.
7001. § 1024.5 Coverage of RESPA.
7002. Subpart B Mortgage Settlement and Escrow Accounts
7003. § 1024.6 Special information booklet at time of loan application.
7004. § 1024.7 Good faith estimate.
7005. § 1024.8 Use of HUD-1 or HUD-1A settlement statements.
7006. § 1024.9 Reproduction of settlement statements.
7007. § 1024.10 One-day advance inspection of HUD-1 or HUD-1A settlement statement; delivery; recordkeeping.
7008. § 1024.11 Mailing.
7009. § 1024.12 No fee.
7010. § 1024.13 [Reserved]
7011. § 1024.14 Prohibition against kickbacks and unearned fees.
7012. § 1024.15 Affiliated business arrangements.
7013. § 1024.16 Title companies.
7014. § 1024.17 Escrow accounts.
7015. §§ 1024.18-1024.19 [Reserved]
7016. § 1024.20 List of homeownership counseling organizations.
7017. Subpart C Mortgage Servicing
7018. § 1024.30 Scope.
7019. § 1024.31 Definitions.
7020. § 1024.32 General disclosure requirements.
7021. § 1024.33 Mortgage servicing transfers.
7022. § 1024.34 Timely escrow payments and treatment of escrow account balances.
7023. § 1024.35 Error resolution procedures.
7024. § 1024.36 Requests for information.
7025. § 1024.37 Force-placed insurance.
7026. § 1024.38 General servicing policies, procedures, and requirements.
7027. § 1024.39 Early intervention requirements for certain borrowers.
7028. § 1024.40 Continuity of contact.
7029. § 1024.41 Loss mitigation procedures.
7030. 0
7031. Appendix A to Part 1024 Instructions for Completing HUD-1 and HUD-1a Settlement Statements; Sample HUD-1 and HUD-1a Statements
7032. Appendix B to Part 1024 Illustrations of Requirements of RESPA
7033. Appendix C to Part 1024 Instructions for Completing Good Faith Estimate (GFE) Form
7034. Appendix D to Part 1024 Affiliated Business Arrangement Disclosure Statement Format Notice
7035. Appendix E to Part 1024 Arithmetic Steps
7036. Appendix MS Appendix MS-1 to Part 1024
7037. Appendix MS Appendix MS-2 to Part 1024
7038. Appendix MS Appendix MS-3 to Part 1024
7039. Appendix MS-4 to Part 1024 Model Clauses for the Written Early Intervention Notice
7040. Supplement I to Part 1024 Official Bureau Interpretations
7041. 1025 PART 1025 [RESERVED]
7042. CHAPTER X CONSUMER FINANCIAL PROTECTION BUREAU (CONTINUED)
7043. PART 1026 TRUTH IN LENDING (REGULATION Z)
7044. Subpart A General
7045. § 1026.1 Authority, purpose, coverage, organization, enforcement, and liability.
7046. § 1026.2 Definitions and rules of construction.
7047. § 1026.3 Exempt transactions.
7048. § 1026.4 Finance charge.
7049. Subpart B Open-End Credit
7050. § 1026.5 General disclosure requirements.
7051. § 1026.6 Account-opening disclosures.
7052. § 1026.7 Periodic statement.
7053. § 1026.8 Identifying transactions on periodic statements.
7054. § 1026.9 Subsequent disclosure requirements.
7055. § 1026.10 Payments.
7056. § 1026.11 Treatment of credit balances; account termination.
7057. § 1026.12 Special credit card provisions.
7058. § 1026.13 Billing error resolution.
7059. § 1026.14 Determination of annual percentage rate.
7060. § 1026.15 Right of rescission.
7061. § 1026.16 Advertising.
7062. Subpart C Closed-End Credit
7063. § 1026.17 General disclosure requirements.
7064. § 1026.18 Content of disclosures.
7065. § 1026.19 Certain mortgage and variable-rate transactions.
7066. § 1026.20 Disclosure requirements regarding post-consummation events.
7067. § 1026.21 Treatment of credit balances.
7068. § 1026.22 Determination of annual percentage rate.
7069. § 1026.23 Right of rescission.
7070. § 1026.24 Advertising.
7071. Subpart D Miscellaneous
7072. § 1026.25 Record retention.
7073. § 1026.26 Use of annual percentage rate in oral disclosures.
7074. § 1026.27 Language of disclosures.
7075. § 1026.28 Effect on state laws.
7076. § 1026.29 State exemptions.
7077. § 1026.30 Limitation on rates.
7078. Subpart E Special Rules for Certain Home Mortgage Transactions
7079. § 1026.31 General rules.
7080. § 1026.32 Requirements for high-cost mortgages.
7081. § 1026.33 Requirements for reverse mortgages.
7082. § 1026.34 Prohibited acts or practices in connection with high-cost mortgages.
7083. § 1026.35 Requirements for higher-priced mortgage loans.
7084. § 1026.36 Prohibited acts or practices and certain requirements for credit secured by a dwelling.
7085. § 1026.37 Content of disclosures for certain mortgage transactions (Loan Estimate).
7086. § 1026.38 Content of disclosures for certain mortgage transactions (Closing Disclosure).
7087. § 1026.39 Mortgage transfer disclosures.
7088. § 1026.40 Requirements for home equity plans.
7089. § 1026.41 Periodic statements for residential mortgage loans.
7090. § 1026.42 Valuation independence.
7091. § 1026.43 Minimum standards for transactions secured by a dwelling.
7092. §§ 1026.44-1026.45 [Reserved]
7093. Subpart F Special Rules for Private Education Loans
7094. § 1026.46 Special disclosure requirements for private education loans.
7095. § 1026.47 Content of disclosures.
7096. § 1026.48 Limitations on private education loans.
7097. Subpart G Special Rules Applicable to Credit Card Accounts and Open-End Credit Offered to College Students
7098. § 1026.51 Ability to Pay.
7099. § 1026.52 Limitations on fees.
7100. § 1026.53 Allocation of payments.
7101. § 1026.54 Limitations on the imposition of finance charges.
7102. § 1026.55 Limitations on increasing annual percentage rates, fees, and charges.
7103. § 1026.56 Requirements for over-the-limit transactions.
7104. § 1026.57 Reporting and marketing rules for college student open-end credit.
7105. § 1026.58 Internet posting of credit card agreements.
7106. § 1026.59 Reevaluation of rate increases.
7107. § 1026.60 Credit and charge card applications and solicitations.
7108. § 1026.61 Hybrid prepaid-credit cards.
7109. § 1026.62 Overdraft credit.
7110. 0
7111. Appendix A to Part 1026 Effect on State Laws
7112. Appendix B to Part 1026 State Exemptions
7113. Appendix C to Part 1026 Issuance of Official Interpretations
7114. Appendix D to Part 1026 Multiple Advance Construction Loans
7115. Appendix E to Part 1026 Rules for Card Issuers That Bill on a Transaction-by-Transaction Basis
7116. Appendix F to Part 1026 Optional Annual Percentage Rate Computations for Creditors Offering Open-End Credit Plans Secured by a Consumer's Dwelling
7117. Appendix G to Part 1026 Open-End Model Forms and Clauses
7118. Appendix H to Part 1026 Closed-End Model Forms and Clauses
7119. Appendix I Appendix I to Part 1026 [Reserved]
7120. Appendix J to Part 1026 Annual Percentage Rate Computations for Closed-End Credit Transactions
7121. Appendix K to Part 1026 Total Annual Loan Cost Rate Computations for Reverse Mortgage Transactions
7122. Appendix L to Part 1026 Assumed Loan Periods for Computations of Total Annual Loan Cost Rates
7123. Appendix M1 to Part 1026 Repayment Disclosures
7124. Appendix M2 to Part 1026 Sample Calculations of Repayment Disclosures
7125. Appendix N to Part 1026 Higher-Priced Mortgage Loan Appraisal Safe Harbor Review
7126. Appendix O to Part 1026 Illustrative Written Source Documents for Higher-Priced Mortgage Loan Appraisal Rules
7127. Appendix P Appendix P to Part 1026 [Reserved]
7128. Supplement I to Part 1026 Official Interpretations
7129. PART 1030 TRUTH IN SAVINGS (REGULATION DD)
7130. § 1030.1 Authority, purpose, coverage, and effect on state laws.
7131. § 1030.2 Definitions.
7132. § 1030.3 General disclosure requirements.
7133. § 1030.4 Account disclosures.
7134. § 1030.5 Subsequent disclosures.
7135. § 1030.6 Periodic statement disclosures.
7136. § 1030.7 Payment of interest.
7137. § 1030.8 Advertising.
7138. § 1030.9 Enforcement and record retention.
7139. § 1030.10 [Reserved]
7140. § 1030.11 Additional disclosure requirements for overdraft services.
7141. Appendix A to Part 1030 Annual Percentage Yield Calculation
7142. Appendix B to Part 1030 Model Clauses and Sample Forms
7143. Appendix C to Part 1030 Effect on State Laws
7144. Appendix D to Part 1030 Issuance of Official Interpretations
7145. Supplement I to Part 1030 Official Interpretations
7146. PART 1033 PERSONAL FINANCIAL DATA RIGHTS
7147. Subpart A General
7148. § 1033.101 Authority, purpose, and organization.
7149. § 1033.111 Coverage of data providers.
7150. § 1033.121 Compliance dates.
7151. § 1033.131 Definitions.
7152. § 1033.141 Standard-setting bodies.
7153. Subpart B Making Covered Data Available
7154. § 1033.201 Availability and prohibition against evasion.
7155. § 1033.211 Covered data.
7156. § 1033.221 Exceptions.
7157. Subpart C Data Provider Interfaces; Responding to Requests
7158. § 1033.301 General requirements.
7159. § 1033.311 Requirements applicable to developer interface.
7160. § 1033.321 Interface access.
7161. § 1033.331 Responding to requests for information.
7162. § 1033.341 Information about the data provider.
7163. § 1033.351 Policies and procedures.
7164. Subpart D Authorized Third Parties
7165. § 1033.401 Third party authorization; general.
7166. § 1033.411 Authorization disclosure.
7167. § 1033.421 Third party obligations.
7168. § 1033.431 Use of data aggregator.
7169. § 1033.441 Policies and procedures for third party record retention.
7170. Appendix A to Part 1033 Personal Financial Data Rights Rule: How to Apply for Recognition as a Standard Setter
7171. PART 1041 PAYDAY, VEHICLE TITLE, AND CERTAIN HIGH-COST INSTALLMENT LOANS
7172. Subpart A General
7173. § 1041.1 Authority and purpose.
7174. § 1041.2 Definitions.
7175. § 1041.3 Scope of coverage; exclusions; exemptions.
7176. B Subpart B [Reserved]
7177. Subpart C Payments
7178. § 1041.7 Identification of unfair and abusive practice.
7179. § 1041.8 Prohibited payment transfer attempts.
7180. § 1041.9 Disclosure of payment transfer attempts.
7181. Subpart D Recordkeeping, Anti-Evasion, Severability, and Dates
7182. §§ 1041.10-1041.11 [Reserved]
7183. § 1041.12 Compliance program and record retention.
7184. § 1041.13 Prohibition against evasion.
7185. § 1041.14 Severability.
7186. § 1041.15 Effective and compliance dates.
7187. Appendix A to Part 1041 Model Forms
7188. Supplement I to Part 1041 Official Interpretations
7189. PART 1070 DISCLOSURE OF RECORDS AND INFORMATION
7190. Subpart A General Provisions and Definitions
7191. § 1070.1 Authority, purpose, and scope.
7192. § 1070.2 General definitions.
7193. § 1070.3 Custodian of records; certification; alternative authority.
7194. § 1070.4 Records of the CFPB not to be otherwise disclosed.
7195. § 1070.5 Service of summonses and complaints.
7196. Subpart B Freedom of Information Act
7197. § 1070.10 General.
7198. § 1070.11 Information made available; discretionary disclosures.
7199. § 1070.12 Publication in the Federal Register.
7200. § 1070.13 Public inspection in an electronic format.
7201. § 1070.14 Requests for CFPB records.
7202. § 1070.15 Responsibility for responding to requests for CFPB records.
7203. § 1070.16 Timing of responses to requests for CFPB records.
7204. § 1070.17 Requests for expedited processing.
7205. § 1070.18 Responses to requests for CFPB records.
7206. § 1070.19 Classified information.
7207. § 1070.20 Requests for business information provided to the CFPB.
7208. § 1070.21 Administrative appeals.
7209. § 1070.22 Fees for processing requests for CFPB records.
7210. § 1070.23 Authority and responsibilities of the Chief FOIA Officer.
7211. Subpart C Disclosure of CFPB Information in Connection with Legal Proceedings
7212. § 1070.30 Purpose and scope; definitions.
7213. § 1070.31 Service of subpoenas, court orders, and other demands for CFPB information or action.
7214. § 1070.32 Testimony and production of documents prohibited unless approved by the General Counsel.
7215. § 1070.33 Procedure when testimony or production of documents is sought; general.
7216. § 1070.34 Procedure when response to demand is required prior to receiving instructions.
7217. § 1070.35 Procedure in the event of an adverse ruling.
7218. § 1070.36 Considerations in determining whether the CFPB will comply with a demand or request.
7219. § 1070.37 Prohibition on providing expert or opinion testimony.
7220. Subpart D Confidential Information
7221. § 1070.40 Purpose and scope.
7222. § 1070.41 Non-disclosure of confidential information.
7223. § 1070.42 Disclosure of confidential supervisory information and confidential investigative information.
7224. § 1070.43 Disclosure of confidential information to agencies.
7225. § 1070.44 Disclosure of confidential consumer complaint information.
7226. § 1070.45 Affirmative disclosure of confidential information.
7227. § 1070.46 Other disclosures of confidential information.
7228. § 1070.47 Other rules regarding the disclosure of confidential information.
7229. § 1070.48 Disclosure of confidential information by the Inspector General.
7230. Subpart E Privacy Act
7231. § 1070.50 Purpose and scope; definitions.
7232. § 1070.51 Authority and responsibilities of the Chief Privacy Officer.
7233. § 1070.52 Fees.
7234. § 1070.53 Request for access to records.
7235. § 1070.54 CFPB procedures for responding to a request for access.
7236. § 1070.55 Special procedures for medical records.
7237. § 1070.56 Request for amendment of records.
7238. § 1070.57 CFPB review of a request for amendment of records.
7239. § 1070.58 Appeal of adverse determination of request for access or amendment.
7240. § 1070.59 Restrictions on disclosure.
7241. § 1070.60 Exempt records.
7242. § 1070.61 Training; rules of conduct; penalties for non-compliance.
7243. § 1070.62 Preservation of records.
7244. § 1070.63 Use and collection of Social Security numbers.
7245. PART 1071 RULE IMPLEMENTING EQUAL ACCESS TO JUSTICE ACT
7246. Subpart A General
7247. § 1071.100 Purpose.
7248. § 1071.101 When the Act applies.
7249. § 1071.102 Proceedings covered.
7250. § 1071.103 Eligibility of applicants.
7251. § 1071.104 Standards for awards.
7252. § 1071.105 Allowable fees and other expenses.
7253. § 1071.106 Delegations of authority.
7254. Subpart B Information Required from Applicants
7255. § 1071.200 Contents of application.
7256. § 1071.201 Net worth exhibit.
7257. § 1071.202 Documentation of fees and expenses.
7258. § 1071.203 When an application may be filed.
7259. Subpart C Procedures for Considering Applications
7260. § 1071.300 Filing and service of documents.
7261. § 1071.301 Answer to application.
7262. § 1071.302 Reply.
7263. § 1071.303 Comments by other parties.
7264. § 1071.304 Settlement.
7265. § 1071.305 Further proceedings.
7266. § 1071.306 Recommended decision.
7267. § 1071.307 Bureau review.
7268. § 1071.308 Judicial review.
7269. § 1071.309 Payment of award.
7270. PART 1072 ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF DISABILITY IN PROGRAMS AND ACTIVITIES CONDUCTED BY THE BUREAU OF CONSUMER FINANCIAL PROTECTION
7271. § 1072.101 Purpose.
7272. § 1072.102 Application.
7273. § 1072.103 Definitions.
7274. § 1072.104 Review of compliance.
7275. § 1072.105 Notice.
7276. § 1072.106 General prohibitions against discrimination.
7277. § 1072.107 Employment.
7278. § 1072.108 Program accessibility: Discrimination prohibited.
7279. § 1072.109 Program accessibility: Existing facilities.
7280. § 1072.110 Program accessibility: New construction and alterations.
7281. § 1072.111 Communications.
7282. § 1072.112 Compliance procedures.
7283. PART 1073 PROCEDURES FOR BUREAU DEBT COLLECTION
7284. Subpart A Scope, Purpose, and Definitions
7285. § 1073.101 Scope.
7286. § 1073.102 Purpose.
7287. § 1073.103 Definitions.
7288. Subpart B Administrative Offset
7289. § 1073.201 Applicability and scope.
7290. § 1073.202 Collection.
7291. § 1073.203 Omission of procedures.
7292. § 1073.204 Debtor's rights.
7293. § 1073.205 No requirement for duplicate notice.
7294. § 1073.206 Interest, penalties, and administrative costs.
7295. § 1073.207 Termination or suspension of collection action.
7296. § 1073.208 Refunds.
7297. § 1073.209 Request for offset to other Federal agencies.
7298. § 1073.210 Request for offset from other Federal agencies.
7299. Subpart C Salary Offset
7300. § 1073.301 Scope.
7301. § 1073.302 Notice requirement where CFPB is creditor agency.
7302. § 1073.303 Procedures to request a hearing.
7303. § 1073.304 Failure to timely submit request for a hearing.
7304. § 1073.305 Procedures for hearing.
7305. § 1073.306 Salary offset process.
7306. § 1073.307 Voluntary repayment agreements as alternative to salary offset where the CFPB is the creditor agency.
7307. § 1073.308 Special review of repayment agreement or salary offset due to changed circumstances.
7308. § 1073.309 Interest, penalties, and administrative costs.
7309. § 1073.310 Refunds.
7310. § 1073.311 Non-waiver of rights by payment.
7311. § 1073.312 Exception to procedures.
7312. Subpart D Administrative Wage Garnishment
7313. § 1073.401 Administrative wage garnishment.
7314. Subpart E Tax Refund Offset
7315. § 1073.501 Tax refund offset.
7316. PART 1074 RULEMAKING AND GUIDANCE
7317. Subpart A [Reserved]
7318. Subpart B Use of Supervisory Guidance
7319. § 1074.2 Purpose.
7320. § 1074.3 Implementation of the Statement Clarifying the Role of Supervisory Guidance.
7321. Appendix A to Part 1074 Statement Clarifying the Role of Supervisory Guidance
7322. PART 1075 CONSUMER FINANCIAL CIVIL PENALTY FUND RULE
7323. § 1075.100 Scope and purpose.
7324. § 1075.101 Definitions.
7325. § 1075.102 Fund administrator.
7326. § 1075.103 Eligible victims.
7327. § 1075.104 Payments to victims.
7328. § 1075.105 Allocating funds from the Civil Penalty Fund—in general.
7329. § 1075.106 Allocating funds to classes of victims.
7330. § 1075.107 Allocating funds to consumer education and financial literacy programs.
7331. § 1075.108 Distributing payments to victims.
7332. § 1075.109 When payments to victims are impracticable.
7333. § 1075.110 Reporting requirements.
7334. PART 1076 CLAIMS AGAINST THE UNITED STATES
7335. § 1076.101 Claims against a Bureau employee based on negligence, wrongful act or omission.
7336. PART 1077 FINANCIAL DATA TRANSPARENCY
7337. § 1077.1 Definitions.
7338. § 1077.2 Establishment of standards.
7339. PART 1080 RULES RELATING TO INVESTIGATIONS
7340. § 1080.1 Scope.
7341. § 1080.2 Definitions.
7342. § 1080.3 Policy as to private controversies.
7343. § 1080.4 Initiating and conducting investigations.
7344. § 1080.5 Notification of purpose.
7345. § 1080.6 Civil investigative demands.
7346. § 1080.7 Investigational hearings.
7347. § 1080.8 Withholding requested material.
7348. § 1080.9 Rights of witnesses in investigations.
7349. § 1080.10 Noncompliance with civil investigative demands.
7350. § 1080.11 Disposition.
7351. § 1080.12 Orders requiring witnesses to testify or provide other information and granting immunity.
7352. § 1080.13 Custodians.
7353. § 1080.14 Confidential treatment of demand material and non-public nature of investigations.
7354. PART 1081 RULES OF PRACTICE FOR ADJUDICATION PROCEEDINGS
7355. Subpart A General Rules
7356. § 1081.100 Scope of the rules of practice.
7357. § 1081.101 Expedition and fairness of proceedings.
7358. § 1081.102 Rules of construction.
7359. § 1081.103 Definitions.
7360. § 1081.104 Authority of the hearing officer.
7361. § 1081.105 Assignment, substitution, performance, disqualification of hearing officer.
7362. § 1081.106 Deadlines.
7363. § 1081.107 Appearance and practice in adjudication proceedings.
7364. § 1081.108 Good faith certification.
7365. § 1081.109 Conflict of interest.
7366. § 1081.110 Ex parte communication.
7367. § 1081.111 Filing of papers.
7368. § 1081.112 Formal requirements as to papers filed.
7369. § 1081.113 Service of papers.
7370. § 1081.114 Construction of time limits.
7371. § 1081.115 Change of time limits.
7372. § 1081.116 Witness fees and expenses.
7373. § 1081.117 Bureau's right to conduct examination, collect information.
7374. § 1081.118 Collateral attacks on adjudication proceedings.
7375. § 1081.119 Confidential information; protective orders.
7376. § 1081.120 Settlement.
7377. § 1081.121 Cooperation with other agencies.
7378. Subpart B Initiation of Proceedings and Prehearing Rules
7379. § 1081.200 Commencement of proceeding and contents of notice of charges.
7380. § 1081.201 Answer and disclosure statement and notification of financial interest.
7381. § 1081.202 Amended pleadings.
7382. § 1081.203 Scheduling conference.
7383. § 1081.204 Consolidation and severance of actions.
7384. § 1081.205 Non-dispositive motions.
7385. § 1081.206 Availability of documents for inspection and copying.
7386. § 1081.207 Production of witness statements.
7387. § 1081.208 Subpoenas.
7388. § 1081.209 Deposition of witness unavailable for hearing.
7389. § 1081.210 Expert discovery.
7390. § 1081.211 Interlocutory review.
7391. § 1081.212 Dispositive motions.
7392. § 1081.213 Partial summary disposition.
7393. § 1081.214 Prehearing conferences.
7394. § 1081.215 Prehearing submissions.
7395. § 1081.216 Amicus participation.
7396. Subpart C Hearings
7397. § 1081.300 Public hearings.
7398. § 1081.301 Failure to appear.
7399. § 1081.302 Conduct of hearings.
7400. § 1081.303 Evidence.
7401. § 1081.304 Record of the hearing.
7402. § 1081.305 Post-hearing filings.
7403. § 1081.306 Record in proceedings before hearing officer; retention of documents; copies.
7404. Subpart D Decision and Appeals
7405. § 1081.400 Recommended decision of the hearing officer.
7406. § 1081.401 Transmission of documents to Director; record index; certification.
7407. § 1081.402 Notice of appeal; review by the Director.
7408. § 1081.403 Briefs filed with the Director.
7409. § 1081.404 Oral argument before the Director.
7410. § 1081.405 Decision of the Director.
7411. § 1081.406 Reconsideration.
7412. § 1081.407 Effective date; stays pending judicial review.
7413. Subpart E Temporary Cease-and-Desist Proceedings
7414. § 1081.500 Scope.
7415. § 1081.501 Basis for issuance, form, and service.
7416. § 1081.502 Judicial review, duration.
7417. PART 1082 STATE OFFICIAL NOTIFICATION RULES
7418. § 1082.1 Procedures for notifying the Bureau of Consumer Financial Protection when a State Official takes an action to enforce title X of the Dodd-Frank Wall Street Reform and Consumer Financial Protection Act of 2010.
7419. PART 1083 CIVIL PENALTY ADJUSTMENTS
7420. § 1083.1 Adjustment of civil penalty amounts.
7421. PART 1090 DEFINING LARGER PARTICIPANTS OF CERTAIN CONSUMER FINANCIAL PRODUCT AND SERVICE MARKETS
7422. Subpart A General
7423. § 1090.100 Scope and purpose.
7424. § 1090.101 Definitions.
7425. § 1090.102 Status as larger participant subject to supervision.
7426. § 1090.103 Assessing status as a larger participant.
7427. Subpart B Markets
7428. § 1090.104 Consumer Reporting Market.
7429. § 1090.105 Consumer debt collection market.
7430. § 1090.106 Student loan servicing market.
7431. § 1090.107 International Money Transfer Market.
7432. § 1090.108 Automobile financing market.
7433. § 1090.109 General-use digital consumer payment applications market.
7434. PART 1091 PROCEDURES FOR SUPERVISORY DESIGNATION PROCEEDINGS
7435. Subpart A General
7436. § 1091.100 Scope and purpose.
7437. § 1091.101 Definitions.
7438. Subpart B Determination and Voluntary Consent Procedures
7439. § 1091.102 Issuance of Notice of Reasonable Cause.
7440. § 1091.103 Contents of Notice.
7441. § 1091.104 Service of Notice.
7442. § 1091.105 Response.
7443. § 1091.106 Supplemental oral response.
7444. § 1091.107 Manner of filing and serving papers.
7445. § 1091.108 Recommended determination.
7446. § 1091.109 Determination by the Director.
7447. § 1091.110 Voluntary consent to Bureau's authority.
7448. § 1091.111 Notice and response included in adjudication proceeding otherwise brought by the Bureau.
7449. § 1091.112 No limitation on relief sought in civil action or administrative adjudication.
7450. Subpart C Post-Determination Procedures
7451. § 1091.113 Petition for termination of order.
7452. Subpart D Time Limits and Deadlines
7453. § 1091.114 Construction of time limits.
7454. § 1091.115 Change of time limits and confidentiality of proceedings.
7455. 1092-1099 PARTS 1092-1099 [RESERVED]
7456. CHAPTER XI FEDERAL FINANCIAL INSTITUTIONS EXAMINATION COUNCIL
7457. 1100 PART 1100 [RESERVED]
7458. PART 1101 DESCRIPTION OF OFFICE, PROCEDURES, PUBLIC INFORMATION
7459. § 1101.1 Scope and purpose.
7460. § 1101.2 Authority and functions.
7461. § 1101.3 Organization and methods of operation.
7462. § 1101.4 Disclosure of information, policies, and records.
7463. § 1101.5 Testimony and production of documents in response to subpoena, order, etc.
7464. PART 1102 APPRAISER REGULATION
7465. Subpart A Temporary Waiver Requests
7466. § 1102.1 Authority, purpose, and scope.
7467. § 1102.2 Definitions.
7468. § 1102.3 Request for Temporary Waiver.
7469. § 1102.4 Petition requesting the ASC initiate a temporary waiver proceeding.
7470. § 1102.5 Order initiating a temporary waiver proceeding.
7471. § 1102.6 Notice and comment.
7472. § 1102.7 ASC determination.
7473. § 1102.8 Waiver extension.
7474. § 1102.9 Waiver termination.
7475. Subpart B Rules of Practice for Proceedings
7476. § 1102.20 Authority, purpose, and scope.
7477. § 1102.21 Definitions.
7478. § 1102.22 Appearance and practice before the Subcommittee.
7479. § 1102.23 Formal requirements as to papers filed.
7480. § 1102.24 Filing requirements.
7481. § 1102.25 Service.
7482. § 1102.26 When papers are deemed filed or served.
7483. § 1102.27 Computing time.
7484. § 1102.28 Documents and exhibits in proceedings public.
7485. § 1102.29 Conduct of proceedings.
7486. § 1102.30 Rules of evidence.
7487. § 1102.31 Burden of proof.
7488. § 1102.32 Notice of Intention to Commence a Proceeding.
7489. § 1102.33 Rebuttal or Notice Not To Contest.
7490. § 1102.34 Briefs, memoranda and statements.
7491. § 1102.35 Opportunity for informal settlement.
7492. § 1102.36 Oral presentations.
7493. § 1102.37 Decision of the Subcommittee and judicial review.
7494. § 1102.38 Compliance activities.
7495. § 1102.39 Duty to cooperate.
7496. Subpart C Rules Pertaining to the Privacy of Individuals and Systems of Records Maintained by the Appraisal Subcommittee
7497. § 1102.100 Authority, purpose and scope.
7498. § 1102.101 Definitions.
7499. § 1102.102 Times, places and requirements for requests pertaining to individual records in a record system and for the identification of individuals making requests for access to records pertaining to them.
7500. § 1102.103 Disclosure of requested records.
7501. § 1102.104 Special procedure: Medical records.
7502. § 1102.105 Requests for amendment of records.
7503. § 1102.106 Review of requests for amendment.
7504. § 1102.107 Appeal of initial adverse agency determination regarding access or amendment.
7505. § 1102.108 General provisions.
7506. § 1102.109 Fees.
7507. § 1102.110 Penalties.
7508. Subpart D Description of Office, Procedures, Public Information
7509. § 1102.300 Purpose and scope.
7510. § 1102.301 Definitions.
7511. § 1102.302 ASC authority and functions.
7512. § 1102.303 Organization and methods of operation.
7513. § 1102.304 Federal Register publication.
7514. § 1102.305 Publicly available records.
7515. § 1102.306 Procedures for requesting records.
7516. § 1102.307 Disclosure of exempt records.
7517. § 1102.308 Right to petition for issuance, amendment and repeal of rules of general application.
7518. § 1102.309 Confidential treatment procedures.
7519. § 1102.310 Service of process.
7520. Subpart E Collection and Transmission of Appraisal Management Company (AMC) Registry Fees
7521. § 1102.400 Authority, purpose, and scope.
7522. § 1102.401 Definitions.
7523. § 1102.402 Establishing the annual AMC registry fee.
7524. § 1102.403 Collection and transmission of annual AMC registry fees.
7525. 1103-1199 PARTS 1103-1199 [RESERVED]
7526. CHAPTER XII FEDERAL HOUSING FINANCE AGENCY
7527. SUBCHAPTER A ORGANIZATION AND OPERATIONS
7528. PART 1200 ORGANIZATION AND FUNCTIONS
7529. § 1200.1 Federal Housing Finance Agency.
7530. § 1200.2 Organization of the Federal Housing Finance Agency.
7531. § 1200.3 Official logo and seal.
7532. § 1200.4 OMB control numbers assigned under the Paperwork Reduction Act.
7533. PART 1201 GENERAL DEFINITIONS APPLYING TO ALL FEDERAL HOUSING FINANCE AGENCY REGULATIONS
7534. § 1201.1 Definitions.
7535. PART 1202 FREEDOM OF INFORMATION ACT
7536. § 1202.1 Why did FHFA issue this part?
7537. § 1202.2 What do the terms in this part mean?
7538. § 1202.3 What information can I obtain through the FOIA?
7539. § 1202.4 What information is exempt from disclosure?
7540. § 1202.5 How do I request information from FHFA under the FOIA?
7541. § 1202.6 What if my request does not have all the information FHFA requires?
7542. § 1202.7 How will FHFA respond to my FOIA request?
7543. § 1202.8 If the requested records contain confidential commercial information, what procedures will FHFA follow?
7544. § 1202.9 How do I appeal a response denying my FOIA request?
7545. § 1202.10 Will FHFA expedite my request or appeal?
7546. § 1202.11 What will it cost to get the records I requested?
7547. § 1202.12 Is there anything else I need to know about FOIA procedures?
7548. 0
7549. Appendix A to Part 1202 FHFA Headquarters
7550. Appendix B to Part 1202 FHFA Office of Inspector General
7551. PART 1203 EQUAL ACCESS TO JUSTICE ACT
7552. Subpart A General Provisions
7553. § 1203.1 Purpose and scope.
7554. § 1203.2 Definitions.
7555. § 1203.3 Eligible parties.
7556. § 1203.4 Standards for awards.
7557. § 1203.5 Allowable fees and expenses.
7558. § 1203.6 Rulemaking on maximum rate for fees.
7559. § 1203.7 Awards against other agencies.
7560. §§ 1203.8-1203.9 [Reserved]
7561. Subpart B Information Required From Applicants
7562. § 1203.10 Contents of the application for award.
7563. § 1203.11 Confidentiality of net worth exhibit.
7564. § 1203.12 Documentation for fees and expenses.
7565. §§ 1203.13-1203.19 [Reserved]
7566. Subpart C Procedures for Filing and Consideration of the Application for Award
7567. § 1203.20 Filing and service of the application for award and related papers.
7568. § 1203.21 Response to the application for award.
7569. § 1203.22 Reply to the response.
7570. § 1203.23 Comments by other parties.
7571. § 1203.24 Settlement.
7572. § 1203.25 Further proceedings on the application for award.
7573. § 1203.26 Decision of the adjudicative officer.
7574. § 1203.27 Review by FHFA.
7575. § 1203.28 Judicial review.
7576. § 1203.29 Payment of award.
7577. PART 1204 PRIVACY ACT IMPLEMENTATION
7578. § 1204.1 Why did FHFA issue this part?
7579. § 1204.2 What do the terms in this part mean?
7580. § 1204.3 How do I make a Privacy Act request?
7581. § 1204.4 How will FHFA or FHFA-OIG respond to my Privacy Act request?
7582. § 1204.5 What if I am dissatisfied with the response to my Privacy Act request?
7583. § 1204.6 What does it cost to get records under the Privacy Act?
7584. § 1204.7 Are there any exemptions from the Privacy Act?
7585. § 1204.8 How are records secured?
7586. § 1204.9 Does FHFA or FHFA-OIG collect and use Social Security numbers?
7587. § 1204.10 What are FHFA and FHFA-OIG employee responsibilities under the Privacy Act?
7588. § 1204.11 May FHFA-OIG obtain Privacy Act records from other Federal agencies for law enforcement purposes?
7589. PART 1206 ASSESSMENTS
7590. § 1206.1 Purpose.
7591. § 1206.2 Definitions.
7592. § 1206.3 Annual assessments.
7593. § 1206.4 Increased costs of regulation.
7594. § 1206.5 Working capital fund.
7595. § 1206.6 Notice and review.
7596. § 1206.7 Delinquent payment.
7597. § 1206.8 Enforcement of payment.
7598. PART 1207 MINORITY AND WOMEN OUTREACH PROGRAM
7599. § 1207.1 Definitions.
7600. § 1207.2 FHFA workforce diversity; Equal Employment Opportunity Program.
7601. § 1207.3 FHFA contracting and diversity and inclusion.
7602. § 1207.4 Limitations.
7603. PART 1208 DEBT COLLECTION
7604. Subpart A General
7605. § 1208.1 Authority and scope.
7606. § 1208.2 Definitions.
7607. § 1208.3 Referrals to the Department of the Treasury, collection services, and use of credit bureaus.
7608. § 1208.4 Reporting delinquent debts to credit bureaus.
7609. §§ 1208.5-1208.19 [Reserved]
7610. Subpart B Salary Offset
7611. § 1208.20 Authority and scope.
7612. § 1208.21 Notice requirements before salary offset where FHFA is the creditor agency.
7613. § 1208.22 Review of FHFA records related to the debt.
7614. § 1208.23 Opportunity for a hearing where FHFA is the creditor agency.
7615. § 1208.24 Certification where FHFA is the creditor agency.
7616. § 1208.25 Voluntary repayment agreements as alternative to salary offset where FHFA is the creditor agency.
7617. § 1208.26 Special review where FHFA is the creditor agency.
7618. § 1208.27 Notice of salary offset where FHFA is the paying agency.
7619. § 1208.28 Procedures for salary offset where FHFA is the paying agency.
7620. § 1208.29 Coordinating salary offset with other agencies.
7621. § 1208.30 Interest, penalties, and administrative costs.
7622. § 1208.31 Refunds.
7623. § 1208.32 Request from a creditor agency for the services of a hearing official.
7624. § 1208.33 Non-waiver of rights by payments.
7625. Subpart C Administrative Offset
7626. § 1208.40 Authority and scope.
7627. § 1208.41 Collection.
7628. § 1208.42 Administrative offset prior to completion of procedures.
7629. § 1208.43 Procedures.
7630. § 1208.44 Interest, penalties, and administrative costs.
7631. § 1208.45 Refunds.
7632. § 1208.46 No requirement for duplicate notice.
7633. § 1208.47 Requests for administrative offset to other Federal agencies.
7634. § 1208.48 Requests for administrative offset from other Federal agencies.
7635. § 1208.49 Administrative offset against amounts payable from Civil Service Retirement and Disability Fund.
7636. Subpart D Tax Refund Offset
7637. § 1208.50 Authority and scope.
7638. § 1208.51 Definitions.
7639. § 1208.52 Procedures.
7640. § 1208.53 No requirement for duplicate notice.
7641. §§ 1208.54-1208.59 [Reserved]
7642. Subpart E Administrative Wage Garnishment
7643. § 1208.60 Scope and purpose.
7644. § 1208.61 Notice.
7645. § 1208.62 Debtor's rights.
7646. § 1208.63 Form of hearing.
7647. § 1208.64 Effect of timely request.
7648. § 1208.65 Failure to timely request a hearing.
7649. § 1208.66 Hearing official.
7650. § 1208.67 Procedure.
7651. § 1208.68 Format of hearing.
7652. § 1208.69 Date of decision.
7653. § 1208.70 Content of decision.
7654. § 1208.71 Finality of agency action.
7655. § 1208.72 Failure to appear.
7656. § 1208.73 Wage garnishment order.
7657. § 1208.74 Certification by employer.
7658. § 1208.75 Amounts withheld.
7659. § 1208.76 Exclusions from garnishment.
7660. § 1208.77 Financial hardship.
7661. § 1208.78 Ending garnishment.
7662. § 1208.79 Prohibited actions by employer.
7663. § 1208.80 Refunds.
7664. § 1208.81 Right of action.
7665. PART 1209 RULES OF PRACTICE AND PROCEDURE
7666. Subpart A Scope and Authority
7667. § 1209.1 Scope.
7668. § 1209.2 Rules of construction.
7669. § 1209.3 Definitions.
7670. Subpart B Enforcement Proceedings Under Sections 1371 Through 1379D of the Safety and Soundness Act
7671. § 1209.4 Scope and authority.
7672. § 1209.5 Cease and desist proceedings.
7673. § 1209.6 Temporary cease and desist orders.
7674. § 1209.7 Civil money penalties.
7675. § 1209.8 Removal and prohibition proceedings.
7676. § 1209.9 Supervisory actions not affected.
7677. Subpart C Rules of Practice and Procedure
7678. § 1209.10 Authority of the Director.
7679. § 1209.11 Authority of the Presiding Officer.
7680. § 1209.12 Public hearings; closed hearings.
7681. § 1209.13 Good faith certification.
7682. § 1209.14 Ex parte communications.
7683. § 1209.15 Filing of papers.
7684. § 1209.16 Service of papers.
7685. § 1209.17 Time computations.
7686. § 1209.18 Change of time limits.
7687. § 1209.19 Witness fees and expenses.
7688. § 1209.20 Opportunity for informal settlement.
7689. § 1209.21 Conduct of examination.
7690. § 1209.22 Collateral attacks on adjudicatory proceeding.
7691. § 1209.23 Commencement of proceeding and contents of notice of charges.
7692. § 1209.24 Answer.
7693. § 1209.25 Amended pleadings.
7694. § 1209.26 Failure to appear.
7695. § 1209.27 Consolidation and severance of actions.
7696. § 1209.28 Motions.
7697. § 1209.29 Discovery.
7698. § 1209.30 Request for document discovery from parties.
7699. § 1209.31 Document discovery subpoenas to non-parties.
7700. § 1209.32 Deposition of witness unavailable for hearing.
7701. § 1209.33 Interlocutory review.
7702. § 1209.34 Summary disposition.
7703. § 1209.35 Partial summary disposition.
7704. § 1209.36 Scheduling and pre-hearing conferences.
7705. § 1209.37 Pre-hearing submissions.
7706. § 1209.38 Hearing subpoenas.
7707. §§ 1209.39-1209.49 [Reserved]
7708. § 1209.50 Conduct of hearings.
7709. § 1209.51 Evidence.
7710. § 1209.52 Post-hearing filings.
7711. § 1209.53 Recommended decision and filing of record.
7712. § 1209.54 Exceptions to recommended decision.
7713. § 1209.55 Review by Director.
7714. § 1209.56 Exhaustion of administrative remedies.
7715. § 1209.57 Judicial review; no automatic stay.
7716. §§ 1209.58-1209.69 [Reserved]
7717. Subpart D Parties and Representational Practice Before the Federal Housing Finance Agency; Standards of Conduct
7718. § 1209.70 Scope.
7719. § 1209.71 Definitions.
7720. § 1209.72 Appearance and practice in adjudicatory proceedings.
7721. § 1209.73 Conflicts of interest.
7722. § 1209.74 Sanctions.
7723. § 1209.75 Censure, suspension, disbarment, and reinstatement.
7724. §§ 1209.76-1209.79 [Reserved]
7725. Subpart E Civil Money Penalty Inflation Adjustments
7726. § 1209.80 Inflation adjustments.
7727. § 1209.81 Applicability.
7728. §§ 1209.82-1209.99 [Reserved]
7729. Subpart F Suspension or Removal of an Entity-Affiliated Party Charged With Felony
7730. § 1209.100 Scope.
7731. § 1209.101 Suspension, removal, or prohibition.
7732. § 1209.102 Hearing on removal or suspension.
7733. § 1209.103 Recommended and final decisions.
7734. PART 1211 PROCEDURES
7735. Subpart A Definitions
7736. § 1211.1 Definitions.
7737. Subpart B Waivers, Approvals, Non-Objection Letters, and Regulatory Interpretations
7738. § 1211.2 Waivers.
7739. § 1211.3 Approvals.
7740. § 1211.4 Non-Objection Letters.
7741. § 1211.5 Regulatory Interpretations.
7742. § 1211.6 Submission requirements.
7743. PART 1212 POST-EMPLOYMENT RESTRICTION FOR SENIOR EXAMINERS
7744. A Subpart A [Reserved]
7745. Subpart B Post-Employment Restriction for Senior Examiners
7746. § 1212.1 Purpose and scope.
7747. § 1212.2 Definitions.
7748. § 1212.3 Post-employment restriction for senior examiners.
7749. § 1212.4 Waiver.
7750. § 1212.5 Penalties.
7751. PART 1213 OFFICE OF THE OMBUDSMAN
7752. § 1213.1 Purpose and scope.
7753. § 1213.2 Definitions.
7754. § 1213.3 Authorities and duties of the Ombudsman.
7755. § 1213.4 Complaints and appeals from a regulated entity or the Office of Finance.
7756. § 1213.5 Complaints from a person.
7757. § 1213.6 No retaliation.
7758. § 1213.7 Confidentiality.
7759. PART 1214 AVAILABILITY OF NON-PUBLIC INFORMATION
7760. § 1214.1 Definitions.
7761. § 1214.2 Purpose and scope.
7762. § 1214.3 General rule.
7763. § 1214.4 Exceptions.
7764. PART 1215 PRODUCTION OF FHFA RECORDS, INFORMATION, AND EMPLOYEE TESTIMONY IN THIRD-PARTY LEGAL PROCEEDINGS
7765. § 1215.1 Scope and purpose.
7766. § 1215.2 Applicability.
7767. § 1215.3 Definitions.
7768. § 1215.4 General prohibition.
7769. § 1215.5 Delegation.
7770. § 1215.6 Factors FHFA may consider.
7771. § 1215.7 Serving demands and submitting requests.
7772. § 1215.8 Timing and form of demands and requests.
7773. § 1215.9 Failure to meet this part's requirements.
7774. § 1215.10 Processing demands and requests.
7775. § 1215.11 FHFA determination.
7776. § 1215.12 Restrictions that apply to testimony.
7777. § 1215.13 Restrictions that apply to records and information.
7778. § 1215.14 Procedure in the event of an adverse FHFA determination.
7779. § 1215.15 Conflicting court order.
7780. § 1215.16 Fees.
7781. § 1215.17 Responses to demands served on nonemployees.
7782. § 1215.18 Inspector General.
7783. PART 1217 PROGRAM FRAUD CIVIL REMEDIES ACT
7784. § 1217.1 Purpose and scope.
7785. § 1217.2 Definitions.
7786. § 1217.3 Basis for civil penalties and assessments.
7787. § 1217.4 Investigation.
7788. § 1217.5 Request for approval by the Department of Justice.
7789. § 1217.6 Notice.
7790. § 1217.7 Response.
7791. § 1217.8 Statute of limitations.
7792. § 1217.9 Hearings.
7793. § 1217.10 Settlements.
7794. SUBCHAPTER B ENTITY REGULATIONS
7795. PART 1221 MARGIN AND CAPITAL REQUIREMENTS FOR COVERED SWAP ENTITIES
7796. § 1221.1 Authority, purpose, scope, exemptions and compliance dates.
7797. § 1221.2 Definitions.
7798. § 1221.3 Initial margin.
7799. § 1221.4 Variation margin.
7800. § 1221.5 Netting arrangements, minimum transfer amount, and satisfaction of collecting and posting requirements.
7801. § 1221.6 Eligible collateral.
7802. § 1221.7 Segregation of collateral.
7803. § 1221.8 Initial margin models and standardized amounts.
7804. § 1221.9 Cross-border application of margin requirements.
7805. § 1221.10 Documentation of margin matters.
7806. § 1221.11 Special rules for affiliates.
7807. § 1221.12 Capital.
7808. Appendix A to Part 1221 Standardized Minimum Initial Margin Requirements for Non-cleared Swaps and Non—cleared Security-based Swaps
7809. Appendix B to Part 1221 Margin Values for Eligible Noncash Margin Collateral
7810. PART 1222 APPRAISALS
7811. Subpart A Requirements for Higher-Priced Mortgage Loans
7812. § 1222.1 Purpose and scope.
7813. § 1222.2 Reservation of authority.
7814. Subpart B Appraisal Management Company Minimum Requirements
7815. § 1222.20 Authority, purpose, and scope.
7816. § 1222.21 Definitions.
7817. § 1222.22 Appraiser panel—annual size calculation.
7818. § 1222.23 Appraisal management company registration.
7819. § 1222.24 Ownership limitations for State-registered appraisal management companies.
7820. § 1222.25 Requirements for Federally regulated appraisal management companies.
7821. § 1222.26 Information to be presented to the Appraisal Subcommittee by participating States.
7822. Subpart C Quality Control Standards for Automated Valuation Models
7823. § 1222. 27 Authority, purpose, and scope.
7824. § 1222.28 Definitions.
7825. § 1222.29 Quality control standards.
7826. PART 1223 MINORITY AND WOMEN INCLUSION
7827. Subpart A General
7828. § 1223.1 Definitions.
7829. § 1223.2 Policy, purpose, and scope.
7830. § 1223.3 Limitations.
7831. §§ 1223.4-1223.9 [Reserved]
7832. B Subpart B [Reserved]
7833. Subpart C Minority and Women Inclusion and Diversity at Regulated Entities
7834. § 1223.20 Office of Minority and Women Inclusion.
7835. § 1223.21 Promoting diversity and ensuring inclusion in all business and activities.
7836. § 1223.22 Regulated entity reports.
7837. § 1223.23 Annual reports—format and contents.
7838. § 1223.24 Enforcement.
7839. § 1223.25 Office of Finance.
7840. C Subparts C-Z [Reserved]
7841. PART 1225 MINIMUM CAPITAL—TEMPORARY INCREASE
7842. § 1225.1 Purpose.
7843. § 1225.2 Definitions.
7844. § 1225.3 Procedures.
7845. § 1225.4 Standards and factors.
7846. § 1225.5 Guidances.
7847. 1226 PART 1226 FINANCIAL DATA TRANSPARENCY
7848. § 1226.1 Definitions.
7849. § 1226.2 Establishment of standards.
7850. PART 1227 SUSPENDED COUNTERPARTY PROGRAM
7851. Subpart A General
7852. § 1227.1 Purpose.
7853. § 1227.2 Definitions.
7854. § 1227.3 Scope of suspension orders.
7855. § 1227.4 Regulated entity reports on covered misconduct.
7856. § 1227.5 Proposed suspension order.
7857. § 1227.6 Final suspension order.
7858. § 1227.7 Appeal to the Director.
7859. § 1227.8 Posting of final suspension orders.
7860. § 1227.9 Request for reconsideration.
7861. § 1227.10 Exception to final suspension order in effect.
7862. B Subpart B [Reserved]
7863. PART 1228 RESTRICTIONS ON THE ACQUISITION OF, OR TAKING SECURITY INTERESTS IN, MORTGAGES ON PROPERTIES ENCUMBERED BY CERTAIN PRIVATE TRANSFER FEE COVENANTS AND RELATED SECURITIES
7864. § 1228.1 Definitions.
7865. § 1228.2 Restrictions.
7866. § 1228.3 Limitations on applicability.
7867. § 1228.4 State restrictions unaffected.
7868. PART 1229 CAPITAL CLASSIFICATIONS AND PROMPT CORRECTIVE ACTION
7869. Subpart A Federal Home Loan Banks
7870. § 1229.1 Definitions.
7871. § 1229.2 Determination of a Bank's capital classification.
7872. § 1229.3 Criteria for a Bank's capital classification.
7873. § 1229.4 Reclassification by the Director.
7874. § 1229.5 Capital distributions for adequately capitalized Banks.
7875. § 1229.6 Mandatory actions applicable to undercapitalized Banks.
7876. § 1229.7 Discretionary actions applicable to undercapitalized Banks.
7877. § 1229.8 Mandatory actions applicable to significantly undercapitalized Banks.
7878. § 1229.9 Discretionary actions applicable to significantly undercapitalized Banks.
7879. § 1229.10 Actions applicable to critically undercapitalized Banks.
7880. § 1229.11 Capital restoration plans.
7881. § 1229.12 Procedures related to capital classification and other actions.
7882. Subpart B Enterprises
7883. § 1229.13 Definitions.
7884. PART 1230 EXECUTIVE COMPENSATION
7885. § 1230.1 Purpose.
7886. § 1230.2 Definitions.
7887. § 1230.3 Prohibition and withholding of executive compensation.
7888. § 1230.4 Prior approval of termination agreements of Enterprises.
7889. § 1230.5 Submission of supporting information.
7890. PART 1231 GOLDEN PARACHUTE AND INDEMNIFICATION PAYMENTS
7891. § 1231.1 Purpose.
7892. § 1231.2 Definitions.
7893. § 1231.3 Golden parachute payments and agreements.
7894. § 1231.4 Indemnification payments.
7895. § 1231.5 Applicability in the event of receivership.
7896. § 1231.6 Filing instructions.
7897. PART 1233 REPORTING OF FRAUDULENT FINANCIAL INSTRUMENTS
7898. § 1233.1 Purpose.
7899. § 1233.2 Definitions.
7900. § 1233.3 Reporting.
7901. § 1233.4 Internal controls, policies, procedures, and training.
7902. § 1233.5 Protection from liability for reports.
7903. § 1233.6 Supervisory action.
7904. PART 1234 CREDIT RISK RETENTION
7905. Subpart A Authority, Purpose, Scope and Definitions
7906. § 1234.1 Purpose, scope and reservation of authority.
7907. § 1234.2 Definitions.
7908. Subpart B Credit Risk Retention
7909. § 1234.3 Base risk retention requirement.
7910. § 1234.4 Standard risk retention.
7911. § 1234.5 Revolving pool securitizations.
7912. § 1234.6 Eligible ABCP conduits.
7913. § 1234.7 Commercial mortgage-backed securities.
7914. § 1234.8 Federal National Mortgage Association and Federal Home Loan Mortgage Corporation ABS.
7915. § 1234.9 Open market CLOs.
7916. § 1234.10 Qualified tender option bonds.
7917. Subpart C Transfer of Risk Retention
7918. § 1234.11 Allocation of risk retention to an originator.
7919. § 1234.12 Hedging, transfer and financing prohibitions.
7920. Subpart D Exceptions and Exemptions
7921. § 1234.13 Exemption for qualified residential mortgages.
7922. § 1234.14 Definitions applicable to qualifying commercial real estate loans.
7923. § 1234.15 Qualifying commercial real estate loans.
7924. § 1234.16 [Reserved]
7925. § 1234.17 Underwriting standards for qualifying CRE loans.
7926. § 1234.18 [Reserved]
7927. § 1234.19 General exemptions.
7928. § 1234.20 Safe harbor for certain foreign-related transactions.
7929. § 1234.21 Additional exemptions.
7930. § 1234.22 Periodic review of the QRM definition, exempted three-to-four unit residential mortgage loans, and community-focused residential mortgage exemption
7931. PART 1235 RECORD RETENTION FOR REGULATED ENTITIES AND OFFICE OF FINANCE
7932. § 1235.1 Purpose and scope.
7933. § 1235.2 Definitions.
7934. § 1235.3 Establishment and evaluation of a record retention program.
7935. § 1235.4 Minimum requirements of a record retention program.
7936. § 1235.5 Record hold.
7937. § 1235.6 Access to records.
7938. § 1235.7 Supervisory action.
7939. PART 1236 PRUDENTIAL MANAGEMENT AND OPERATIONS STANDARDS
7940. § 1236.1 Purpose.
7941. § 1236.2 Definitions.
7942. § 1236.3 Prudential standards as regulations or guidelines.
7943. § 1236.4 Failure to meet a Standard; corrective plans.
7944. § 1236.5 Failure to submit a corrective plan; noncompliance.
7945. Appendix to Part 1236 Prudential Management and Operations Standards
7946. PART 1237 CONSERVATORSHIP AND RECEIVERSHIP
7947. § 1237.1 Purpose and applicability.
7948. § 1237.2 Definitions.
7949. Subpart A Powers
7950. § 1237.3 Powers of the Agency as conservator or receiver.
7951. § 1237.4 Receivership following conservatorship; administrative expenses.
7952. § 1237.5 Contracts entered into before appointment of a conservator or receiver.
7953. § 1237.6 Authority to enforce contracts.
7954. Subpart B Claims
7955. § 1237.7 Period for determination of claims.
7956. § 1237.8 Alternate procedures for determination of claims.
7957. § 1237.9 Priority of expenses and unsecured claims.
7958. Subpart C Limited-Life Regulated Entities
7959. § 1237.10 Limited-life regulated entities.
7960. § 1237.11 Authority of limited-life regulated entities to obtain credit.
7961. Subpart D Other
7962. § 1237.12 Capital distributions while in conservatorship.
7963. § 1237.13 Payment of Securities Litigation Claims while in conservatorship.
7964. § 1237.14 Golden parachute payments [Reserved]
7965. PART 1238 STRESS TESTING OF REGULATED ENTITIES
7966. § 1238.1 Authority and purpose.
7967. § 1238.2 Definitions.
7968. § 1238.3 Annual stress test.
7969. § 1238.4 Methodologies and practices.
7970. § 1238.5 Required report to FHFA and FRB of stress test results and related information.
7971. § 1238.6 Post-assessment actions by the Enterprises.
7972. § 1238.7 Publication of results by regulated entities.
7973. § 1238.8 Additional implementing action.
7974. PART 1239 RESPONSIBILITIES OF BOARDS OF DIRECTORS, CORPORATE PRACTICES, AND CORPORATE GOVERNANCE
7975. Subpart A General
7976. § 1239.1 Purpose.
7977. § 1239.2 Definitions.
7978. Subpart B Corporate Practices and Procedures Applicable to All Regulated Entities
7979. § 1239.3 Law applicable to corporate governance and indemnification practices.
7980. § 1239.4 Duties and responsibilities of directors.
7981. § 1239.5 Board committees.
7982. Subpart C Other Requirements Applicable to All Regulated Entities
7983. § 1239.10 Code of conduct and ethics.
7984. § 1239.11 Risk management.
7985. § 1239.12 Compliance program.
7986. § 1239.13 Regulatory reports.
7987. § 1239.14 Strategic business plan.
7988. Subpart D Enterprise Specific Requirements
7989. § 1239.20 Board of directors of the Enterprises.
7990. § 1239.21 Compensation of Enterprise board members.
7991. Subpart E Bank Specific Requirements
7992. § 1239.30 Bank member products policy.
7993. § 1239.31 [Reserved]
7994. § 1239.32 Audit committee.
7995. § 1239.33 Dividends.
7996. SUBCHAPTER C ENTERPRISES
7997. PART 1240 CAPITAL ADEQUACY OF ENTERPRISES
7998. Subpart A General Provisions
7999. § 1240.1 Purpose, applicability, reservations of authority, reporting, and timing.
8000. § 1240.2 Definitions.
8001. § 1240.3 Operational requirements for counterparty credit risk.
8002. § 1240.4 Transition.
8003. Subpart B Capital Requirements and Buffers
8004. § 1240.10 Capital requirements.
8005. § 1240.11 Capital conservation buffer and leverage buffer.
8006. Subpart C Definition of Capital
8007. § 1240.20 Capital components and eligibility criteria for regulatory capital instruments.
8008. § 1240.21 [Reserved]
8009. § 1240.22 Regulatory capital adjustments and deductions.
8010. Subpart D Risk-Weighted Assets—Standardized Approach
8011. § 1240.30 Applicability.
8012. § 1240.31 Mechanics for calculating risk-weighted assets for general credit risk.
8013. § 1240.32 General risk weights.
8014. § 1240.33 Single-family mortgage exposures.
8015. § 1240.34 Multifamily mortgage exposures.
8016. § 1240.35 Off-balance sheet exposures.
8017. § 1240.36 Derivative contracts.
8018. § 1240.37 Cleared transactions.
8019. § 1240.38 Guarantees and credit derivatives: substitution treatment.
8020. § 1240.39 Collateralized transactions.
8021. § 1240.40 Unsettled transactions.
8022. § 1240.41 Operational requirements for CRT and other securitization exposures.
8023. § 1240.42 Risk-weighted assets for CRT and other securitization exposures.
8024. § 1240.43 Simplified supervisory formula approach (SSFA).
8025. § 1240.44 Credit risk transfer approach (CRTA).
8026. § 1240.45 Securitization exposures to which the SSFA and the CRTA do not apply.
8027. § 1240.46 Recognition of credit risk mitigants for securitization exposures.
8028. § 1240.51 Introduction and exposure measurement.
8029. § 1240.52 Simple risk-weight approach (SRWA).
8030. §§ 1240.53-1240.60 [Reserved]
8031. § 1240.61 Purpose and scope.
8032. § 1240.62 Disclosure requirements.
8033. § 1240.63 Disclosures.
8034. Subpart E Risk-Weighted Assets—Internal Ratings-Based and Advanced Measurement Approaches
8035. § 1240.100 Purpose, applicability, and principle of conservatism.
8036. § 1240.101 Definitions.
8037. § 1240.121 Minimum requirements.
8038. § 1240.122 Ongoing qualification.
8039. § 1240.123 Advanced approaches credit risk-weighted asset calculations.
8040. §§ 1240.124--1240.160 [Reserved]
8041. § 1240.161 Qualification requirements for incorporation of operational risk mitigants.
8042. § 1240.162 Mechanics of operational risk risk-weighted asset calculation.
8043. Subpart F Risk-weighted Assets—Market Risk
8044. § 1240.201 Purpose, applicability, and reservation of authority.
8045. § 1240.202 Definitions.
8046. § 1240.203 Requirements for managing market risk.
8047. § 1240.204 Measure for spread risk.
8048. § 1240.205 Market risk disclosures.
8049. Subpart G Stability Capital Buffer
8050. § 1240.400 Stability capital buffer.
8051. Subpart H Capital Planning and Stress Capital Buffer Determination
8052. § 1240.500 Capital planning and stress capital buffer determination.
8053. §§ 1240.501-1240.502 [Reserved]
8054. PART 1242 RESOLUTION PLANNING
8055. § 1242.1 Purpose; identification as a prudential standard.
8056. § 1242.2 Definitions.
8057. § 1242.3 Identification of core business lines.
8058. § 1242.4 Credible resolution plan required; other notices to FHFA.
8059. § 1242.5 Informational content of a resolution plan; required and prohibited assumptions.
8060. § 1242.6 Form of resolution plan; confidentiality.
8061. § 1242.7 Review of resolution plans; resubmission of deficient resolution plans.
8062. § 1242.8 No limiting effect or private right of action.
8063. PART 1248 UNIFORM MORTGAGE-BACKED SECURITIES
8064. § 1248.1 Definitions.
8065. § 1248.2 Purpose.
8066. § 1248.3 General alignment.
8067. § 1248.4 Enterprise consultation.
8068. § 1248.5 Misalignment.
8069. § 1248.6 Covered programs, policies, and practices.
8070. § 1248.7 Remedial actions.
8071. § 1248.8 De minimis exception.
8072. PART 1249 BOOK-ENTRY PROCEDURES
8073. § 1249.10 Definitions.
8074. § 1249.11 Maintenance of Enterprise Securities.
8075. § 1249.12 Law governing rights and obligations of United States, Federal Reserve Banks, and Enterprises; rights of any person against United States, Federal Reserve Banks, and Enterprises; law governing other interests.
8076. § 1249.13 Creation of Participant's Security Entitlement; security interests.
8077. § 1249.14 Obligations of Enterprises; no adverse claims.
8078. § 1249.15 Authority of Federal Reserve Banks.
8079. § 1249.16 Withdrawal of Eligible Book-entry Enterprise Securities for conversion to definitive form.
8080. § 1249.17 Waiver of regulations.
8081. § 1249.18 Liability of Enterprises and Federal Reserve Banks.
8082. § 1249.19 Additional provisions.
8083. PART 1250 FLOOD INSURANCE
8084. § 1250.1 Purpose.
8085. § 1250.2 Procedural requirements.
8086. § 1250.3 Civil money penalties.
8087. PART 1251 CONTRIBUTIONS TO THE HOUSING TRUST AND CAPITAL MAGNET FUNDS
8088. § 1251.1 Purpose.
8089. § 1251.2 Definitions.
8090. § 1251.3 Prohibition on pass-through of cost of allocation; enforcement.
8091. § 1251.4 Submission of information.
8092. PART 1252 PORTFOLIO HOLDINGS
8093. § 1252.1 Enterprise portfolio holding criteria.
8094. § 1252.2 Effective duration.
8095. PART 1253 PRIOR APPROVAL FOR ENTERPRISE PRODUCTS
8096. § 1253.1 Purpose and authority.
8097. § 1253.2 Definitions.
8098. § 1253.3 New activity description and exclusions.
8099. § 1253.4 New product determination.
8100. § 1253.5 Notice of new activity.
8101. § 1253.6 Request for prior approval of a new product; public notice; standards for approval.
8102. § 1253.7 Temporary approval of a new product.
8103. § 1253.8 Substantially similar activities.
8104. § 1253.9 New activity and new product submission requirements.
8105. § 1253.10 Public disclosure.
8106. § 1253.11 Preservation of authority.
8107. PART 1254 VALIDATION AND APPROVAL OF CREDIT SCORE MODELS
8108. § 1254.1 Purpose and scope.
8109. § 1254.2 Definitions.
8110. § 1254.3 Computation of time.
8111. § 1254.4 Requirements for use of a credit score.
8112. § 1254.5 Solicitation of applications.
8113. § 1254.6 Submission and initial review of applications.
8114. § 1254.7 Credit Score Assessment.
8115. § 1254.8 Enterprise Business Assessment.
8116. § 1254.9 Determinations on applications.
8117. § 1254.10 Withdrawal of application.
8118. § 1254.11 Pilot programs.
8119. SUBCHAPTER D FEDERAL HOME LOAN BANKS
8120. PART 1260 SHARING OF INFORMATION AMONG FEDERAL HOME LOAN BANKS
8121. § 1260.1 Definitions.
8122. § 1260.2 Bank information to be shared.
8123. § 1260.3 Requests to withhold proprietary information.
8124. § 1260.4 Timing and form of information distribution.
8125. § 1260.5 Control and disclosure of shared information.
8126. PART 1261 FEDERAL HOME LOAN BANK DIRECTORS
8127. Subpart A Definitions
8128. § 1261.1 [Reserved]
8129. Subpart B Federal Home Loan Bank Boards of Directors: Eligibility and Elections
8130. § 1261.2 Definitions.
8131. § 1261.3 General provisions.
8132. § 1261.4 Designation of member directorships.
8133. § 1261.5 Director eligibility.
8134. § 1261.6 Determination of member votes.
8135. § 1261.7 Nominations for member and independent directorships.
8136. § 1261.8 Election process.
8137. § 1261.9 Actions affecting director elections.
8138. § 1261.10 Independent director conflict of interests.
8139. § 1261.11 Conflict-of-interests policy for Bank directors.
8140. § 1261.12 Reporting requirements for Bank directors.
8141. § 1261.13 Ineligible Bank directors.
8142. § 1261.14 Vacant Bank directorships.
8143. § 1261.15 Minimum number of member directorships.
8144. § 1261.16 [Reserved]
8145. Subpart C Federal Home Loan Bank Directors' Compensation and Expenses
8146. § 1261.20 Definitions.
8147. § 1261.21 General.
8148. § 1261.22 Directors' compensation policy.
8149. § 1261.23 Director disapproval.
8150. § 1261.24 Board meetings.
8151. D Subpart D [Reserved]
8152. PART 1263 MEMBERS OF THE BANKS
8153. Subpart A Definitions
8154. § 1263.1 Definitions.
8155. Subpart B Membership Application Process
8156. § 1263.2 Membership application requirements.
8157. § 1263.3 Decision on application.
8158. § 1263.4 Automatic membership.
8159. § 1263.5 Appeals.
8160. Subpart C Eligibility Requirements
8161. § 1263.6 General eligibility requirements.
8162. § 1263.7 Duly organized requirement.
8163. § 1263.8 Subject to inspection and regulation requirement.
8164. § 1263.9 Makes long-term home mortgage loans requirement.
8165. § 1263.10 Ten percent requirement for certain insured depository institution applicants.
8166. § 1263.11 Financial condition requirement for depository institutions and CDFI credit unions.
8167. § 1263.12 Character of management requirement.
8168. § 1263.13 Home financing policy requirement.
8169. § 1263.14 De novo insured depository institution applicants.
8170. § 1263.15 Recently consolidated applicants.
8171. § 1263.16 Financial condition requirement for insurance company and certain CDFI applicants.
8172. § 1263.17 Rebuttable presumptions.
8173. § 1263.18 Determination of appropriate Bank district for membership.
8174. § 1263.19 Non-federally-insured credit unions.
8175. Subpart D Stock Requirements
8176. § 1263.20 Stock purchase.
8177. § 1263.21 [Reserved]
8178. § 1263.22 Annual calculation of stock holdings.
8179. § 1263.23 Excess stock.
8180. Subpart E Withdrawal, Termination and Readmission
8181. § 1263.24 Consolidations involving members.
8182. § 1263.25 [Reserved]
8183. § 1263.26 Voluntary withdrawal from membership.
8184. § 1263.27 Involuntary termination of membership.
8185. § 1263.28 [Reserved]
8186. § 1263.29 Disposition of claims.
8187. § 1263.30 Readmission to membership.
8188. Subpart F Other Membership Provisions
8189. § 1263.31 Reports and examinations.
8190. § 1263.32 Official membership insignia.
8191. PART 1264 FEDERAL HOME LOAN BANK HOUSING ASSOCIATES
8192. § 1264.1 Definitions.
8193. § 1264.2 Bank authority to make advances to housing associates.
8194. § 1264.3 Housing associate eligibility requirements.
8195. § 1264.4 Satisfaction of eligibility requirements.
8196. § 1264.5 Housing associate application process.
8197. § 1264.6 Appeals.
8198. PART 1265 CORE MISSION ACTIVITIES
8199. § 1265.1 Definitions.
8200. § 1265.2 Mission of the Banks.
8201. § 1265.3 Core mission activities.
8202. PART 1266 ADVANCES
8203. Subpart A Advances to Members
8204. § 1266.1 Definitions.
8205. § 1266.2 Authorization and application for advances; obligation to repay advances.
8206. § 1266.3 Purpose of long-term advances; Proxy test.
8207. § 1266.4 Limitations on access to advances.
8208. § 1266.5 Terms and conditions for advances.
8209. § 1266.6 Fees.
8210. § 1266.7 Collateral.
8211. § 1266.8 Banks as secured creditors.
8212. § 1266.9 Pledged collateral; verification.
8213. § 1266.10 Collateral valuation; appraisals.
8214. § 1266.11 [Reserved]
8215. § 1266.12 Intradistrict transfer of advances.
8216. § 1266.13 Special advances to savings associations.
8217. § 1266.14 Advances to the Savings Association Insurance Fund.
8218. § 1266.15 Liquidation of advances upon termination of membership.
8219. Subpart B Advances to Housing Associates
8220. § 1266.16 Scope.
8221. § 1266.17 Advances to housing associates.
8222. PART 1267 FEDERAL HOME LOAN BANK INVESTMENTS
8223. § 1267.1 Definitions.
8224. § 1267.2 Authorized investments and transactions.
8225. § 1267.3 Prohibited investments and prudential rules.
8226. § 1267.4 Limitations and prudential requirements on use of derivative instruments.
8227. PART 1268 ACQUIRED MEMBER ASSETS
8228. § 1268.1 Definitions.
8229. § 1268.2 Authorization for acquired member assets.
8230. § 1268.3 Asset requirement.
8231. § 1268.4 Member or housing associate nexus requirement.
8232. § 1268.5 Credit risk-sharing requirement.
8233. § 1268.6 Servicing of AMA loans.
8234. § 1268.7 Reporting requirements for acquired member assets.
8235. § 1268.8 Administrative transactions and agreements between Banks.
8236. PART 1269 STANDBY LETTERS OF CREDIT
8237. § 1269.1 Definitions.
8238. § 1269.2 Standby letters of credit on behalf of members.
8239. § 1269.3 Standby letters of credit on behalf of housing associates.
8240. § 1269.4 Obligation to Bank under all standby letters of credit.
8241. § 1269.5 Additional provisions applying to all standby letters of credit.
8242. PART 1270 LIABILITIES
8243. Subpart A Definitions
8244. § 1270.1 Definitions.
8245. Subpart B Sources of Funds
8246. § 1270.2 Authorized liabilities.
8247. § 1270.3 Deposits from members.
8248. Subpart C Consolidated Obligations
8249. § 1270.4 Issuance of consolidated obligations.
8250. § 1270.5 Bank operations.
8251. § 1270.6 Transactions in consolidated obligations.
8252. § 1270.7 Lost, stolen, destroyed, mutilated or defaced consolidated obligations.
8253. § 1270.8 Administrative provision.
8254. § 1270.9 Conditions for issuance of consolidated obligations.
8255. § 1270.10 Joint and several liability.
8256. § 1270.11 Savings clause.
8257. Subpart D Book-Entry Procedure for Consolidated Obligations
8258. § 1270.12 Law governing rights and obligations of Banks, FHFA, Office of Finance, United States and Federal Reserve Banks; rights of any Person against Banks, FHFA, Office of Finance, United States and Federal Reserve Banks.
8259. § 1270.13 Law governing other interests.
8260. § 1270.14 Creation of Participant's Security Entitlement; security interests.
8261. § 1270.15 Obligations of the Banks and the Office of Finance; no Adverse Claims.
8262. § 1270.16 Authority of Federal Reserve Banks.
8263. § 1270.17 Liability of Banks, FHFA, Office of Finance and Federal Reserve Banks.
8264. § 1270.18 Additional requirements; notice of attachment for Book-entry consolidated obligations.
8265. § 1270.19 Reference to certain Department of Treasury commentary and determinations.
8266. § 1270.20 Consolidated obligations are not obligations of the United States or guaranteed by the United States.
8267. PART 1271 MISCELLANEOUS FEDERAL HOME LOAN BANK OPERATIONS AND AUTHORITIES
8268. Subpart A Collection, Settlement, and Processing of Payment Instruments
8269. § 1271.1 Definitions.
8270. § 1271.2 Authority and scope.
8271. § 1271.3 General provisions.
8272. § 1271.4 Incidental powers.
8273. § 1271.5 Operations.
8274. § 1271.6 Pricing of services.
8275. § 1271.7 Rights, powers, responsibilities, duties, and liabilities.
8276. Subpart B Miscellaneous Bank Authorities
8277. § 1271.10 Transfer of funds between Banks.
8278. § 1271.11 Trustee powers.
8279. Subpart C Bank Requests for Information
8280. § 1271.15 Definitions.
8281. § 1271.16 Scope.
8282. § 1271.17 Request for confidential regulatory information.
8283. § 1271.18 Form of request.
8284. § 1271.19 Storage of confidential regulatory information.
8285. § 1271.20 Access to confidential regulatory information.
8286. § 1271.21 Third party requests for confidential regulatory information.
8287. § 1271.22 Computer data.
8288. Subpart D Financing Corporation Operations
8289. § 1271.30 Definitions.
8290. § 1271.31 General authority.
8291. § 1271.32 Authority to establish investment policies and procedures.
8292. § 1271.33 Book-entry procedure for Financing Corporation obligations.
8293. § 1271.34 Bank and Office of Finance employees.
8294. § 1271.35 Budget and expenses.
8295. § 1271.36 Administrative expenses.
8296. § 1271.37 Non-administrative expenses; assessments.
8297. § 1271.38 Reports to FHFA.
8298. § 1271.39 Review of books and records.
8299. Subpart E Authority for Bank Assistance of the Resolution Funding Corporation
8300. § 1271.41 Bank employees.
8301. PART 1272 NEW BUSINESS ACTIVITIES
8302. § 1272.1 Definitions.
8303. § 1272.2 Limitation on Bank authority to undertake new business activities.
8304. § 1272.3 New business activity notice requirement.
8305. § 1272.4 Review process.
8306. § 1272.5 Additional information.
8307. § 1272.6 Examinations.
8308. § 1272.7 Approval of notices.
8309. PART 1273 OFFICE OF FINANCE
8310. § 1273.1 Definitions.
8311. § 1273.2 Authority of the OF.
8312. § 1273.3 Functions of the OF.
8313. § 1273.4 FHFA oversight.
8314. § 1273.5 Funding of the OF.
8315. § 1273.6 Debt management duties of the OF.
8316. § 1273.7 Structure of the OF board of directors.
8317. § 1273.8 General duties of the OF board of directors.
8318. § 1273.9 Audit Committee.
8319. Appendix A to Part 1273 Exceptions to the General Disclosure Standards
8320. PART 1274 FINANCIAL STATEMENTS OF THE BANKS
8321. § 1274.1 Definitions.
8322. § 1274.2 Audit requirements.
8323. § 1274.3 Requirements to provide financial and other information to FHFA and the OF.
8324. PART 1277 FEDERAL HOME LOAN BANK CAPITAL REQUIREMENTS, CAPITAL STOCK AND CAPITAL PLANS
8325. Subpart A Definitions
8326. § 1277.1 Definitions.
8327. Subpart B Bank Capital Requirements
8328. § 1277.2 Total capital requirement.
8329. § 1277.3 Risk-based capital requirement.
8330. § 1277.4 Credit risk capital requirement.
8331. § 1277.5 Market risk capital requirement.
8332. § 1277.6 Operational risk capital requirement.
8333. § 1277.7 Limits on unsecured extensions of credit; reporting requirements.
8334. § 1277.8 Reporting requirements.
8335. Subpart C Bank Capital Stock
8336. § 1277.20 Classes of capital stock.
8337. § 1277.21 Issuance of capital stock.
8338. § 1277.22 Minimum investment in capital stock.
8339. § 1277.23 Dividends.
8340. § 1277.24 Liquidation, merger, or consolidation.
8341. § 1277.25 Transfer of capital stock.
8342. § 1277.26 Redemption and repurchase of capital stock.
8343. § 1277.27 Other restrictions on the repurchase or redemption of Bank stock.
8344. Subpart D Bank Capital Plans
8345. § 1277.28 Bank capital plans.
8346. § 1277.29 Amendments to a Bank's capital plan.
8347. PART 1278 VOLUNTARY MERGERS OF FEDERAL HOME LOAN BANKS
8348. § 1278.1 Definitions.
8349. § 1278.2 Authority.
8350. § 1278.3 Merger agreement.
8351. § 1278.4 Merger application.
8352. § 1278.5 Approval by Director.
8353. § 1278.6 Ratification by Bank Members.
8354. § 1278.7 Consummation of the merger.
8355. SUBCHAPTER E HOUSING GOALS AND MISSION
8356. PART 1281 FEDERAL HOME LOAN BANK HOUSING GOALS
8357. Subpart A General
8358. § 1281.1 Definitions.
8359. Subpart B Housing Goals
8360. § 1281.10 General.
8361. § 1281.11 Bank housing goals.
8362. § 1281.12 General counting requirements.
8363. § 1281.13 Special counting requirements.
8364. § 1281.14 Determination of compliance with housing goals; notice of determination.
8365. § 1281.15 Housing plans.
8366. Subpart C Reporting Requirements
8367. § 1281.20 Reporting requirements.
8368. PART 1282 ENTERPRISE HOUSING GOALS AND MISSION
8369. Subpart A General
8370. § 1282.1 Definitions.
8371. Subpart B Housing Goals
8372. § 1282.11 General.
8373. § 1282.12 Single-family housing goals.
8374. § 1282.13 Multifamily housing goals and subgoal.
8375. § 1282.14 Discretionary adjustment of housing goals.
8376. § 1282.15 General counting requirements.
8377. § 1282.16 Special counting requirements.
8378. § 1282.17 Affordability—Income level definitions—family size and income known (owner-occupied units, actual tenants, and prospective tenants).
8379. § 1282.18 Affordability—Income level definitions—family size not known (actual or prospective tenants).
8380. § 1282.19 Affordability—Rent level definitions—tenant income is not known.
8381. § 1282.20 Preliminary determination of compliance with housing goals; notice of preliminary determination.
8382. § 1282.21 Determination of compliance with housing goals, notice of determination.
8383. § 1282.22 Housing plans.
8384. Subpart C Duty to Serve Underserved Markets
8385. § 1282.31 General.
8386. § 1282.32 Underserved Markets Plan.
8387. § 1282.33 Manufactured housing market.
8388. § 1282.34 Affordable housing preservation market.
8389. § 1282.35 Rural markets.
8390. § 1282.36 Evaluations, ratings, and Evaluation Guidance.
8391. § 1282.37 General requirements for credit.
8392. § 1282.38 General requirements for loan purchases.
8393. § 1282.39 Special requirements for loan purchases.
8394. § 1282.40 Failure to comply.
8395. § 1282.41 Housing plans.
8396. Subpart D Reporting Requirements
8397. § 1282.61 General.
8398. § 1282.62 Mortgage reports.
8399. § 1282.63 Annual Housing Activities Report.
8400. § 1282.64 Periodic reports.
8401. § 1282.65 Enterprise data integrity.
8402. § 1282.66 Enterprise reports on duty to serve.
8403. PART 1290 COMMUNITY SUPPORT REQUIREMENTS
8404. § 1290.1 Definitions.
8405. § 1290.2 Community support requirements.
8406. § 1290.3 Community support standards.
8407. § 1290.4 FHFA review and decision on Community Support Statements.
8408. § 1290.5 Probation or restriction on member access to long-term Bank advances.
8409. § 1290.6 Bank community support programs.
8410. § 1290.7 Bank Advisory Council Annual Reports.
8411. § 1290.8 Compliance dates.
8412. PART 1291 FEDERAL HOME LOAN BANKS' AFFORDABLE HOUSING PROGRAM
8413. Subpart A General
8414. § 1291.1 Definitions.
8415. § 1291.2 Compliance dates.
8416. Subpart B Program Administration and Governance
8417. § 1291.10 Required annual AHP contribution.
8418. § 1291.11 Temporary suspension of AHP contributions.
8419. § 1291.12 Allocation of required annual AHP contribution.
8420. § 1291.13 Targeted Community Lending Plan; AHP Implementation Plan.
8421. § 1291.14 Advisory Councils.
8422. § 1291.15 Agreements.
8423. § 1291.16 Conflicts of interest.
8424. Subpart C General Fund and Targeted Funds
8425. § 1291.20 Establishment of programs.
8426. § 1291.21 Eligible applicants.
8427. § 1291.22 Funding rounds; application process.
8428. § 1291.23 Eligible projects.
8429. § 1291.24 Eligible uses.
8430. § 1291.25 Scoring methodologies.
8431. § 1291.26 Scoring criteria for the General Fund.
8432. § 1291.27 Scoring criteria for Targeted Funds.
8433. § 1291.28 Approval of AHP applications under the General Fund and Targeted Funds.
8434. § 1291.29 Modifications of approved AHP applications.
8435. § 1291.30 Procedures for funding.
8436. § 1291.31 Lending and re-lending of AHP direct subsidy by revolving loan funds.
8437. § 1291.32 Use of AHP subsidy in loan pools.
8438. Subpart D Homeownership Set-Aside Programs
8439. § 1291.40 Establishment of programs.
8440. § 1291.41 Eligible applicants.
8441. § 1291.42 Eligibility requirements.
8442. § 1291.43 Approval of AHP applications.
8443. § 1291.44 Procedures for funding.
8444. Subpart E Monitoring
8445. § 1291.50 Monitoring under the General Fund and Targeted Funds.
8446. § 1291.51 Monitoring under Homeownership Set-Aside Programs.
8447. Subpart F Remedial Actions for Noncompliance
8448. § 1291.60 Remedial actions for project noncompliance.
8449. § 1291.61 Recovery of subsidy for member noncompliance.
8450. § 1291.62 Bank reimbursement of AHP fund.
8451. § 1291.63 Suspension and debarment.
8452. § 1291.64 Use of repaid AHP subsidies.
8453. § 1291.65 Transfer of Program administration.
8454. Subpart G Affordable Housing Reserve Fund
8455. § 1291.70 Affordable Housing Reserve Fund.
8456. PART 1292 COMMUNITY INVESTMENT CASH ADVANCE PROGRAMS
8457. § 1292.1 Definitions.
8458. § 1292.2 Scope.
8459. § 1292.3 Purpose.
8460. § 1292.4 Targeted Community Lending Plan.
8461. § 1292.5 Community Investment Cash Advance Programs.
8462. § 1292.6 Reporting.
8463. § 1292.7 Documentation.
8464. 1293-1299 PARTS 1293-1299 [RESERVED]
8465. CHAPTER XIII FINANCIAL STABILITY OVERSIGHT COUNCIL
8466. 1300 PART 1300 [RESERVED]
8467. PART 1301 FREEDOM OF INFORMATION
8468. § 1301.1 General.
8469. § 1301.2 Information made available.
8470. § 1301.3 Publication in the Federal Register.
8471. § 1301.4 Public inspection.
8472. § 1301.5 Requests for Council records.
8473. § 1301.6 Responsibility for responding to requests for Council records.
8474. § 1301.7 Timing of responses to requests for Council records.
8475. § 1301.8 Responses to requests for Council records.
8476. § 1301.9 Classified information.
8477. § 1301.10 Requests for business information provided to the Council.
8478. § 1301.11 Administrative appeals and dispute resolution.
8479. § 1301.12 Fees for processing requests for Council records.
8480. PART 1310 AUTHORITY TO REQUIRE SUPERVISION AND REGULATION OF CERTAIN NONBANK FINANCIAL COMPANIES
8481. Subpart A General
8482. § 1310.1 Authority and purpose.
8483. § 1310.2 Definitions.
8484. § 1310.3 Amendments.
8485. Subpart B Determinations
8486. § 1310.10 Council determinations regarding nonbank financial companies.
8487. § 1310.11 Considerations in making proposed and final determinations.
8488. § 1310.12 Anti-evasion provision.
8489. Subpart C Information Collection; Proposed and Final Determinations; Evidentiary Hearings
8490. § 1310.20 Council information collection; consultation; coordination; confidentiality.
8491. § 1310.21 Proposed and final determinations; notice and opportunity for an evidentiary hearing.
8492. § 1310.22 Emergency exception to § 1310.21.
8493. § 1310.23 Council reevaluation and rescission of determinations.
8494. Appendix A to Part 1310 Financial Stability Oversight Council Guidance for Nonbank Financial Company Determinations
8495. PART 1320 DESIGNATION OF FINANCIAL MARKET UTILITIES
8496. Subpart A General
8497. § 1320.1 Authority and purpose.
8498. § 1320.2 Definitions.
8499. Subpart B Consultations, Determinations and Hearings
8500. § 1320.10 Factors for consideration in designations.
8501. § 1320.11 Consultation with financial market utility.
8502. § 1320.12 Advance notice of proposed determination.
8503. § 1320.13 Council determination regarding systemic importance.
8504. § 1320.14 Emergency exception.
8505. § 1320.15 Notification of final determination regarding systemic importance.
8506. § 1320.16 Extension of time periods.
8507. Subpart C Information Collection
8508. § 1320.20 Council information collection and coordination.
8509. 1321-1399 PARTS 1321-1399 [RESERVED]
8510. CHAPTER XIV FARM CREDIT SYSTEM INSURANCE CORPORATION
8511. PART 1400 ORGANIZATION AND FUNCTIONS
8512. Subpart A Organization and Functions
8513. § 1400.1 Farm Credit System Insurance Corporation.
8514. § 1400.2 Board of Directors of the Farm Credit System Insurance Corporation.
8515. § 1400.3 Organization of the Farm Credit System Insurance Corporation.
8516. B Subpart B [Reserved]
8517. PART 1401 EMPLOYEE RESPONSIBILITIES AND CONDUCT
8518. § 1401.1 Cross-references to employee ethical conduct standards and financial disclosure regulations.
8519. PART 1402 RELEASING INFORMATION
8520. A Subpart A [Reserved]
8521. Subpart B Availability of Records of the Farm Credit System Insurance Corporation
8522. § 1402.10 Official records of the Farm Credit System Insurance Corporation.
8523. § 1402.11 Current index.
8524. § 1402.12 Identification of records requested.
8525. § 1402.13 Request for records.
8526. § 1402.14 Response to requests for records.
8527. § 1402.15 Business information.
8528. Subpart C Fees for Provision of Information
8529. § 1402.20 Definitions.
8530. § 1402.21 Categories of requesters—fees.
8531. § 1402.22 Fees to be charged.
8532. § 1402.23 Waiver or reduction of fees.
8533. § 1402.24 Advance payments—notice.
8534. § 1402.25 Interest.
8535. § 1402.26 Charges for unsuccessful searches or reviews.
8536. § 1402.27 Aggregating requests.
8537. PART 1403 PRIVACY ACT REGULATIONS
8538. § 1403.1 Purpose and scope.
8539. § 1403.2 Definitions.
8540. § 1403.3 Procedures for requests pertaining to individual records in a record system.
8541. § 1403.4 Times, places, and requirements for identification of individuals making requests.
8542. § 1403.5 Disclosure of requested information to individuals.
8543. § 1403.6 Special procedures for medical records.
8544. § 1403.7 Request for amendment to record.
8545. § 1403.8 Agency review of request for amendment of record.
8546. § 1403.9 Appeal of an initial adverse determination of a request to amend a record.
8547. § 1403.10 Fees for providing copies of records.
8548. § 1403.11 Criminal penalties.
8549. § 1403.12 Exemptions.
8550. PART 1408 COLLECTION OF CLAIMS OWED THE UNITED STATES
8551. Subpart A Administrative Collection of Claims
8552. § 1408.1 Authority.
8553. § 1408.2 Applicability.
8554. § 1408.3 Definitions.
8555. § 1408.4 Delegation of authority.
8556. § 1408.5 Responsibility for collection.
8557. § 1408.6 Demand for payment.
8558. § 1408.7 Right to inspect and copy records.
8559. § 1408.8 Right to offer to repay claim.
8560. § 1408.9 Right to agency review.
8561. § 1408.10 Review procedures.
8562. § 1408.11 Special review.
8563. § 1408.12 Charges for interest, administrative costs, and penalties.
8564. § 1408.13 Contracting for collection services.
8565. § 1408.14 Reporting of credit information.
8566. § 1408.15 Credit report.
8567. Subpart B Administrative Offset
8568. § 1408.20 Applicability.
8569. § 1408.21 Collection by offset.
8570. § 1408.22 Notice requirements before offset.
8571. § 1408.23 Right to review of claim.
8572. § 1408.24 Waiver of procedural requirements.
8573. § 1408.25 Coordinating offset with other Federal agencies.
8574. § 1408.26 Stay of offset.
8575. § 1408.27 Offset against amounts payable from Civil Service Retirement and Disability Fund.
8576. Subpart C Offset Against Salary
8577. § 1408.35 Purpose.
8578. § 1408.36 Applicability of regulations.
8579. § 1408.37 Definitions.
8580. § 1408.38 Waiver requests and claims to the General Accounting Office.
8581. § 1408.39 Procedures for salary offset.
8582. § 1408.40 Refunds.
8583. § 1408.41 Requesting current paying agency to offset salary.
8584. § 1408.42 Responsibility of the Corporation as the paying agency.
8585. § 1408.43 Nonwaiver of rights by payments.
8586. PART 1410 PREMIUMS
8587. § 1410.1 Purpose and scope.
8588. § 1410.2 Definitions.
8589. § 1410.3 Calculation and reporting of premiums due.
8590. § 1410.4 Payment of premiums.
8591. § 1410.5 Delinquent premium payments and premium overpayments.
8592. § 1410.6 Certified statements.
8593. § 1410.7 Documentation.
8594. PART 1411 RULES OF PRACTICE AND PROCEDURE
8595. Subpart A Rules and Procedures for Assessment and Collection of Civil Money Penalties
8596. § 1411.1 Inflation adjustment of civil money penalties for failure to file a certified statement, pay any premium required or obtain approval before employment of persons convicted of criminal offenses.
8597. PART 1412 GOLDEN PARACHUTE AND INDEMNIFICATION PAYMENTS
8598. § 1412.1 Scope.
8599. § 1412.2 Definitions.
8600. § 1412.3 Golden parachute payments prohibited.
8601. § 1412.4 Prohibited indemnification payments.
8602. § 1412.5 Permissible golden parachute payments.
8603. § 1412.6 Permissible indemnification payments.
8604. § 1412.7 Filing instructions.
8605. § 1412.8 Application in the event of receivership.
8606. 1413-1499 PARTS 1413-1499 [RESERVED]
8607. CHAPTER XV DEPARTMENT OF THE TREASURY
8608. SUBCHAPTER A GENERAL PROVISIONS
8609. PART 1500 MERCHANT BANKING INVESTMENTS
8610. § 1500.1 What type of investments are permitted by this part, and under what conditions may they be made?
8611. § 1500.2 What are the limitations on managing or operating a portfolio company held as a merchant banking investment?
8612. § 1500.3 What are the holding periods permitted for merchant banking investments?
8613. § 1500.4 How are investments in private equity funds treated under this part?
8614. § 1500.5 What aggregate thresholds apply to merchant banking investments?
8615. § 1500.6 What risk management, record keeping and reporting policies are required to make merchant banking investments?
8616. § 1500.7 How do the statutory cross marketing and sections 23A and B limitations apply to merchant banking investments?
8617. § 1500.8 Definitions.
8618. PART 1501 FINANCIAL SUBSIDIARIES
8619. § 1501.1 How do you request the Secretary to determine that an activity is financial in nature or incidental to a financial activity?
8620. § 1501.2 What activities has the Secretary determined to be financial in nature or incidental to a financial activity?
8621. § 1501.3 Comparable ratings requirement for national banks among the second 50 largest insured banks.
8622. 1502-1503 PARTS 1502-1503 [RESERVED]
8623. 1505-1507 PARTS 1505-1507 [RESERVED]
8624. SUBCHAPTER B RESOLUTION FUNDING CORPORATION
8625. PART 1510 RESOLUTION FUNDING CORPORATION OPERATIONS
8626. § 1510.1 Authority, purpose, and scope.
8627. § 1510.2 Definitions.
8628. § 1510.3 How does the Funding Corporation pay administrative expenses?
8629. § 1510.4 Who may act as the depositary and fiscal agent for the Funding Corporation?
8630. § 1510.5 How does the Funding Corporation make interest payments on its obligations?
8631. § 1510.6 What must the Funding Corporation do with surplus funds?
8632. § 1510.7 What are the Funding Corporation's reporting requirements?
8633. § 1510.8 What are the audit requirements for the Funding Corporation?
8634. PART 1511 BOOK-ENTRY PROCEDURE
8635. § 1511.0 Applicability.
8636. § 1511.1 Definitions of terms.
8637. § 1511.2 Law governing rights and obligations of the Funding Corporation and Federal Reserve Banks; rights of any Person against the Funding Corporation and the Federal Reserve Banks.
8638. § 1511.3 Law governing other interests.
8639. § 1511.4 Creation of Participant's Security Entitlement; security interests.
8640. § 1511.5 Obligations of Funding Corporation; no adverse claims.
8641. § 1511.6 Authority of Federal Reserve Banks.
8642. § 1511.7 Liability of the Funding Corporation and Federal Reserve Banks.
8643. § 1511.8 Notice of attachment.
8644. 1512-1519 PARTS 1512-1519 [RESERVED]
8645. SUBCHAPTER C REGULATION OF PAYMENT STABLECOINS
8646. 1520-1521 PARTS 1520-1521 [RESERVED]
8647. PART 1522 STABLECOIN CERTIFICATION REVIEW COMMITTEE
8648. Subpart A General Provisions
8649. § 1522.1 Scope and applicability.
8650. § 1522.2 Definitions.
8651. § 1522.3 Severability.
8652. § 1522.4 Reservation of authority.
8653. §§ 1522.5-1522.9 [Reserved]
8654. Subpart B State Certifications
8655. § 1522.10 Certification forms and procedures.
8656. §§ 1522.11-1522.19 [Reserved]
8657. Appendix A to Part 1522 Attestation for an Initial Certification Under Section 4(c) of the GENIUS Act
8658. Appendix B to Part 1522 Attestation for an Annual Recertification Under Section 4(c) of the GENIUS Act
8659. CHAPTER XVI OFFICE OF FINANCIAL RESEARCH, DEPARTMENT OF THE TREASURY
8660. PART 1600 ORGANIZATION AND FUNCTIONS OF THE OFFICE OF FINANCIAL RESEARCH
8661. § 1600.1 Standards of ethical conduct.
8662. 1601-1609 PARTS 1601-1609 [RESERVED]
8663. PART 1610 REGULATORY DATA COLLECTIONS
8664. Subpart A Collections Generally
8665. § 1610.1 General authority.
8666. § 1610.2 General definitions.
8667. § 1610.3 Treatment of collected information.
8668. §§ 1610.4-1610.9 [Reserved]
8669. Subpart B Specific Collections
8670. § 1610.10 Centrally cleared repurchase agreement data.
8671. § 1610.11 Non-centrally Cleared Bilateral Repurchase Agreement Data.
8672. 1611-1699 PARTS 1611-1699 [RESERVED]
8673. CHAPTER XVII OFFICE OF FEDERAL HOUSING ENTERPRISE OVERSIGHT, DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
8674. SUBCHAPTER A OFHEO ORGANIZATION AND FUNCTIONS [RESERVED]
8675. B [RESERVED] SUBCHAPTER B [RESERVED]
8676. SUBCHAPTER C SAFETY AND SOUNDNESS
8677. 1700-1709 PARTS 1700-1709 [RESERVED]
8678. PART 1777 PROMPT CORRECTIVE ACTION
8679. § 1777.1 Authority, purpose, scope, and implementation dates.
8680. § 1777.2 Preservation of other authority.
8681. § 1777.3 Definitions.
8682. Subpart A Prompt Supervisory Response
8683. § 1777.10 Developments prompting supervisory response.
8684. § 1777.11 Supervisory response.
8685. § 1777.12 Other supervisory action.
8686. Subpart B Capital Classifications and Orders Under Section 1366 of the 1992 Act
8687. § 1777.20 Capital classifications.
8688. § 1777.21 Notice of capital category, and adjustments.
8689. § 1777.22 Limitation on capital distributions.
8690. § 1777.23 Capital restoration plans.
8691. § 1777.24 Notice of intent to issue an order.
8692. § 1777.25 Response to notice.
8693. § 1777.26 Final notice of order.
8694. § 1777.27 Exhaustion and review.
8695. § 1777.28 Appointment of conservator for a significantly undercapitalized or critically undercapitalized Enterprise.
8696. 1778-1799 PARTS 1778-1799 [RESERVED]
8697. CHAPTER XVIII COMMUNITY DEVELOPMENT FINANCIAL INSTITUTIONS FUND, DEPARTMENT OF THE TREASURY
8698. 1800-1804 PARTS 1800-1804 [RESERVED]
8699. PART 1805 COMMUNITY DEVELOPMENT FINANCIAL INSTITUTIONS PROGRAM
8700. Subpart A General Provisions
8701. § 1805.100 Purpose.
8702. § 1805.101 Summary.
8703. § 1805.102 Relationship to other CDFI Fund programs.
8704. § 1805.103 Recipient not instrumentality.
8705. § 1805.104 Definitions.
8706. § 1805.105 Uniform Requirements; Waiver authority.
8707. § 1805.106 OMB control number.
8708. Subpart B Eligibility
8709. § 1805.200 Applicant eligibility.
8710. § 1805.201 Certification as a Community Development Financial Institution.
8711. Subpart C Use of Funds/Eligible Activities
8712. § 1805.300 Purposes of financial assistance.
8713. § 1805.301 Eligible activities.
8714. § 1805.302 Restrictions on use of assistance.
8715. § 1805.303 Technical assistance.
8716. Subpart D Investment Instruments
8717. § 1805.400 Investment instruments—general.
8718. § 1805.401 Forms of investment instruments.
8719. § 1805.402 Assistance limits.
8720. § 1805.403 Authority to sell.
8721. Subpart E Matching Funds Requirements
8722. § 1805.500 Matching funds—general.
8723. § 1805.501 Comparability of form and value.
8724. § 1805.502 Severe constraints waiver.
8725. § 1805.503 Time frame for raising match.
8726. § 1805.504 Retained earnings.
8727. Subpart F Applications for Assistance
8728. § 1805.600 Notice of Funds Availability.
8729. Subpart G Evaluation and Selection of Applications
8730. § 1805.700 Evaluation and selection—general.
8731. § 1805.701 Evaluation of applications.
8732. Subpart H Terms and Conditions of Assistance
8733. § 1805.800 Safety and soundness.
8734. § 1805.801 Assistance Agreement; sanctions.
8735. § 1805.802 Payment of funds.
8736. § 1805.803 Data collection and reporting.
8737. § 1805.804 Information.
8738. § 1805.805 Compliance with government requirements.
8739. § 1805.806 Conflict of interest requirements.
8740. § 1805.807 Lobbying restrictions.
8741. § 1805.808 Criminal provisions.
8742. § 1805.809 CDFI Fund deemed not to control.
8743. § 1805.810 Limitation on liability.
8744. § 1805.811 Fraud, waste and abuse.
8745. PART 1806 BANK ENTERPRISE AWARD PROGRAM
8746. Subpart A General Provisions
8747. § 1806.100 Purpose.
8748. § 1806.101 Summary.
8749. § 1806.102 Relationship to other CDFI Fund programs.
8750. § 1806.103 Definitions.
8751. § 1806.104 Uniform Administrative Requirements; waiver authority.
8752. § 1806.105 OMB control number.
8753. Subpart B Eligibility
8754. § 1806.200 Applicant eligibility.
8755. Subpart C Use of Funds/Eligible Activities
8756. § 1806.300 Eligible Activities.
8757. § 1806.301 Restrictions of use of award.
8758. Subpart D Award Determinations
8759. § 1806.400 General.
8760. § 1806.401 Community eligibility and designation.
8761. § 1806.402 Measuring and reporting Qualified Activities.
8762. § 1806.403 Estimated award amounts.
8763. § 1806.404 Selection process; actual award amounts.
8764. § 1806.405 Applications for BEA Program Awards.
8765. Subpart E Terms and Conditions of Assistance
8766. § 1806.500 Award Agreement; sanctions.
8767. § 1806.501 Compliance with government requirements.
8768. § 1806.502 Fraud, waste, and abuse.
8769. § 1806.503 Books of account, records, and government access.
8770. § 1806.504 Retention of records.
8771. PART 1807 CAPITAL MAGNET FUND
8772. Subpart A General Provisions
8773. § 1807.100 Purpose.
8774. § 1807.101 Summary.
8775. § 1807.102 Relationship to other CDFI Fund programs.
8776. § 1807.103 Recipient not instrumentality.
8777. § 1807.104 Definitions.
8778. § 1807.105 Waiver authority.
8779. § 1807.106 Presumptive Compliance with Other Federal Programs.
8780. § 1807.107 Applicability of regulations for CMF Awards.
8781. Subpart B Eligibility
8782. § 1807.200 Applicant eligibility.
8783. §§ 1807.201-1807.299 [Reserved]
8784. Subpart C Eligible Purposes; Eligible Uses; Restrictions
8785. § 1807.300 Eligible purposes.
8786. § 1807.301 Eligible Uses.
8787. § 1807.302 Restrictions on use of a CMF Award.
8788. § 1807.303 Authorized uses of Program Income.
8789. Subpart D Qualification as Affordable Housing
8790. § 1807.400 Affordable Housing—General.
8791. § 1807.401 Affordable Housing—Rental Housing.
8792. § 1807.402 Affordable Housing—Homeownership.
8793. § 1807.403 Economic Development Activities.
8794. Subpart E Leveraged Capital; Eligible Project Costs; Commitments; Project Completion
8795. § 1807.500 Leveraged Capital; Eligible Project Costs.
8796. § 1807.501 Commitments.
8797. § 1807.502 CMF Award limits.
8798. § 1807.503 Project Completion; Property standards.
8799. Subpart F Tracking Funds; Uniform Administrative Requirements; Nature of Funds
8800. § 1807.600 Tracking funds.
8801. § 1807.601 Uniform Administrative Requirements.
8802. § 1807.602 Nature of funds.
8803. Subpart G Notice of Funds Availability; Applications
8804. § 1807.700 Notice of funds availability.
8805. §§ 1807.701-1807.799 [Reserved]
8806. Subpart H Evaluation and Selection of Applications
8807. § 1807.800 Evaluation and selection—general.
8808. § 1807.801 Evaluation of Applications.
8809. Subpart I Terms and Conditions of a CMF Award
8810. § 1807.900 Assistance agreement.
8811. § 1807.901 Payment of funds.
8812. § 1807.902 Data collection and reporting.
8813. § 1807.903 Compliance with government requirements.
8814. § 1807.904 Lobbying restrictions.
8815. § 1807.905 Criminal provisions.
8816. § 1807.906 CDFI Fund deemed not to control.
8817. § 1807.907 Limitation on liability.
8818. § 1807.908 Fraud, waste and abuse.
8819. PART 1808 COMMUNITY DEVELOPMENT FINANCIAL INSTITUTIONS BOND GUARANTEE PROGRAM
8820. Subpart A General Provisions
8821. § 1808.100 Purpose.
8822. § 1808.101 Summary.
8823. § 1808.102 Definitions.
8824. § 1808.103 Participant not instrumentality.
8825. § 1808.104 Deviations.
8826. § 1808.105 Relationship to other CDFI Fund programs.
8827. § 1808.106 OMB control number.
8828. Subpart B Eligibility
8829. § 1808.200 Qualified Issuers.
8830. § 1808.201 Designated Bonding Authority.
8831. § 1808.202 Eligible CDFIs.
8832. Subpart C Interest Rates; Terms and Conditions of Bonds, Bond Loans, and Secondary Loans
8833. § 1808.300 Interest rates.
8834. § 1808.301 Eligible uses of Bond Proceeds.
8835. § 1808.302 Bond terms and conditions.
8836. § 1808.303 Risk-Share Pool.
8837. § 1808.304 Eligible uses of Bond Loan proceeds.
8838. § 1808.305 Bond Loan terms and conditions.
8839. § 1808.306 Conditions precedent to Bond and Bond Loan.
8840. § 1808.307 Secondary Loan Eligible Purposes; Terms and conditions.
8841. § 1808.308 Relending Fund; Relending Account.
8842. § 1808.309 Restrictions on uses of Bond Proceeds and Bond Loan proceeds.
8843. Subpart D Applications for Guarantee and Qualified Issuer
8844. § 1808.400 Notice of Guarantee Availability.
8845. § 1808.401 Application requirements.
8846. Subpart E Evaluation and Selection
8847. § 1808.500 Evaluation of Qualified Issuer Applications.
8848. § 1808.501 Evaluation of Guarantee Applications.
8849. § 1808.502 Evaluation of Designated Bonding Authority Applications.
8850. § 1808.503 Consultation with Appropriate Regulatory Agencies.
8851. § 1808.504 Selection of Qualified Issuers; Approval for Guarantee.
8852. Subpart F Terms and Conditions of Guarantee
8853. § 1808.600 Full faith and credit and incontestability of Guarantee.
8854. § 1808.601 Assignment and transfer of Guarantee.
8855. § 1808.602 Offer of Guarantee.
8856. § 1808.603 Issuance of Guarantee.
8857. § 1808.604 Agreement to Guarantee.
8858. § 1808.605 Agency Administrative Fee.
8859. § 1808.606 Program Administrator; Servicer; Master Servicer/Trustee.
8860. § 1808.607 Representations and warranties of Qualified Issuer with respect to Guarantee.
8861. § 1808.608 Representations and warranties of Eligible CDFI with respect to each Bond Loan.
8862. § 1808.609 Representations and warranties of Secondary Borrower.
8863. § 1808.610 Covenants of Qualified Issuer with respect to Guarantee.
8864. § 1808.611 Covenants of Eligible CDFI with respect to Bond and each Bond Loan.
8865. § 1808.612 Specific financial covenants of Eligible CDFI.
8866. § 1808.613 Negative covenants of Eligible CDFI.
8867. § 1808.614 Covenants of Secondary Borrower with respect to Secondary Loan.
8868. § 1808.615 Negative covenants of Secondary Borrower.
8869. § 1808.616 Events of default and remedies with respect to Bonds.
8870. § 1808.617 Events of default and remedies with respect to Bond Loans.
8871. § 1808.618 Events of default and remedies with respect to Secondary Loans.
8872. § 1808.619 Reporting requirements.
8873. § 1808.620 Investments in Guaranteed Bonds ineligible for Community Reinvestment Act Purposes.
8874. § 1808.621 Conflict of interest requirements.
8875. § 1808.622 Compliance with government requirements.
8876. § 1808.623 Lobbying restrictions.
8877. § 1808.624 Criminal provisions.
8878. § 1808.625 CDFI Fund deemed not to control.
8879. § 1808.626 Limitation on liability.
8880. § 1808.627 Fraud, waste and abuse.
8881. PART 1815 ENVIRONMENTAL QUALITY
8882. § 1815.100 Policy.
8883. § 1815.101 Purpose.
8884. § 1815.102 Definitions.
8885. § 1815.103 Designation of responsible Fund official.
8886. § 1815.104 Specific responsibilities of the designated Fund official.
8887. § 1815.105 Major decision points.
8888. § 1815.106 Supplemental environmental review.
8889. § 1815.107 Determination of review requirement.
8890. § 1815.108 Actions that normally require an EIS.
8891. § 1815.109 Preparation of an EIS.
8892. § 1815.110 Categorical exclusion.
8893. § 1815.111 Actions that require an environmental assessment.
8894. § 1815.112 Preparation of an environmental assessment.
8895. § 1815.113 Public involvement.
8896. § 1815.114 Fund decisionmaking procedures.
8897. § 1815.115 OMB control number.
8898. 1816-1899 PARTS 1816-1899 [RESERVED]